DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 28, 2011 · 41 filings
SEC status approved since Apr 27, 2004
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Mar 30, 2012$29B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)0 as of Mar 31, 2026
Apr 1, 201368 then
Private funds3 as of Mar 31, 2026
Mar 27, 20203 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• E••••••• M•••••• F••• O• T•• G•••••• G•••• T•••• F•• E••••••• B•••••• P•••• | Other Private Fund | $281M | 19 | Mar 30, 2012 |
| G•••••• E••••••• M•••••• B••••••• T•••• | Other Private Fund | $243M | 4 | Mar 30, 2012 |
| G•••••• E••••••• M••••••• L••• | Other Private Fund | $243M | 8 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• A•••••• · Principal / Partnercontrolsince 10/2009 · owns 5% to 10%
- C••••••• M••• G••••• · Operating Board Membercontrolsince 11/2019 · owns less than 5%
- H••••• P••••• J••• · Operating Board Membercontrolsince 11/2019 · owns less than 5%
- M••••• M••••••••• · Chief Compliance Officersince 11/2023 · owns less than 5%
Entity owners
- A•• G••••••• L•• · Managing Partnerdirect · owns 50% to 75%
- G•••••• C••••••••• L•••••• · Partnerdirect · owns less than 5%
- G•••••• I••••••••• M••••••••• L•• C••••••••• T•••• · Partnerdirect · owns 25% to 50%
- A••••••••• M••••••• G••••• I••• · Shareholderindirect · owns 75% or more of A•• N•• Y••• H••••••• C•••• · public reporting company
- A•• A••••••• H••••••• C•••• · Managing Memberindirect · owns 75% or more of A•• G••••••• L••
- A•• N•• Y••• H••••••• C•••• · Managing Memberindirect · owns 75% or more of A•• A••••••• H••••••• C••••
Related persons
Schedule D 7.A
- A•• D••••••••• I•••broker-dealern
- A•• F•••• L••investment adviserbankpooled vehicle sponsornRAUM $18B
- G•••••• M••••••••• A•••••••• L••••••pooled vehicle sponsory
Advisers that list G•••••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- e••••••• count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 10.0 to 0.0 (-100.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was 0.0% (103 comparable advisers, 0.0th percentile of changes)peers: other advisers, under $100M (103) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 1 to 0May 9, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2May 9, 2025 to Mar 31, 2026
- Employees · 10 to 0May 9, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 10, 2025 to May 9, 2025
- Accounts · 15 to 0Mar 28, 2024 to Apr 10, 2025
- Advisory employees · 8 to 1Mar 28, 2024 to Apr 10, 2025
- Advisory activities · 2 to 1Mar 28, 2024 to Apr 10, 2025
- Pension plan clients · 6 to 0Mar 28, 2024 to Apr 10, 2025
- Pooled vehicle clients · 5 to 4Mar 28, 2024 to Apr 10, 2025
- Assets in custody · $243M to $0Mar 28, 2024 to Apr 10, 2025
- Employees · 48 to 10Mar 28, 2024 to Apr 10, 2025
- HQ state · unset to Mar 28, 2024 to Apr 10, 2025
- Discretionary RAUM · $3.4B to $0Mar 28, 2024 to Apr 10, 2025
- Pension RAUM · $1.5B to $0Mar 28, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $1.5B to $0Mar 28, 2024 to Apr 10, 2025
- RAUM · $3.4B to $0Mar 28, 2024 to Apr 10, 2025
- Accounts · 19 to 15Dec 8, 2023 to Mar 28, 2024
- Advisory employees · 13 to 8Dec 8, 2023 to Mar 28, 2024
- Assets in custody · $331M to $243MDec 8, 2023 to Mar 28, 2024
- Employees · 57 to 48Dec 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.6B to $3.4BDec 8, 2023 to Mar 28, 2024
- Pension RAUM · $1.4B to $1.5BDec 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.7B to $1.5BDec 8, 2023 to Mar 28, 2024
- RAUM · $7.6B to $3.4BDec 8, 2023 to Mar 28, 2024
- Accounts · 16 to 19Mar 31, 2023 to Apr 27, 2023
- Assets in custody · $339M to $331MMar 31, 2023 to Apr 27, 2023
- Discretionary RAUM · $7.7B to $7.6BMar 31, 2023 to Apr 27, 2023
- Pooled vehicle RAUM · $4.8B to $4.7BMar 31, 2023 to Apr 27, 2023
- RAUM · $7.7B to $7.6BMar 31, 2023 to Apr 27, 2023
- Pension plan clients · 8 to 6Jan 25, 2023 to Mar 31, 2023
- Assets in custody · $615M to $339MJan 25, 2023 to Mar 31, 2023
