DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• F•••••••• A•••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Mar 22, 2012 · 20 filings
SEC status approved since Mar 8, 2021
RAUM
$163M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$163M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$54.4M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$163M as of Mar 23, 2026
Mar 22, 2012$70.7M then
HNW client RAUM$123M as of Mar 23, 2026
May 1, 2022$89.0M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Mar 22, 20120 then
Employees (5.A)5 as of Mar 23, 2026
May 1, 20226 then
Private funds: no history
RAUM +3.7% over the last fiscal year+4.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $545,411derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M75%
- Individuals$40.6M25%
- Individual clients
- 147reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 299reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• E••••• M••••••••• | Bartlesville, Ok | Jan 29, 2004 | 24 y | 0 |
| A•••• S•••• A•••••••Certified Financial Planner | Bartlesville, Ok | Jan 29, 2004 | 31 y | 1 |
| J••••••• S••••• R•••••• | Bartlesville, Ok | Feb 1, 2022 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• S•••• A••••••• from F•••• I••••••••• C•••••••••Jan 29, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• A••••• S•••• · Ccocontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••• A•••••••• M••••••••• • B••••••• P•••• C•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bartlesville, Ok · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 23, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2025-08-15, no on the filing of 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 221 to 299Aug 15, 2025 to Mar 23, 2026
- Individual clients · 171 to 147Aug 15, 2025 to Mar 23, 2026
- Discretionary RAUM · $157M to $147MAug 15, 2025 to Mar 23, 2026
- HNW RAUM · $108M to $123MAug 15, 2025 to Mar 23, 2026
- Individual RAUM · $49.2M to $40.6MAug 15, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $0 to $16.5MAug 15, 2025 to Mar 23, 2026
- RAUM · $157M to $163MAug 15, 2025 to Mar 23, 2026
- Related broker-dealer · true to falseAug 15, 2025 to Mar 23, 2026
- Accounts · 215 to 221Mar 22, 2024 to Mar 12, 2025
- HNW clients · 45 to 50Mar 22, 2024 to Mar 12, 2025
- Individual clients · 170 to 171Mar 22, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 1-10Mar 22, 2024 to Mar 12, 2025
- Discretionary RAUM · $158M to $157MMar 22, 2024 to Mar 12, 2025
- HNW RAUM · $97.8M to $108MMar 22, 2024 to Mar 12, 2025
- Individual RAUM · $60.2M to $49.2MMar 22, 2024 to Mar 12, 2025
- RAUM · $158M to $157MMar 22, 2024 to Mar 12, 2025
- Accounts · 242 to 215Mar 28, 2023 to Mar 22, 2024
- HNW clients · 40 to 45Mar 28, 2023 to Mar 22, 2024
- Individual clients · 202 to 170Mar 28, 2023 to Mar 22, 2024
- Discretionary RAUM · $142M to $158MMar 28, 2023 to Mar 22, 2024
- HNW RAUM · $84.0M to $97.8MMar 28, 2023 to Mar 22, 2024
- Individual RAUM · $57.7M to $60.2MMar 28, 2023 to Mar 22, 2024
- RAUM · $142M to $158MMar 28, 2023 to Mar 22, 2024
- Accounts · 236 to 242May 1, 2022 to Mar 28, 2023
- Advisory employees · 4 to 3May 1, 2022 to Mar 28, 2023
- BD registered reps · 4 to 3May 1, 2022 to Mar 28, 2023
- HNW clients · 44 to 40May 1, 2022 to Mar 28, 2023
- Individual clients · 192 to 202May 1, 2022 to Mar 28, 2023
- Employees · 6 to 5May 1, 2022 to Mar 28, 2023
- State-registered IARs · 4 to 3May 1, 2022 to Mar 28, 2023
- Discretionary RAUM · $145M to $142MMay 1, 2022 to Mar 28, 2023
- HNW RAUM · $89.0M to $84.0MMay 1, 2022 to Mar 28, 2023
- Individual RAUM · $55.9M to $57.7MMay 1, 2022 to Mar 28, 2023
- RAUM · $145M to $142MMay 1, 2022 to Mar 28, 2023
- Accounts · 225 to 236Feb 17, 2021 to Mar 8, 2022
- Advisory employees · 3 to 4Feb 17, 2021 to Mar 8, 2022
- BD registered reps · 3 to 4Feb 17, 2021 to Mar 8, 2022
- HNW clients · 32 to 44Feb 17, 2021 to Mar 8, 2022
- Individual clients · 193 to 192Feb 17, 2021 to Mar 8, 2022
- Commission compensation · true to falseFeb 17, 2021 to Mar 8, 2022
Signals
3 dated events
- Wayne Mark Archambo (Vice President) no longer on Schedule A of A••••••• F•••••••• A•••••••• I••• (listed 2022-05-01, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- A••••••• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Feb 5, 2021 · ria f•••• adv filing · fact
- Scott Aaron Archambo (Cco) appeared on Schedule A of A••••••• F•••••••• A•••••••• I•••Feb 5, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 918-336-2222reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- A•••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918-336-2222reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026