DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• I••••••••• G••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 15, 2011 · 24 filings
SEC status approved since Oct 20, 2017
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$249M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$264M as of Mar 30, 2026
Mar 19, 2012$66.0M then
HNW client RAUM$158M as of Mar 30, 2026
Mar 29, 2018$99.1M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 19, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Mar 29, 20183 then
Private funds: no history
RAUM +11% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $271,116derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M60%
- Individuals$91.0M34%
- Pension and profit-sharing plans$10.1M3.8%
- Charitable organizations$4.5M1.7%
- Corporations and businesses$630,2770.2%
- Individual clients
- 321reported
- HNW clients
- 66reported
- Pension plan clients
- 12reported
- Charitable clients
- 6reported
- Accounts
- 973reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• O••• W•••• | Grants Pass, Or | Apr 5, 2010 | 17 y | 0 |
| S••• C• E•••Chartered Financial Analyst | Grants Pass, Or | Dec 12, 2023 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••• S•••• C• · Managing Membercontrolsince 01/2022 · owns 25% to 50%
- W••••• J•••• O••• · Chief Compliance Officercontrolsince 04/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grants Pass, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 908 to 973Mar 18, 2025 to Mar 30, 2026
- Charity clients · 5 to 6Mar 18, 2025 to Mar 30, 2026
- HNW clients · 55 to 66Mar 18, 2025 to Mar 30, 2026
- Individual clients · 324 to 321Mar 18, 2025 to Mar 30, 2026
- Pension plan clients · 13 to 12Mar 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $239M to $264MMar 18, 2025 to Mar 30, 2026
- HNW RAUM · $138M to $158MMar 18, 2025 to Mar 30, 2026
- Individual RAUM · $87.6M to $91.0MMar 18, 2025 to Mar 30, 2026
- Pension RAUM · $9.2M to $10.1MMar 18, 2025 to Mar 30, 2026
- RAUM · $239M to $264MMar 18, 2025 to Mar 30, 2026
- Accounts · 883 to 908Mar 28, 2024 to Mar 18, 2025
- Corporate clients · 2.0 to unsetMar 28, 2024 to Mar 18, 2025
- HNW clients · 81 to 55Mar 28, 2024 to Mar 18, 2025
- Individual clients · 279 to 324Mar 28, 2024 to Mar 18, 2025
- Pension plan clients · 4 to 13Mar 28, 2024 to Mar 18, 2025
- Financial planning clients · 251-500 to 251-500Mar 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $213M to $239MMar 28, 2024 to Mar 18, 2025
- HNW RAUM · $147M to $138MMar 28, 2024 to Mar 18, 2025
- Individual RAUM · $53.3M to $87.6MMar 28, 2024 to Mar 18, 2025
- Pension RAUM · $8.0M to $9.2MMar 28, 2024 to Mar 18, 2025
- RAUM · $213M to $239MMar 28, 2024 to Mar 18, 2025
- Accounts · 361 to 883Dec 1, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Dec 1, 2023 to Mar 28, 2024
- Corporate clients · 1 to 2Dec 1, 2023 to Mar 28, 2024
- HNW clients · 66 to 81Dec 1, 2023 to Mar 28, 2024
- Individual clients · 274 to 279Dec 1, 2023 to Mar 28, 2024
- Pension plan clients · 15 to 4Dec 1, 2023 to Mar 28, 2024
- Employees · 4 to 3Dec 1, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 2Dec 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $186M to $213MDec 1, 2023 to Mar 28, 2024
- HNW RAUM · $121M to $147MDec 1, 2023 to Mar 28, 2024
- Individual RAUM · $54.5M to $53.3MDec 1, 2023 to Mar 28, 2024
- Pension RAUM · $6.8M to $8.0MDec 1, 2023 to Mar 28, 2024
- RAUM · $186M to $213MDec 1, 2023 to Mar 28, 2024
- Accounts · 780 to 361Mar 31, 2022 to Mar 31, 2023
- Corporate clients · unset to 1.0Mar 31, 2022 to Mar 31, 2023
- HNW clients · 72 to 66Mar 31, 2022 to Mar 31, 2023
- Individual clients · 245 to 274Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $209M to $186MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $146M to $121MMar 31, 2022 to Mar 31, 2023
Signals
3 dated events
- Steven James Welch (Managing Member) no longer on Schedule A of W•••• I••••••••• G••••• L•• (listed 2023-03-31, absent 2023-04-12)Apr 12, 2023 · Control person left · inference
- C. Sean Ealy (Managing Member) appeared on Schedule A of W•••• I••••••••• G••••• L••Apr 12, 2023 · Control person joined · fact
- W•••• I••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Sep 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 541-474-6616reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- W••••IG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 541-474-6616reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- w••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026