DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clearstead; Clearstead Advisory Solutions
Legal name Clearstead Advisors, LLC
Latest filing Jul 31, 2026
First filing on the tape Jan 19, 2012 · 45 filings
SEC status approved since Dec 29, 1988
RAUM
$34B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
63%
$21B individuals and HNW
Advisors
65
registered through the firm on IAPD
RAUM per advisor
$521M
derived; firm RAUM over IAPD count
Employees
280
104 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
3
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$34B as of Jul 31, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$21B as of Jul 31, 2026
Mar 29, 2018$2.9B then
State-registered IARs (5.B.3)34 as of Jul 31, 2026
Mar 30, 20120 then
Employees (5.A)280 as of Jul 31, 2026
Mar 28, 201350 then
Private funds3 as of Jul 31, 2026
Mar 30, 20263 then
RAUM +39% over the last fiscal year+49% a year over threeIARs 34 to 34offices 9 to 10
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $521MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 5.9derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $16B, 2,220 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$21B61%
- Corporations and businesses$10B31%
- Pension and profit-sharing plans$2.1B6.1%
- Individuals$783M2.3%
- Pooled investment vehicles$173M0.5%
- State and municipal entities$6.5M0.0%
- Individual clients
- 2,136reported
- HNW clients
- 2,175reported
- Pension plan clients
- 22reported
- Charitable clients
- n/areported
- Accounts
- 14,707reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $109M managedreported
- Custody of client assets
- $16B for 2,220 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.01 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
65 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John (Nmn) MarinoCertified Financial Planner | Beachwood, Oh | Mar 30, 2012 | 21 y | 1 |
| Michael Stephen Dearden | Beachwood, Oh | Apr 2, 2012 | 25 y | 3 |
| Steven Francis Wolken | Cleveland, Oh | Apr 2, 2012 | 19 y | 1 |
| Nancy Gallagher Cook | Beachwood, Oh | Apr 18, 2012 | 16 y | 1 |
| William Oley HallCertified Financial Planner, Chartered Financial Analyst | Portland, Me | Jan 9, 2015 | 27 y | 2 |
| David Joseph Rubis | Cleveland, Oh | Nov 1, 2021 | 12 y | 3 |
| Eileen Marie BurkhartCertified Financial Planner | Cleveland, Oh | Jan 19, 2022 | 33 y | 2 |
| Matthew Joel Kolenich | Cleveland, Oh | Jan 20, 2023 | 21 y | 4 |
| Scott P. SnowCertified Financial Planner | Cleveland, Oh | Jan 22, 2023 | 28 y | 3 |
| Allen William Dengler | Cleveland, Oh | Mar 27, 2024 | 10 y | 1 |
| Timothy James Mcdaniel | Norfolk, Va | Apr 8, 2024 | 10 y | 0 |
| David James Kyle ElliottCertified Financial Planner | Raleigh, Nc | Apr 21, 2024 | 32 y | 1 |
| Sophia Louise IvancichCertified Financial Planner | Cleveland, Oh | Apr 21, 2024 | 11 y | 4 |
| Amie Slaton BatyChartered Financial Analyst | Norfolk, Va | Apr 21, 2024 | 22 y | 2 |
| Daniel John PizetoskiChartered Financial Analyst | Cleveland, Oh | Apr 21, 2024 | 15 y | 1 |
| Kurt Wilhelm Evertz | Norfolk, Va | Apr 21, 2024 | 10 y | 1 |
| Mark Randall Warden | Norfolk, Va | Apr 21, 2024 | 30 y | 1 |
| Daniel Fralin PowellChartered Financial Analyst | Norfolk, Va | Apr 23, 2024 | 22 y | 4 |
| Thomas Francis Xavier McnallyChartered Financial Analyst | Cleveland, Oh | Apr 24, 2024 | 21 y | 1 |
