DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• A••••••••
Legal name A•••• C••••••• I•••
Latest filing Feb 26, 2026
First filing on the tape Jan 28, 2012 · 21 filings
SEC status approved since May 25, 2018
RAUM
$242M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
89%
$215M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$242M as of Feb 26, 2026
Jan 28, 2012$82.0M then
HNW client RAUM$196M as of Feb 26, 2026
Feb 25, 2019$64.7M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Jan 28, 20120 then
Employees (5.A)5 as of Feb 26, 2026
Feb 25, 20195 then
Private funds: no history
RAUM +15% over the last fiscal year+7.4% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $544,283derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $12.4M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$196M81%
- Pension and profit-sharing plans$26.9M11%
- Individuals$19.7M8.1%
- Charitable organizations$2,7630.0%
- Individual clients
- 45reported
- HNW clients
- 68reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 445reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.4M for 24 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• J• S•••••••Chartered Financial Analyst | Tyrone, Ga | May 11, 2004 | 23 y | 1 |
| K•••••• D• V••• | Atlanta, Ga | Oct 31, 2016 | 11 y | 0 |
| M••• S•••••• D••••Chartered Financial Analyst | Tyrone, Ga | Aug 30, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• M••••• G•••••• to W•••• F••••••••• L••Jul 31, 2023 · RIA to a state-registered adviser
Joined, latest
- J••••••• M••••• G•••••• from M•••••• C•••••• M••••••••• L••Jun 8, 2023 · Other
- S••••• J• S••••••• from D•••••• A•••• M•••••••••May 11, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••••• S•••••• J• · Presidentcontrolsince 08/2002 · owns 75% or more
Related persons
Schedule D 7.A
- J••••••• R•••••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tyrone, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 406 to 445Apr 1, 2025 to Feb 26, 2026
- Charity clients · unset to 1.0Apr 1, 2025 to Feb 26, 2026
- HNW clients · 62 to 68Apr 1, 2025 to Feb 26, 2026
- Individual clients · 39 to 45Apr 1, 2025 to Feb 26, 2026
- Employees · 4 to 5Apr 1, 2025 to Feb 26, 2026
- Discretionary RAUM · $188M to $215MApr 1, 2025 to Feb 26, 2026
- HNW RAUM · $170M to $196MApr 1, 2025 to Feb 26, 2026
- Individual RAUM · $17.4M to $19.7MApr 1, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $23.5M to $26.9MApr 1, 2025 to Feb 26, 2026
- Pension RAUM · $23.5M to $26.9MApr 1, 2025 to Feb 26, 2026
- RAUM · $211M to $242MApr 1, 2025 to Feb 26, 2026
- Financial planning clients · 26-50 to 26-50Feb 27, 2025 to Apr 1, 2025
- Accounts · 441 to 406Aug 27, 2024 to Feb 27, 2025
- Charity clients · 2.0 to unsetAug 27, 2024 to Feb 27, 2025
- Corporate clients · 1.0 to unsetAug 27, 2024 to Feb 27, 2025
- HNW clients · 58 to 62Aug 27, 2024 to Feb 27, 2025
- Individual clients · 48 to 39Aug 27, 2024 to Feb 27, 2025
- Pension plan clients · 2 to 3Aug 27, 2024 to Feb 27, 2025
- Assets in custody · $73.0M to $12.4MAug 27, 2024 to Feb 27, 2025
- State-registered IARs · 2 to 3Aug 27, 2024 to Feb 27, 2025
- Discretionary RAUM · $185M to $188MAug 27, 2024 to Feb 27, 2025
- HNW RAUM · $156M to $170MAug 27, 2024 to Feb 27, 2025
- Individual RAUM · $28.1M to $17.4MAug 27, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $19.1M to $23.5MAug 27, 2024 to Feb 27, 2025
- Pension RAUM · $19.1M to $23.5MAug 27, 2024 to Feb 27, 2025
- RAUM · $204M to $211MAug 27, 2024 to Feb 27, 2025
- Accounts · 349 to 441Nov 10, 2023 to Mar 14, 2024
- Advisory employees · 4 to 3Nov 10, 2023 to Mar 14, 2024
- HNW clients · 49 to 58Nov 10, 2023 to Mar 14, 2024
- Individual clients · 50 to 48Nov 10, 2023 to Mar 14, 2024
- Pension plan clients · 4 to 2Nov 10, 2023 to Mar 14, 2024
- Assets in custody · $7.0M to $73.0MNov 10, 2023 to Mar 14, 2024
- Employees · 5 to 4Nov 10, 2023 to Mar 14, 2024
- Financial planning clients · 11-25 to 26-50Nov 10, 2023 to Mar 14, 2024
- State-registered IARs · 3 to 2Nov 10, 2023 to Mar 14, 2024
- Discretionary RAUM · $154M to $185MNov 10, 2023 to Mar 14, 2024
- HNW RAUM · $132M to $156MNov 10, 2023 to Mar 14, 2024
- Individual RAUM · $21.8M to $28.1MNov 10, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $41.0M to $19.1MNov 10, 2023 to Mar 14, 2024
- Pension RAUM · $41.0M to $19.1MNov 10, 2023 to Mar 14, 2024
Signals
2 dated events
- J••••••• M••••• G•••••• left A•••• A•••••••• for W•••• F••••••••• L•• (registered 2024-01-05)Jul 31, 2023 · Advisor changed firm · fact
- A•••• A•••••••• filed its initial SEC registration (Form ADV)Apr 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-750-7798reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/archalos-fundreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/6589724/ADMINreportedpublic record, Form ADV, Sep 18, 2026
- Website
- archalos.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-216-0795reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- archalos.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026