DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Jul 9, 2026
First filing on the tape Jan 13, 2012 · 28 filings
SEC status approved since Aug 24, 2015
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$210M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$210M as of Jul 9, 2026
Jan 6, 2016$92.8M then
HNW client RAUM$205M as of Jul 9, 2026
Jan 27, 2018$112M then
State-registered IARs (5.B.3)2 as of Jul 9, 2026
Jan 6, 20160 then
Employees (5.A)2 as of Jul 9, 2026
Jan 6, 20163 then
Private funds: no history
RAUM +17% over the last fiscal year+10.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$205M97%
- Individuals$5.0M2.4%
- Charitable organizations$372,8440.2%
- Individual clients
- 12reported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 103reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• R•••••• K•••• | Sausalito, Ca | Dec 27, 2016 | 22 y | 1 |
| P•••• H••••• K•••• | Victoria, Bc | May 24, 2021 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• M•••• R•••••• · Membercontrolsince 02/2004 · owns 25% to 50%
- K••••• P••••• H••••• · Chief Compliance Officer/Managing Membercontrolsince 01/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sausalito, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jul 9, 2026HNW RAUM per HNW client of $7,583,520 against a peer median of $2,402,920 (4942 comparable advisers, 98.0th percentile, 3.5 robust deviations)peers: independent wealth managers, $100M to $500M (4,942) · 98% percentile
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5Feb 10, 2026 to May 22, 2026
- Accounts · 79 to 103Aug 7, 2025 to Feb 10, 2026
- Charity clients · 3 to 4Aug 7, 2025 to Feb 10, 2026
- HNW clients · 25 to 27Aug 7, 2025 to Feb 10, 2026
- Individual clients · 11 to 12Aug 7, 2025 to Feb 10, 2026
- Discretionary RAUM · $180M to $210MAug 7, 2025 to Feb 10, 2026
- HNW RAUM · $174M to $205MAug 7, 2025 to Feb 10, 2026
- Individual RAUM · $5.4M to $5.0MAug 7, 2025 to Feb 10, 2026
- RAUM · $180M to $210MAug 7, 2025 to Feb 10, 2026
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to Jul 7, 2025
- Accounts · 63 to 79Jul 29, 2024 to Mar 27, 2025
- Advisory activities · 5 to 4Jul 29, 2024 to Mar 27, 2025
- Charity clients · 2 to 3Jul 29, 2024 to Mar 27, 2025
- HNW clients · 24 to 25Jul 29, 2024 to Mar 27, 2025
- Individual clients · 12 to 11Jul 29, 2024 to Mar 27, 2025
- HQ city · unset to Jul 29, 2024 to Mar 27, 2025
- HQ state · unset to Jul 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $168M to $180MJul 29, 2024 to Mar 27, 2025
- HNW RAUM · $163M to $174MJul 29, 2024 to Mar 27, 2025
- Individual RAUM · $5.0M to $5.4MJul 29, 2024 to Mar 27, 2025
- RAUM · $168M to $180MJul 29, 2024 to Mar 27, 2025
- Accounts · 54 to 63Jan 18, 2023 to Mar 28, 2024
- Advisory activities · 4 to 5Jan 18, 2023 to Mar 28, 2024
- Charity clients · 1 to 2Jan 18, 2023 to Mar 28, 2024
- HNW clients · 10 to 24Jan 18, 2023 to Mar 28, 2024
- Individual clients · 43 to 12Jan 18, 2023 to Mar 28, 2024
- HQ city · SAN FRANCISCO to unsetJan 18, 2023 to Mar 28, 2024
- HQ state · CA to unsetJan 18, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 2Jan 18, 2023 to Mar 28, 2024
- Other offices · 2 to 0Jan 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $158M to $168MJan 18, 2023 to Mar 28, 2024
- HNW RAUM · $119M to $163MJan 18, 2023 to Mar 28, 2024
- Individual RAUM · $38.4M to $5.0MJan 18, 2023 to Mar 28, 2024
- RAUM · $158M to $168MJan 18, 2023 to Mar 28, 2024
- Accounts · 60 to 54Jan 7, 2022 to Jan 18, 2023
- Charity clients · unset to 1.0Jan 7, 2022 to Jan 18, 2023
- HNW clients · 17 to 10Jan 7, 2022 to Jan 18, 2023
- Individual clients · 21 to 43Jan 7, 2022 to Jan 18, 2023
- Other offices · 0 to 2Jan 7, 2022 to Jan 18, 2023
- Discretionary RAUM · $181M to $158MJan 7, 2022 to Jan 18, 2023
Signals
2 dated events
- H••••• J•••• K•••• (Member) no longer on Schedule A of M••••••••• L•• (listed 2023-01-18, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 18, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 415-723-9695reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/macroclimate-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- M•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-723-9695reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026