| Luke Hyma ScanlanChartered Financial Analyst | Cleveland, Oh | Apr 25, 2024 | 12 y | 1 |
| Caroline Wilkes PaceCertified Financial Planner | Norfolk, Va | Apr 25, 2024 | 13 y | 2 |
| Paul Aaron FerwerdaChartered Financial Analyst | Norfolk, Va | Apr 25, 2024 | 39 y | 2 |
| Ryan Stallard | Cleveland, Oh | Apr 25, 2024 | 13 y | 1 |
| Brianna Therese Shughrou | Cleveland, Oh | Apr 25, 2024 | 19 y | 1 |
| Roger Herman Scheffel | Norfolk, Va | Apr 25, 2024 | 25 y | 2 |
| Connor Fraser Dabney Fanney | Norfolk, Va | Apr 25, 2024 | 11 y | 1 |
| Scott M MccluneyCertified Financial Planner | Cleveland, Oh | Apr 29, 2024 | 26 y | 1 |
| Wayne Turner House | Cleveland, Oh | May 2, 2024 | 15 y | 1 |
| Stephen James BoweryCertified Financial Planner, Chartered Financial Analyst | Cleveland, Oh | May 2, 2024 | 30 y | 3 |
| Robert Downing Mundin | Norfolk, Va | May 6, 2024 | 11 y | 1 |
| Lawrence Albert BernertChartered Financial Analyst | Cleveland, Oh | May 6, 2024 | 32 y | 1 |
| Wayne Freeman WilbanksChartered Financial Analyst | Cleveland, Oh | May 13, 2024 | 44 y | 1 |
| Ellen Wohlford Anderson | Cleveland, Oh | Oct 13, 2024 | 14 y | 2 |
| Richard AhrensCertified Financial Planner | Cleveland, Oh | Oct 14, 2024 | 30 y | 5 |
| Emily Kay Erhart | Cleveland, Oh | Nov 20, 2024 | 13 y | 1 |
| John Samuel Hartman | Cleveland, Oh | Dec 10, 2024 | 11 y | 0 |
| Dennis M. Zaslavsky | Deerfield, Il | Feb 13, 2025 | 26 y | 1 |
| Allen Curtis BergCertified Financial Planner | Cleveland, Oh | Feb 14, 2025 | 11 y | 3 |
| Erin Abate | Cleveland, Oh | Apr 13, 2025 | 11 y | 0 |
| David Joseph DesalvoCertified Financial Planner | Cleveland, Oh | Apr 29, 2025 | 12 y | 2 |
Advisor movement
1 left, 22 joined in 12 months
net +21 in 12 months1 left in 90 days6 joined in 90 daysdeparture rate 1.5% of current headcount1 left over 36 months
Left, latest
- Andrew Joshua Avery to Alphastar Capital ManagementAug 12, 2026 · RIA to RIA
- Bradley Earl Turner to Mai Capital Management, LLCMar 29, 2021 · RIA to RIA
- Barton Wall Weisenfluh to Kelleher Financial Advisors, LLCOct 17, 2017 · Other
- William Michael Courson to Mason Investment Advisory Services IncMar 25, 2017 · Other
Joined, latest
- Bruce Jonathan Fenster from Mycio Wealth Partners, LLCJul 13, 2026 · RIA to RIA
- Kenneth Donald Briscoe from Mycio Wealth Partners, LLCJul 9, 2026 · RIA to RIA
- Paul Joseph Bracaglia from Mycio Wealth Partners, LLCJul 9, 2026 · RIA to RIA
- Michael Domenic Finelli from Mycio Wealth Partners, LLCJul 9, 2026 · RIA to RIA
- Philip Bonelli from Mycio Wealth Partners, LLCJul 9, 2026 · RIA to RIA
- Jackson Davey from Mycio Wealth Partners, LLCJul 9, 2026 · RIA to RIA
- Sue Young Sewell from The Clarius Group, LLCMay 29, 2026 · RIA to RIA
- Sugarsuren Byambasuren from The Clarius Group, LLCApr 1, 2026 · RIA to RIA
- Matthew Parker Talbot from The Clarius Group, LLCMar 19, 2026 · RIA to RIA
- Yulya Stewart from The Clarius Group, LLCMar 19, 2026 · RIA to RIA
- Molly Miller Walters from The Clarius Group, LLCMar 18, 2026 · RIA to RIA
- George Robert Lane from The Clarius Group, LLCMar 18, 2026 · RIA to RIA
- Keith Randolph Vernon from The Clarius Group, LLCMar 18, 2026 · RIA to RIA
- Jeffrey Taylor Pierce from The Clarius Group, LLCMar 18, 2026 · RIA to RIA
- Cameron Campbell Lamarche from The Clarius Group, LLCMar 9, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from Mycio Wealth Partners, LLCJul 21, 2026 · Philadelphia, Pa
