DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• W•••••• P••••• A•••••••
Legal name P••••••••• W•••••• A•••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 30 filings
SEC status approved since Jul 21, 2004
RAUM
$358M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
90%
$322M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$44.7M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$358M as of Mar 31, 2026
Mar 28, 2012$130M then
HNW client RAUM$322M as of Mar 31, 2026
Apr 2, 2018$256M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)11 as of Mar 31, 2026
Mar 28, 20139 then
Private funds1 as of Mar 31, 2026
Mar 28, 20121 then
RAUM +0.1% over the last fiscal year+7.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $44.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, otherreportedItem 5.G
- Custody
- $245M, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$322M90%
- Corporations and businesses$18.1M5.1%
- Pooled investment vehicles$14.2M4.0%
- Charitable organizations$3.0M0.8%
- Individual clients
- n/areported
- HNW clients
- 96reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 108reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $245M for 82 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.9 fund_share=0.04 institutional_share=0.01 related_bd=true related_bank=true bd_reps=8.0 bank_owner=falsederived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• G••• W•••••• | New York, Ny | May 25, 2005 | 23 y | 0 |
| K••• M••••••••• W•••••• | New York, Ny | Aug 4, 2021 | 13 y | 0 |
| L•••••• L••••• L••••••••• | New York, Ny | Sep 1, 2021 | 15 y | 0 |
| T••••• L•••• P••••• | New York, Ny | Sep 7, 2021 | 26 y | 0 |
| D•••• S••••• A•••••• | New York, Ny | Sep 7, 2021 | 10 y | 0 |
| J••••• N•• Z•••••• | New York, Ny | Sep 7, 2021 | 33 y | 0 |
| A••••••••• A••• | New York, Ny | Sep 15, 2021 | 23 y | 0 |
| N•••••• E•••• S•••••• | New York, Ny | Sep 20, 2021 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P• N••••• T••••••••• A•• I••••••••• F•••• L• | Other Private Fund | $25.6M | 28 | Jan 12, 2022 |
| P• P•••••••• L•• | Other Private Fund | $11.9M | 26 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L••••• B••••• H••••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- P•••••• T•••••• L•••• · Presidentcontrolsince 01/2014 · owns less than 5%
- W••••••• K•••• G••• · Chairman, Ceo, Director, Sole Shareholdercontrolsince 03/2003 · owns 75% or more
- R••••••••• D••••••• N•• · Chief Financial Officersince 05/2022 · owns less than 5%
- Z••••••• J•••••• N•• · Vice Presidentsince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
- I••••••••• B•••••••• S•••••••• L••broker-dealern
- P••••••••• W•••••• • C••• I•••broker-dealerbankn
- P••••••••• W•••••• M••••••••• L••bankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 113 to 108Jul 16, 2025 to Mar 31, 2026
- BD registered reps · 9 to 8Jul 16, 2025 to Mar 31, 2026
- HNW clients · 99 to 96Jul 16, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Jul 16, 2025 to Mar 31, 2026
- Assets in custody · $237M to $245MJul 16, 2025 to Mar 31, 2026
- Private funds · 2 to 1Jul 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $237M to $245MJul 16, 2025 to Mar 31, 2026
- HNW RAUM · $304M to $322MJul 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $120M to $112MJul 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $34.3M to $14.2MJul 16, 2025 to Mar 31, 2026
- RAUM · $357M to $358MJul 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 16, 2025
- Accounts · 112 to 113Dec 9, 2024 to Mar 31, 2025
- Advisory employees · 9 to 11Dec 9, 2024 to Mar 31, 2025
- BD registered reps · 6 to 9Dec 9, 2024 to Mar 31, 2025
- Corporate clients · 15 to 11Dec 9, 2024 to Mar 31, 2025
- HNW clients · 93 to 99Dec 9, 2024 to Mar 31, 2025
- Pension plan clients · 1.0 to unsetDec 9, 2024 to Mar 31, 2025
- Assets in custody · $202M to $237MDec 9, 2024 to Mar 31, 2025
- Employees · 10 to 11Dec 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $202M to $237MDec 9, 2024 to Mar 31, 2025
- HNW RAUM · $271M to $304MDec 9, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $130M to $120MDec 9, 2024 to Mar 31, 2025
- Pension RAUM · 21780.0 to unsetDec 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $37.5M to $34.3MDec 9, 2024 to Mar 31, 2025
- RAUM · $332M to $357MDec 9, 2024 to Mar 31, 2025
- Accounts · 109 to 112May 16, 2023 to Mar 31, 2024
- Advisory employees · 8 to 9May 16, 2023 to Mar 31, 2024
- BD registered reps · 7 to 6May 16, 2023 to Mar 31, 2024
- Charity clients · unset to 1.0May 16, 2023 to Mar 31, 2024
- Corporate clients · 13 to 15May 16, 2023 to Mar 31, 2024
- HNW clients · 91 to 93May 16, 2023 to Mar 31, 2024
- Pension plan clients · 3 to 1May 16, 2023 to Mar 31, 2024
- Assets in custody · $168M to $202MMay 16, 2023 to Mar 31, 2024
- Discretionary RAUM · $168M to $202MMay 16, 2023 to Mar 31, 2024
- HNW RAUM · $237M to $271MMay 16, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $124M to $130MMay 16, 2023 to Mar 31, 2024
- Pension RAUM · $2.9M to $21,780May 16, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $33.9M to $37.5MMay 16, 2023 to Mar 31, 2024
- RAUM · $292M to $332MMay 16, 2023 to Mar 31, 2024
Signals
2 dated events
- Harold Bryon Lyons (Chief Compliance Officer) appeared on Schedule A of P••••••••• W•••••• P••••• A•••••••Aug 30, 2024 · Control person joined · fact
- P••••••••• W•••••• P••••• A••••••• reported RAUM $291.9M, down 29% from $408.3M (2022-09-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- P••••••••• W•••••• P••••• A••••••• · Independent Sponsorsshared crd · capital_provider
- P••••••••• W•••••• A•••• M••••••••• I••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 202-371-8300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-223-2020reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/papamarkou-wellner-perkinreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-223-2020reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026