DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• C••••••• L••
Latest filing Mar 6, 2026
First filing on the tape Mar 29, 2012 · 31 filings
SEC status approved since Jun 12, 2008
RAUM
$326M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
89%
$290M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$326M as of Mar 6, 2026
Mar 29, 2012$75.9M then
HNW client RAUM$253M as of Mar 6, 2026
Mar 30, 2018$47.6M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Mar 6, 2026
Mar 28, 20133 then
Private funds: no history
RAUM +42% over the last fiscal year+23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $539,882derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -36%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M78%
- Individuals$36.2M11%
- Corporations and businesses$28.4M8.7%
- Pension and profit-sharing plans$7.2M2.2%
- Charitable organizations$774,6260.2%
- Individual clients
- 98reported
- HNW clients
- 60reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 604reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J•••••••• S••••••••Certified Financial Planner | New York, Ny | Jun 6, 2022 | 17 y | 0 |
| C•••••• H••••• G•••••••Certified Financial Planner, Chartered Financial Analyst | New York, Ny | Nov 29, 2022 | 26 y | 0 |
| C••••••••• E••••• A••••••••• | New York, Ny | May 20, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• C••••••• H••••• · Managing Member And Chief Compliance Officercontrolsince 08/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 6, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $229,372,719 to $326,088,431, advisors 2 to 2, private clients 246 to 158, offices 0 to 0 (2025-04-01 to 2026-03-06)peers: independent wealth managers, $100M to $500M (5,678)
- client count collapseChange between filings · filing Mar 6, 2026individual and HNW clients (Item 5.D) moved from 246.0 to 158.0 (-36.0%) between the annual amendments of 2025-04-01 and 2026-03-06; the peer median change was +3.0% (3309 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 3.2% percentile
- RAUM up 25 %Change between filings · filing Mar 6, 2026RAUM (Item 5.F) moved from $229,372,719 to $326,088,431 (+42.0%) between the annual amendments of 2025-04-01 and 2026-03-06; the peer median change was +15.0% (4549 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 469 to 604Apr 1, 2025 to Mar 6, 2026
- Corporate clients · unset to 23.0Apr 1, 2025 to Mar 6, 2026
- HNW clients · 66 to 60Apr 1, 2025 to Mar 6, 2026
- Individual clients · 180 to 98Apr 1, 2025 to Mar 6, 2026
- Pension plan clients · unset to 6.0Apr 1, 2025 to Mar 6, 2026
- Employees · 3 to 4Apr 1, 2025 to Mar 6, 2026
- Financial planning clients · 51-100 to 101-250Apr 1, 2025 to Mar 6, 2026
- Discretionary RAUM · $229M to $312MApr 1, 2025 to Mar 6, 2026
- HNW RAUM · $183M to $253MApr 1, 2025 to Mar 6, 2026
- Individual RAUM · $41.1M to $36.2MApr 1, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $0 to $14.6MApr 1, 2025 to Mar 6, 2026
- Pension RAUM · unset to 7249199.0Apr 1, 2025 to Mar 6, 2026
- RAUM · $229M to $326MApr 1, 2025 to Mar 6, 2026
- Accounts · 346 to 469Nov 8, 2024 to Apr 1, 2025
- HNW clients · 38 to 66Nov 8, 2024 to Apr 1, 2025
- Individual clients · 63 to 180Nov 8, 2024 to Apr 1, 2025
- Financial planning clients · 11-25 to 51-100Nov 8, 2024 to Apr 1, 2025
- Discretionary RAUM · $198M to $229MNov 8, 2024 to Apr 1, 2025
- HNW RAUM · $175M to $183MNov 8, 2024 to Apr 1, 2025
- Individual RAUM · $21.4M to $41.1MNov 8, 2024 to Apr 1, 2025
- RAUM · $198M to $229MNov 8, 2024 to Apr 1, 2025
- Accounts · 246 to 346Mar 31, 2023 to Mar 20, 2024
- HNW clients · 34 to 38Mar 31, 2023 to Mar 20, 2024
- Individual clients · 55 to 63Mar 31, 2023 to Mar 20, 2024
- Discretionary RAUM · $174M to $198MMar 31, 2023 to Mar 20, 2024
- HNW RAUM · $150M to $175MMar 31, 2023 to Mar 20, 2024
- Individual RAUM · $22.8M to $21.4MMar 31, 2023 to Mar 20, 2024
- RAUM · $174M to $198MMar 31, 2023 to Mar 20, 2024
- Accounts · 192 to 246Nov 2, 2022 to Mar 29, 2023
- Advisory employees · 1 to 2Nov 2, 2022 to Mar 29, 2023
- HNW clients · 30 to 34Nov 2, 2022 to Mar 29, 2023
- Individual clients · 46 to 55Nov 2, 2022 to Mar 29, 2023
- Financial planning clients · 26-50 to 11-25Nov 2, 2022 to Mar 29, 2023
- State-registered IARs · 1 to 2Nov 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $121M to $174MNov 2, 2022 to Mar 29, 2023
- HNW RAUM · $97.1M to $150MNov 2, 2022 to Mar 29, 2023
- Individual RAUM · $23.1M to $22.8MNov 2, 2022 to Mar 29, 2023
- RAUM · $121M to $174MNov 2, 2022 to Mar 29, 2023
- Accounts · 184 to 192Jun 14, 2021 to Feb 19, 2022
- HNW clients · 21 to 30Jun 14, 2021 to Feb 19, 2022
Signals
1 dated events
- Ransom Jessica Bruno (Chief Compliance Officer) no longer on Schedule A of H••••• C••••••• L•• (listed 2024-03-21, absent 2024-07-03)Jul 3, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hurley-capital-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-605-0665reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026