DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• A•••• M••••••••• I•••••••••
Latest filing Jul 30, 2026
First filing on the tape Feb 21, 2012 · 36 filings
SEC status approved since Jun 25, 2009
RAUM
$768M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
89%
$686M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$384M
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$768M as of Jul 30, 2026
Feb 21, 2012$120M then
HNW client RAUM$487M as of Jul 30, 2026
Mar 19, 2018$90.6M then
State-registered IARs (5.B.3)2 as of Jul 30, 2026
Feb 21, 20120 then
Employees (5.A)9 as of Jul 30, 2026
Jan 31, 20134 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $384MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 422derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $331,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$487M63%
- Individuals$200M26%
- Pension and profit-sharing plans$81.2M11%
- Corporations and businesses$975,0440.1%
- Individual clients
- 688reported
- HNW clients
- 156reported
- Pension plan clients
- 46reported
- Charitable clients
- 0reported
- Accounts
- 2,318reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M•••••• W••••• | San Diego, Ca | Jan 27, 2020 | 40 y | 2 |
| C•••• M•••••• W••••• | San Diego, Ca | Jan 28, 2020 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• D•••• M••••• to F•• S••••••••• C•••••••••Dec 31, 2018 · Other
Joined, latest
- B•••• M•••••• W••••• from L•• F•••••••• L••Sep 4, 2013 · Other
- B•••• D•••• M••••• from L•• F•••••••• L••Feb 23, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••• B••••• M•••••• · Chief Executive Officercontrolsince 02/2012 · owns 75% or more
- M••••• E•••••• M•••• · Chief Compliance Officersince 02/2012 · owns less than 5%
- W•••••• C••••• M•••••• · Vice-Presidentsince 12/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,825 to 2,318Oct 21, 2025 to Mar 6, 2026
- Corporate clients · 6 to 2Oct 21, 2025 to Mar 6, 2026
- HNW clients · 125 to 156Oct 21, 2025 to Mar 6, 2026
- Individual clients · 662 to 688Oct 21, 2025 to Mar 6, 2026
- Pension plan clients · 20 to 46Oct 21, 2025 to Mar 6, 2026
- Employees · 8 to 9Oct 21, 2025 to Mar 6, 2026
- Financial planning clients · 101-250 to 51-100Oct 21, 2025 to Mar 6, 2026
- Discretionary RAUM · $650M to $724MOct 21, 2025 to Mar 6, 2026
- HNW RAUM · $391M to $487MOct 21, 2025 to Mar 6, 2026
- Individual RAUM · $189M to $200MOct 21, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $0 to $44.9MOct 21, 2025 to Mar 6, 2026
- Pension RAUM · $64.2M to $81.2MOct 21, 2025 to Mar 6, 2026
- RAUM · $650M to $768MOct 21, 2025 to Mar 6, 2026
- Accounts · 1,697 to 1,825Feb 27, 2025 to Apr 21, 2025
- Corporate clients · 0 to 6Feb 27, 2025 to Apr 21, 2025
- HNW clients · 130 to 125Feb 27, 2025 to Apr 21, 2025
- Individual clients · 681 to 662Feb 27, 2025 to Apr 21, 2025
- Pension plan clients · 18 to 20Feb 27, 2025 to Apr 21, 2025
- Financial planning clients · 101-250 to 101-250Feb 27, 2025 to Apr 21, 2025
- Discretionary RAUM · $510M to $650MFeb 27, 2025 to Apr 21, 2025
- HNW RAUM · $329M to $391MFeb 27, 2025 to Apr 21, 2025
- Individual RAUM · $158M to $189MFeb 27, 2025 to Apr 21, 2025
- Non-discretionary RAUM · $1.8M to $0Feb 27, 2025 to Apr 21, 2025
- Pension RAUM · $24.4M to $64.2MFeb 27, 2025 to Apr 21, 2025
- RAUM · $511M to $650MFeb 27, 2025 to Apr 21, 2025
- Employees · 9 to 8Jan 30, 2024 to Aug 5, 2024
- Accounts · 1,584 to 1,697Jan 20, 2024 to Jan 30, 2024
- Charity clients · unset to 0.0Jan 20, 2024 to Jan 30, 2024
- Corporate clients · unset to 0.0Jan 20, 2024 to Jan 30, 2024
- HNW clients · 115 to 130Jan 20, 2024 to Jan 30, 2024
- Individual clients · 686 to 681Jan 20, 2024 to Jan 30, 2024
- Pension plan clients · 8 to 18Jan 20, 2024 to Jan 30, 2024
- Pooled vehicle clients · unset to 0.0Jan 20, 2024 to Jan 30, 2024
- Financial planning clients · 11-25 to 101-250Jan 20, 2024 to Jan 30, 2024
- Discretionary RAUM · $445M to $510MJan 20, 2024 to Jan 30, 2024
- HNW RAUM · $261M to $329MJan 20, 2024 to Jan 30, 2024
- Individual RAUM · $158M to $158MJan 20, 2024 to Jan 30, 2024
- Non-discretionary RAUM · $1.1M to $1.8MJan 20, 2024 to Jan 30, 2024
- Pension RAUM · $27.2M to $24.4MJan 20, 2024 to Jan 30, 2024
- Pooled vehicle RAUM · unset to 0.0Jan 20, 2024 to Jan 30, 2024
Signals
3 dated events
- W••••• A•••• M••••••••• I••••••••• reported RAUM $650.0M, up 27% from $511.4M (2025-02-27 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- W••••• A•••• M••••••••• I••••••••• reported RAUM $479.7M, up 33% from $360.3M (2021-03-29 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- W••••• A•••• M••••••••• I••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 4, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 858-224-0004reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wilsey-asset-management/?viewAsMember=treportedpublic record, Form ADV, Sep 18, 2026
- Website
- SMARTINVESTING2000.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-224-0004reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- wilseyassetmanagement.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wilseyassetmanagement.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $384Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026