- 15 joined from The Clarius Group, LLCFeb 11, 2026 · Seattle, Wa · Firm absorbed
- 2 joined from Waveland Family Office, LLCFeb 13, 2025 · Deerfield, Il
- 2 joined from Wilbanks, Smith & Thomas Asset Management, LLCApr 19, 2024 · Raleigh, Nc
- 20 joined from Wilbanks, Smith & Thomas Asset Management, LLCApr 19, 2024 · Norfolk, Va · Firm absorbed
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Clearaccess Fund, LP | $47.1M | 217 | Jul 31, 2026 | |
| Smartsheet Spv, LLC | $7.8M | 32 | Jul 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Pradeep Aneet Deshpande · Chief Investment Officercontrolsince 02/2024 · owns less than 5%
- Campbell David Fulton · President, Chief Executive Officer, Co-Chairmancontrolsince 12/2009 · owns less than 5%
- David Bradley Knapp · Presidentcontrolsince 01/2019 · owns less than 5%
- Matthew Trent Meyerhoefer · Chief Financial Officercontrolsince 06/2022 · owns less than 5%
- Ann Satricia Rice · Head Of Private Client Groupcontrolsince 01/2023 · owns less than 5%
- Peter Michael Shebak · Head Of Institutional Client Groupcontrolsince 10/2015 · owns less than 5%
- Justin Carl Tippit · Co-Chairmancontrolsince 01/2021 · owns less than 5%
- Freeman Wayne Wilbanks · Senior Managing Directorcontrolsince 04/2024 · owns less than 5%
- Francis Steven Wolken · Chief Compliance Officercontrolsince 10/2011 · owns less than 5%
Entity owners
- Moses Buyer Holdings, LLC · Memberdirect · owns 75% or more
- Flexpoint Ford, LLC · Memberindirect · owns F of Moses Ultimate Holdings, LLC
- Flexpoint Fund IV-A LP · Memberindirect · owns 25% to 50% of Moses Ultimate Holdings, LLC
- Flexpoint Fund IV-B LP · Memberindirect · owns F of Moses Ultimate Holdings, LLC
- Hartland Management Investors, LLC · Memberindirect · owns 25% to 50% of Moses Ultimate Holdings, LLC
- Moses Ultimate Holdings, LLC · Memberindirect · owns 75% or more of Moses Buyer Holdings, LLC
Related persons
Schedule D 7.A
- Avalon Trust, LLCy
- Clearstead Trust, LLCy
Advisers that list Clearstead; Clearstead Advisory Solutions as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cleveland, Oh · principal | 61 | 23 | 0 | ||
| Norfolk, Va | 24 | 1 | 1 | ||
| Seattle, Wa | 15 | 15 | 0 | ||
| Philadelphia, Pa | 6 | 6 | 0 | ||
| Beachwood, Oh | 3 | 0 | 0 | ||
| Deerfield, Il | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Norfolk, VA20 employees
- Hudson, OH6 employees
- Roanoke, VA2 employees
- Pepper Pike, OH1 employees
- Westlake, OH1 employees
- , 1 employees
- Norfolk, VA
- Valley City, OH
What changed
consecutive filings, newest first
- Other offices · 8 to 10Mar 30, 2026 to Jul 31, 2026
- Accounts · 12,144 to 14,707Dec 11, 2025 to Mar 30, 2026
- Advisory employees · 85 to 104Dec 11, 2025 to Mar 30, 2026
- Advisory activities · 7 to 8Dec 11, 2025 to Mar 30, 2026
- Business name · CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS to CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONSDec 11, 2025 to Mar 30, 2026
- Corporate clients · 376 to 468Dec 11, 2025 to Mar 30, 2026
- HNW clients · 1,824 to 2,175Dec 11, 2025 to Mar 30, 2026
- Individual clients · 1,992 to 2,136Dec 11, 2025 to Mar 30, 2026
- Pension plan clients · 27 to 22Dec 11, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 3.0Dec 11, 2025 to Mar 30, 2026
- Assets in custody · $6.2B to $16BDec 11, 2025 to Mar 30, 2026
- Employees · 223 to 280Dec 11, 2025 to Mar 30, 2026
