DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• D••••••• G••••• S••••••••• I•• L•
Gross asset value
$157M
as of Mar 28, 2024; not a fund size
Peak GAV
$231M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
50%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
49%
Reported
34 filings
Dec 4, 2013 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$157M as of Mar 28, 2024
Dec 4, 2013$0 then
Owners36 as of Mar 28, 2024
Dec 4, 20131 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-215139reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- C•••••• D••••••• G••••• S••••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 50%reportedadviser and related persons