DFX Intelligence
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F•••••••• S•••••••• A•••••••••
Independent wealth manager, based in Dedham, Massachusetts, reporting $172M of regulatory assets across 2 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $172M
- Advisors
- 2
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +10%
- Private clients
- 100% of RAUM, $172M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 130397 · SEC 801-121840 · 18 filingsShowHide
CRD 130397SEC 801-121840Legal name G••••••• F•••••••• S••••••••• L••First filing on the tape Mar 2, 2012, latest Apr 30, 2026SEC status approved since Jul 26, 2021IAPD
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$85.9M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$172M as of Apr 30, 2026
Mar 2, 2012$60.1M then
HNW client RAUM$131M as of Apr 30, 2026
Mar 11, 2022$100M then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 2, 20120 then
Employees (5.A)2 as of Apr 30, 2026
Mar 11, 20222 then
Private funds: no history
RAUM +10% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $85.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $301,563derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $120M, 204 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$131M76%
- Individuals$40.4M24%
- Individual clients
- 190reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 570reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $120M for 204 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• G•••••••Certified Financial Planner | Dedham, Ma | Apr 14, 1994 | 37 y | 0 |
| B•••• C•••••• G•••••••Certified Financial Planner | Dedham, Ma | Feb 23, 2016 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• B••••• C•••••• · Managing Membercontrolsince 05/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dedham, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 568 to 570Mar 25, 2025 to Mar 25, 2026
- HNW clients · 72 to 80Mar 25, 2025 to Mar 25, 2026
- Individual clients · 188 to 190Mar 25, 2025 to Mar 25, 2026
- Assets in custody · $103M to $120MMar 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $156M to $172MMar 25, 2025 to Mar 25, 2026
- HNW RAUM · $113M to $131MMar 25, 2025 to Mar 25, 2026
- Individual RAUM · $42.8M to $40.4MMar 25, 2025 to Mar 25, 2026
- RAUM · $156M to $172MMar 25, 2025 to Mar 25, 2026
- Accounts · 542 to 568Mar 21, 2024 to Mar 25, 2025
- HNW clients · 71 to 72Mar 21, 2024 to Mar 25, 2025
- Individual clients · 180 to 188Mar 21, 2024 to Mar 25, 2025
- Assets in custody · $76.3M to $103MMar 21, 2024 to Mar 25, 2025
- Financial planning clients · 251-500 to 251-500Mar 21, 2024 to Mar 25, 2025
- Discretionary RAUM · $132M to $156MMar 21, 2024 to Mar 25, 2025
- HNW RAUM · $91.0M to $113MMar 21, 2024 to Mar 25, 2025
- Individual RAUM · $41.1M to $42.8MMar 21, 2024 to Mar 25, 2025
- Pension RAUM · 367000.0 to unsetMar 21, 2024 to Mar 25, 2025
- RAUM · $132M to $156MMar 21, 2024 to Mar 25, 2025
- Accounts · 533 to 542Feb 14, 2024 to Mar 21, 2024
- HNW clients · 65 to 71Feb 14, 2024 to Mar 21, 2024
- Individual clients · 184 to 180Feb 14, 2024 to Mar 21, 2024
- Assets in custody · $72.2M to $76.3MFeb 14, 2024 to Mar 21, 2024
- Financial planning clients · 101-250 to 251-500Feb 14, 2024 to Mar 21, 2024
- Discretionary RAUM · $118M to $132MFeb 14, 2024 to Mar 21, 2024
- HNW RAUM · $77.1M to $91.0MFeb 14, 2024 to Mar 21, 2024
- Individual RAUM · $41.4M to $41.1MFeb 14, 2024 to Mar 21, 2024
- Pension RAUM · unset to 367000.0Feb 14, 2024 to Mar 21, 2024
- RAUM · $118M to $132MFeb 14, 2024 to Mar 21, 2024
- Accounts · 478 to 533Oct 24, 2022 to Feb 10, 2023
- HNW clients · 73 to 65Oct 24, 2022 to Feb 10, 2023
- Individual clients · 162 to 184Oct 24, 2022 to Feb 10, 2023
- Assets in custody · $82.3M to $72.2MOct 24, 2022 to Feb 10, 2023
- State-registered IARs · 1 to 2Oct 24, 2022 to Feb 10, 2023
- Discretionary RAUM · $138M to $118MOct 24, 2022 to Feb 10, 2023
- HNW RAUM · $100M to $77.1MOct 24, 2022 to Feb 10, 2023
- Individual RAUM · $37.6M to $41.4MOct 24, 2022 to Feb 10, 2023
- RAUM · $138M to $118MOct 24, 2022 to Feb 10, 2023
- Accounts · 474 to 478Sep 28, 2021 to Mar 11, 2022
- HNW clients · 75 to 73Sep 28, 2021 to Mar 11, 2022
- Individual clients · 153 to 162Sep 28, 2021 to Mar 11, 2022
Signals
3 dated events
- ••• LockedMay 1, 2023 · Control person joined · fact
- ••• LockedMay 1, 2023 · Control person left · inference
- ••• LockedJun 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Apr 30, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026