- Private funds · unset to 3Dec 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $19B to $26BDec 11, 2025 to Mar 30, 2026
- HNW RAUM · $13B to $21BDec 11, 2025 to Mar 30, 2026
- Individual RAUM · $732M to $783MDec 11, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $5.7B to $7.9BDec 11, 2025 to Mar 30, 2026
- Pension RAUM · $1.9B to $2.1BDec 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 173467527.0Dec 11, 2025 to Mar 30, 2026
- RAUM · $24B to $34BDec 11, 2025 to Mar 30, 2026
- Wrap assets (manager) · $93.9M to $109MDec 11, 2025 to Mar 30, 2026
- Other offices · 9 to 8Mar 21, 2025 to Dec 11, 2025
- Accounts · 11,645 to 12,144Feb 4, 2025 to Mar 21, 2025
- Advisory employees · 80 to 85Feb 4, 2025 to Mar 21, 2025
- Corporate clients · 421 to 376Feb 4, 2025 to Mar 21, 2025
- HNW clients · 1,683 to 1,824Feb 4, 2025 to Mar 21, 2025
- Individual clients · 2,011 to 1,992Feb 4, 2025 to Mar 21, 2025
- Pension plan clients · 30 to 27Feb 4, 2025 to Mar 21, 2025
- Assets in custody · $6.5B to $6.2BFeb 4, 2025 to Mar 21, 2025
- Employees · 190 to 223Feb 4, 2025 to Mar 21, 2025
- Financial planning clients · More than 500 to More than 500Feb 4, 2025 to Mar 21, 2025
- State-registered IARs · 28 to 34Feb 4, 2025 to Mar 21, 2025
- Discretionary RAUM · $16B to $19BFeb 4, 2025 to Mar 21, 2025
- HNW RAUM · $11B to $13BFeb 4, 2025 to Mar 21, 2025
- Individual RAUM · $761M to $732MFeb 4, 2025 to Mar 21, 2025
- Non-discretionary RAUM · $6.4B to $5.7BFeb 4, 2025 to Mar 21, 2025
- Pension RAUM · $1.7B to $1.9BFeb 4, 2025 to Mar 21, 2025
- RAUM · $22B to $24BFeb 4, 2025 to Mar 21, 2025
- Wrap assets (manager) · $59.3M to $93.9MFeb 4, 2025 to Mar 21, 2025
- Other offices · 8 to 9Aug 30, 2024 to Feb 4, 2025
Signals
28 dated events
- Andrew Joshua Avery left Clearstead; Clearstead Advisory Solutions for Alphastar Capital Management (registered 2026-08-07)Aug 12, 2026 · Advisor changed firm · fact
- 6 advisors left Mycio Wealth Partners, LLC (Philadelphia, PA) for Clearstead; Clearstead Advisory Solutions a day apartJul 21, 2026 · Team lift-out · derived
- Clearstead; Clearstead Advisory Solutions reported RAUM $33.9B, up 39% from $24.3B (2025-12-11 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- The Clarius Group, LLC's advisors moved to Clearstead; Clearstead Advisory Solutions (Seattle, WA): 15 of 15 registered, within 7 daysFeb 11, 2026 · Firm absorbed (people side) · derived
- 2 advisors left Waveland Family Office, LLC (Deerfield, IL) for Clearstead; Clearstead Advisory Solutions on the same dayFeb 13, 2025 · Team lift-out · derived
- Clearstead; Clearstead Advisory Solutions reported RAUM $22.4B, up 46% from $15.3B (2024-04-02 to 2024-07-03)Jul 3, 2024 · RAUM change · derived
- 2 advisors left Wilbanks, Smith & Thomas Asset Management, LLC (Raleigh, NC) for Clearstead; Clearstead Advisory Solutions on the same dayApr 19, 2024 · Team lift-out · derived
- Wilbanks, Smith & Thomas Asset Management, LLC's advisors moved to Clearstead; Clearstead Advisory Solutions (Norfolk, VA): 21 of 22 registered, within 24 daysApr 19, 2024 · Firm absorbed (people side) · derived
- Clearstead; Clearstead Advisory Solutions reported 28 state-registered advisory representatives, up from 8 (2024-03-29 to 2024-04-02)Apr 2, 2024 · Advisor headcount change · derived
- Freeman Wayne Wilbanks (Senior Managing Director) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsApr 2, 2024 · Control person joined · fact