- Employees · 71 to 57Jan 25, 2023 to Mar 31, 2023
- Discretionary RAUM · $7.6B to $7.7BJan 25, 2023 to Mar 31, 2023
- Pension RAUM · $1.5B to $1.4BJan 25, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $5.1B to $4.8BJan 25, 2023 to Mar 31, 2023
- RAUM · $7.6B to $7.7BJan 25, 2023 to Mar 31, 2023
- Pension plan clients · 7 to 8Apr 29, 2022 to Nov 9, 2022
- Discretionary RAUM · $14B to $7.6BApr 29, 2022 to Nov 9, 2022
- Pension RAUM · $1.9B to $1.5BApr 29, 2022 to Nov 9, 2022
- Pooled vehicle RAUM · $10B to $5.1BApr 29, 2022 to Nov 9, 2022
Signals
22 dated events
- G•••••• I••••••••• M••••••••• L•• reported RAUM $0, down 100% from $3.4B (2024-03-28 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- G•••••• I••••••••• M••••••••• L•• reported RAUM $3.4B, down 55% from $7.6B (2023-12-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Roy Christopher Ellyatt (Managing Director / Partner / Principal) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-12-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Andres Mario Solari (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-12-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Simon Richard Mather (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-12-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Sebastian Peters (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-12-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Hao Xing Hu (Principal/Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-12-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Natalie Karen Roydon (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-04-27, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- William Robert Shillinglaw (Finance Director) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-01-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Peter Jens Moller-Butcher (Chief Operating Officer) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-01-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Lewis Rufus Frazier (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2023-01-25, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Yiyong Yang (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2022-11-09, absent 2023-01-25)Jan 25, 2023 · Control person left · inference
- G•••••• I••••••••• M••••••••• L•• reported RAUM $7.6B, down 46% from $13.9B (2022-04-29 to 2022-11-09)Nov 9, 2022 · RAUM change · derived
- Gary Robert Bricout (Chief Legal Officer) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2022-04-29, absent 2022-11-09)Nov 9, 2022 · Control person left · inference
- G•••••• I••••••••• M••••••••• L•• reported RAUM $13.9B, down 37% from $22.1B (2021-08-17 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Jane Catherine Vlasto (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2021-08-17, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Graham Andrew Elder (Principal / Partner) no longer on Schedule A of G•••••• I••••••••• M••••••••• L•• (listed 2021-03-29, absent 2021-08-17)Aug 17, 2021 · Control person left · inference
- Hao Xing Hu (Principal/Partner) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Mar 29, 2021 · Control person joined · fact
- Gerard Mel Carvill (Operating Board Member) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Mar 27, 2020 · Control person joined · fact
- John Peter Hames (Operating Board Member) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Mar 27, 2020 · Control person joined · fact
- Sebastian Peters (Principal / Partner) appeared on Schedule A of G•••••• I••••••••• M••••••••• L••Mar 27, 2020 · Control person joined · fact
- G•••••• I••••••••• M••••••••• L•• reported RAUM $18.4B, down 34% from $28.0B (2018-10-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.g•••.c•.ukreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 2038807522reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026