DFX Intelligence
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SEC-registered adviser
G•••••• F••••••••• L••
Latest filing Jul 1, 2026
First filing on the tape Mar 19, 2013 · 24 filings
SEC status approved since Apr 11, 2013
RAUM
$110M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
100%
$110M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$110M as of Jul 1, 2026
Mar 27, 2014$50.4M then
HNW client RAUM$85.2M as of Jul 1, 2026
Feb 22, 2018$43.6M then
State-registered IARs (5.B.3)1 as of Jul 1, 2026
Mar 27, 20141 then
Employees (5.A)1 as of Jul 1, 2026
Mar 27, 20142 then
Private funds: no history
RAUM +9.9% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 152derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $722,493derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.2M78%
- Individuals$24.6M22%
- Individual clients
- 68reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 152reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• J•••• G•••••• | Honeoye Falls, Ny | May 30, 2021 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• A•••••• J•••• · Managing Member/Chief Compliance Officercontrolsince 01/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · to HONEOYE FALLSJan 20, 2026 to Jul 1, 2026
- HQ state · to NYJan 20, 2026 to Jul 1, 2026
- Accounts · 150 to 152Jan 18, 2025 to Jan 20, 2026
- HNW clients · 81 to 84Jan 18, 2025 to Jan 20, 2026
- Discretionary RAUM · $74.1M to $90.0MJan 18, 2025 to Jan 20, 2026
- HNW RAUM · $73.7M to $85.2MJan 18, 2025 to Jan 20, 2026
- Individual RAUM · $26.2M to $24.6MJan 18, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $25.8M to $19.8MJan 18, 2025 to Jan 20, 2026
- RAUM · $99.9M to $110MJan 18, 2025 to Jan 20, 2026
- HNW clients · 84 to 81Feb 6, 2024 to Jan 18, 2025
- Individual clients · 66 to 68Feb 6, 2024 to Jan 18, 2025
- Financial planning clients · 0 to 0Feb 6, 2024 to Jan 18, 2025
- HQ city · unset to Feb 6, 2024 to Jan 18, 2025
- HQ state · unset to Feb 6, 2024 to Jan 18, 2025
- Discretionary RAUM · $59.1M to $74.1MFeb 6, 2024 to Jan 18, 2025
- HNW RAUM · $66.7M to $73.7MFeb 6, 2024 to Jan 18, 2025
- Individual RAUM · $17.8M to $26.2MFeb 6, 2024 to Jan 18, 2025
- Non-discretionary RAUM · $25.4M to $25.8MFeb 6, 2024 to Jan 18, 2025
- RAUM · $84.5M to $99.9MFeb 6, 2024 to Jan 18, 2025
- Accounts · 165 to 150Feb 3, 2023 to Feb 6, 2024
- HNW clients · 104 to 84Feb 3, 2023 to Feb 6, 2024
- Individual clients · 61 to 66Feb 3, 2023 to Feb 6, 2024
- Discretionary RAUM · $55.6M to $59.1MFeb 3, 2023 to Feb 6, 2024
- HNW RAUM · $65.0M to $66.7MFeb 3, 2023 to Feb 6, 2024
- Individual RAUM · $12.0M to $17.8MFeb 3, 2023 to Feb 6, 2024
- Non-discretionary RAUM · $21.4M to $25.4MFeb 3, 2023 to Feb 6, 2024
- RAUM · $77.0M to $84.5MFeb 3, 2023 to Feb 6, 2024
- Accounts · 163 to 165Jan 24, 2022 to Feb 3, 2023
- HNW clients · 106 to 104Jan 24, 2022 to Feb 3, 2023
- Individual clients · 57 to 61Jan 24, 2022 to Feb 3, 2023
- Discretionary RAUM · $70.4M to $55.6MJan 24, 2022 to Feb 3, 2023
- HNW RAUM · $82.3M to $65.0MJan 24, 2022 to Feb 3, 2023
- Individual RAUM · $15.7M to $12.0MJan 24, 2022 to Feb 3, 2023
- Non-discretionary RAUM · $27.5M to $21.4MJan 24, 2022 to Feb 3, 2023
- RAUM · $98.0M to $77.0MJan 24, 2022 to Feb 3, 2023
- Accounts · 159 to 163Sep 20, 2021 to Jan 24, 2022
- HNW clients · 101 to 106Sep 20, 2021 to Jan 24, 2022
- Individual clients · 58 to 57Sep 20, 2021 to Jan 24, 2022
- Discretionary RAUM · $59.3M to $70.4MSep 20, 2021 to Jan 24, 2022
- HNW RAUM · $68.9M to $82.3MSep 20, 2021 to Jan 24, 2022
Signals
1 dated events
- G•••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Mar 19, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 585-241-3150reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026