- Clearstead; Clearstead Advisory Solutions reported RAUM $15.3B, up 50% from $10.2B (2024-01-02 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Ann Satricia Rice (Head Of Private Client Group) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 29, 2024 · Control person joined · fact
- Pradeep Aneet Deshpande (Chief Investment Officer) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 29, 2024 · Control person joined · fact
- Sue Kathleen Thompson (Chief Financial Officer) no longer on Schedule A of Clearstead; Clearstead Advisory Solutions (listed 2023-02-01, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Matthew Trent Meyerhoefer (Chief Financial Officer) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 31, 2023 · Control person joined · fact
- Clearstead; Clearstead Advisory Solutions reported RAUM $11.2B, up 57% from $7.2B (2022-02-06 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Carl Justin Tippit (President) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 31, 2022 · Control person joined · fact
- Joseph Michael Moss (Head Of Client Services) no longer on Schedule A of Clearstead; Clearstead Advisory Solutions (listed 2022-02-06, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Paul Gregory Althans (Member) no longer on Schedule A of Clearstead; Clearstead Advisory Solutions (listed 2021-07-29, absent 2022-02-06)Feb 6, 2022 · Control person left · inference
- Earl Bradley Turner (Chief Operating Officer) no longer on Schedule A of Clearstead; Clearstead Advisory Solutions (listed 2019-12-10, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Joseph Michael Moss (Head Of Client Services) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 30, 2020 · Control person joined · fact
- Peter Michael Shebak (Head Of Institutional Client Group) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 30, 2020 · Control person joined · fact
- David Bradley Knapp (Head Of Private Client Group) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 30, 2020 · Control person joined · fact
- Sue Kathleen Thompson (Chief Financial Officer) appeared on Schedule A of Clearstead; Clearstead Advisory SolutionsMar 30, 2020 · Control person joined · fact
- Clearstead; Clearstead Advisory Solutions reported RAUM $5.8B, up 33% from $4.3B (2019-12-10 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Kenneth Brian Hrabak (Chief Investment Officer) no longer on Schedule A of Clearstead; Clearstead Advisory Solutions (listed 2018-11-08, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Clearstead; Clearstead Advisory Solutions reported RAUM $4.1B, up 26% from $3.2B (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Hartland & Co reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 27, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Clearstead; Clearstead Advisory Solutions · Independent Sponsorsshared crd · capital_provider
- Clearstead, Hartland & Co., LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 216-621-1090reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/clearsteadreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/theclariusgroupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- clearstead.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 216-621-1090reportedpublic record, Form ADV, Jul 31, 2026
- Team page
- clearstead.com/our-value/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $521Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026