DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••••• F••••• O•••••
Legal name S•••••••• A•••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Mar 23, 2012 · 33 filings
SEC status approved since Jun 24, 2015
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$301M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$100M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$301M as of Jul 30, 2026
Mar 23, 2012$73.5M then
HNW client RAUM$244M as of Jul 30, 2026
Mar 27, 2018$117M then
State-registered IARs (5.B.3)3 as of Jul 30, 2026
Mar 23, 20120 then
Employees (5.A)5 as of Jul 30, 2026
Mar 7, 20164 then
Private funds: no history
RAUM +10% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $100MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $453,045derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $125M, 106 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$244M81%
- Individuals$57.5M19%
- Individual clients
- 138reported
- HNW clients
- 89reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 665reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $125M for 106 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• M••••••• L•••Certified Financial Planner | Tacoma, Wa | Mar 26, 2012 | 31 y | 1 |
| C•••••• E••••• D••••••Certified Financial Planner | Tacoma, Wa | Feb 21, 2018 | 18 y | 0 |
| C••• T••••••• G•••••Certified Financial Planner | Tacoma, Wa | Jan 15, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• A•••• W•••• to J•••• A• W••••• C••• L••Aug 19, 2016 · Other
Joined, latest
- J•••••• M••••••• L••• from C•••••• S••••• • C••• I•••Mar 26, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• C••••••• E••••• · Member & Principalcontrolsince 04/2020 · owns 10% to 25%
- D•••••• J••• M•••••• · Membercontrolsince 05/2004 · owns less than 5%
- K•••••••• T••••• P••••••• · Director Of Operations & Ccocontrolsince 03/2020 · owns less than 5%
- L•••• J••••••• M••••••• · Managing Member & Principalcontrolsince 04/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tacoma, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 651 to 665Feb 19, 2025 to Mar 27, 2026
- Advisory activities · 3 to 4Feb 19, 2025 to Mar 27, 2026
- HNW clients · 84 to 89Feb 19, 2025 to Mar 27, 2026
- Individual clients · 135 to 138Feb 19, 2025 to Mar 27, 2026
- Assets in custody · $107M to $125MFeb 19, 2025 to Mar 27, 2026
- Financial planning clients · 26-50 to 51-100Feb 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $274M to $301MFeb 19, 2025 to Mar 27, 2026
- HNW RAUM · $219M to $244MFeb 19, 2025 to Mar 27, 2026
- Individual RAUM · $54.5M to $57.5MFeb 19, 2025 to Mar 27, 2026
- RAUM · $274M to $301MFeb 19, 2025 to Mar 27, 2026
- Accounts · 637 to 651Nov 21, 2024 to Feb 19, 2025
- Advisory activities · 2 to 3Nov 21, 2024 to Feb 19, 2025
- HNW clients · 70 to 84Nov 21, 2024 to Feb 19, 2025
- Individual clients · 140 to 135Nov 21, 2024 to Feb 19, 2025
- Assets in custody · $91.5M to $107MNov 21, 2024 to Feb 19, 2025
- Financial planning clients · 1-10 to 26-50Nov 21, 2024 to Feb 19, 2025
- State-registered IARs · 2 to 3Nov 21, 2024 to Feb 19, 2025
- Discretionary RAUM · $245M to $274MNov 21, 2024 to Feb 19, 2025
- HNW RAUM · $180M to $219MNov 21, 2024 to Feb 19, 2025
- Individual RAUM · $64.2M to $54.5MNov 21, 2024 to Feb 19, 2025
- RAUM · $245M to $274MNov 21, 2024 to Feb 19, 2025
- Advisory employees · 4 to 3Mar 27, 2024 to Nov 21, 2024
- Employees · 6 to 5Mar 27, 2024 to Nov 21, 2024
- State-registered IARs · 3 to 2Mar 27, 2024 to Nov 21, 2024
- Accounts · 587 to 637Dec 18, 2023 to Mar 27, 2024
- HNW clients · 63 to 70Dec 18, 2023 to Mar 27, 2024
- Individual clients · 129 to 140Dec 18, 2023 to Mar 27, 2024
- Assets in custody · $70.4M to $91.5MDec 18, 2023 to Mar 27, 2024
- Discretionary RAUM · $219M to $245MDec 18, 2023 to Mar 27, 2024
- HNW RAUM · $162M to $180MDec 18, 2023 to Mar 27, 2024
- Individual RAUM · $56.8M to $64.2MDec 18, 2023 to Mar 27, 2024
- RAUM · $219M to $245MDec 18, 2023 to Mar 27, 2024
- Advisory employees · 3 to 4Jul 12, 2023 to Dec 18, 2023
- Employees · 5 to 6Jul 12, 2023 to Dec 18, 2023
- State-registered IARs · 2 to 3Jul 12, 2023 to Dec 18, 2023
- Business name · S•••••••• A•••••••• L•• to S•••••••• F••••• O•••••Jul 12, 2023 to Jul 12, 2023
- Accounts · 559 to 587Mar 30, 2022 to Apr 3, 2023
- HNW clients · 68 to 63Mar 30, 2022 to Apr 3, 2023
- Individual clients · 112 to 129Mar 30, 2022 to Apr 3, 2023
- Assets in custody · $72.7M to $70.4MMar 30, 2022 to Apr 3, 2023
Signals
3 dated events
- E••••• C•••••• D•••••• (Member & Principal) appeared on Schedule A of S•••••••• F••••• O•••••Mar 29, 2021 · Control person joined · fact
- Patricia Tania Kaarvand (Director Of Operations & Cco) appeared on Schedule A of S•••••••• F••••• O•••••Mar 27, 2020 · Control person joined · fact
- S•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• F••••• O••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 253-460-3430reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 253-565-0464reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/seneschal-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••••••FAMILYOFFICE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (253) 460-3430reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $100Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026