DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Qa Investment Services, LLC

Former SEC-registered adviserMinnetonka, MinnesotaCRD 131762SEC 801-63455IAPD
Latest filing Dec 20, 2017
First filing on the tape Mar 30, 2012 · 14 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Mar 28, 2017
Mar 30, 20120 then
Employees (5.A)8 as of Mar 28, 2017
Apr 1, 20136 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Dec 20, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Alan Kurt Brandt · Chief Financial Officercontrol
      since 03/2014 · owns less than 5%
    • Graham Peter Van Der Leeuw · Chief Compliance Officercontrol
      since 03/2015 · owns less than 5%
    • William John Wing · Chief Executive Officercontrol
      since 03/2014 · owns less than 5%
    • William John Wing · Chief Executive Officer, Member (Classes A And B), Governorcontrol
      since 02/2000 · owns 25% to 50% of Quantitative Advantage, LLC
    Entity owners
    • Qais Acquisition, LLC · Member
      direct · owns 50% to 75%
    • Quantitative Advantage, LLC · Member
      direct · owns 50% to 75%
    • Quantitative Advantage, LLC · Member
      indirect · owns 75% or more of Qais Acquisition, LLC
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Charity clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Corporate clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • HNW clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Individual clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Pension plan clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Pooled vehicle clients · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Other offices · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • HNW RAUM · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Individual RAUM · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Pension RAUM · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Pooled vehicle RAUM · unset to 0.0
      Mar 28, 2017 to Dec 20, 2017
    • Employees · 7 to 8
      Dec 20, 2016 to Mar 28, 2017
    • Insurance-licensed employees · 5 to 6
      Dec 20, 2016 to Mar 28, 2017
    • State-registered IARs · 5 to 6
      Dec 20, 2016 to Mar 28, 2017
    • Advisory employees · 3 to 5
      Dec 23, 2015 to Mar 21, 2016
    • Employees · 5 to 7
      Dec 23, 2015 to Mar 21, 2016
    • Insurance-licensed employees · 0 to 5
      Dec 23, 2015 to Mar 21, 2016
    • State-registered IARs · 3 to 5
      Dec 23, 2015 to Mar 21, 2016
    • Advisory employees · 4 to 3
      Apr 1, 2013 to Mar 28, 2014
    • Employees · 6 to 5
      Apr 1, 2013 to Mar 28, 2014
    • State-registered IARs · 1 to 3
      Apr 1, 2013 to Mar 28, 2014
    • Advisory employees · unset to 4.0
      Oct 1, 2012 to Apr 1, 2013
    • Employees · unset to 6.0
      Oct 1, 2012 to Apr 1, 2013
    • State-registered IARs · 0 to 1
      Oct 1, 2012 to Apr 1, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026