DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jackson Financial Services, LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 21, 2012 · 22 filings
SEC status approved since Jul 30, 2004
RAUM
$498M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$496M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$498M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$498M as of Mar 30, 2026
Feb 25, 2013$2.5M then
HNW client RAUM$339M as of Mar 30, 2026
Mar 20, 2018$147M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Feb 21, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Feb 25, 20134 then
Private funds: no history
RAUM +4.7% over the last fiscal year+23% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $498MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 551derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $519,901derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $4.4M, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$339M68%
- Individuals$157M32%
- Pension and profit-sharing plans$1.8M0.4%
- Charitable organizations$391,4000.1%
- Individual clients
- 377reported
- HNW clients
- 174reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 958reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.4M for 53 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Mason Nettles Moise | Mt. Pleasant, Sc | Jul 30, 2004 | 31 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert Mason Nettles Moise from Pruco Securities, LLCJul 30, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mason Nettles Robert Moise · Managing Member, Chief Compliance Officercontrolsince 07/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 68.0% to 100.0% between the annual amendments of 2025-03-29 and 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Discretionary RAUM · $476M to $498MMay 14, 2025 to Mar 30, 2026
- HNW RAUM · $324M to $339MMay 14, 2025 to Mar 30, 2026
- Individual RAUM · $149M to $157MMay 14, 2025 to Mar 30, 2026
- Pension RAUM · $1.7M to $1.8MMay 14, 2025 to Mar 30, 2026
- RAUM · $476M to $498MMay 14, 2025 to Mar 30, 2026
- Assets in custody · unset to 4421000.0Mar 29, 2025 to May 14, 2025
- Custody of client assets · false to trueMar 29, 2025 to May 14, 2025
- Financial planning clients · 0 to 0Mar 29, 2025 to May 14, 2025
- Discretionary RAUM · $324M to $476MMar 29, 2025 to May 14, 2025
- Non-discretionary RAUM · $151M to $0Mar 29, 2025 to May 14, 2025
- Accounts · 887 to 958Apr 9, 2024 to Mar 29, 2025
- HNW clients · 40 to 174Apr 9, 2024 to Mar 29, 2025
- Individual clients · 47 to 377Apr 9, 2024 to Mar 29, 2025
- Pension plan clients · 29 to 6Apr 9, 2024 to Mar 29, 2025
- Discretionary RAUM · $29.0M to $324MApr 9, 2024 to Mar 29, 2025
- HNW RAUM · $192M to $324MApr 9, 2024 to Mar 29, 2025
- Individual RAUM · $91.9M to $149MApr 9, 2024 to Mar 29, 2025
- Non-discretionary RAUM · $283M to $151MApr 9, 2024 to Mar 29, 2025
- Pension RAUM · $22.7M to $1.7MApr 9, 2024 to Mar 29, 2025
- RAUM · $312M to $476MApr 9, 2024 to Mar 29, 2025
- Accounts · 886 to 887Feb 18, 2023 to Feb 22, 2024
- Discretionary RAUM · $25.0M to $29.0MFeb 18, 2023 to Feb 22, 2024
- HNW RAUM · $166M to $192MFeb 18, 2023 to Feb 22, 2024
- Individual RAUM · $79.3M to $91.9MFeb 18, 2023 to Feb 22, 2024
- Non-discretionary RAUM · $244M to $283MFeb 18, 2023 to Feb 22, 2024
- Pension RAUM · $19.3M to $22.7MFeb 18, 2023 to Feb 22, 2024
- RAUM · $269M to $312MFeb 18, 2023 to Feb 22, 2024
- Accounts · 887 to 886Mar 14, 2022 to Feb 18, 2023
- Pension plan clients · 30 to 29Mar 14, 2022 to Feb 18, 2023
- Discretionary RAUM · $26.5M to $25.0MMar 14, 2022 to Feb 18, 2023
- HNW RAUM · $186M to $166MMar 14, 2022 to Feb 18, 2023
- Individual RAUM · $70.5M to $79.3MMar 14, 2022 to Feb 18, 2023
- Non-discretionary RAUM · $259M to $244MMar 14, 2022 to Feb 18, 2023
- Pension RAUM · $23.9M to $19.3MMar 14, 2022 to Feb 18, 2023
- RAUM · $285M to $269MMar 14, 2022 to Feb 18, 2023
- Accounts · 885 to 887Mar 19, 2021 to Mar 14, 2022
- Pension plan clients · unset to 30.0Mar 19, 2021 to Mar 14, 2022
- Discretionary RAUM · $14.0M to $26.5MMar 19, 2021 to Mar 14, 2022
- HNW RAUM · $162M to $186MMar 19, 2021 to Mar 14, 2022
- Individual RAUM · $61.3M to $70.5MMar 19, 2021 to Mar 14, 2022
Signals
1 dated events
- Jackson Financial Services, Llc reported RAUM $475.9M, up 53% from $311.9M (2024-04-09 to 2025-03-29)Mar 29, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jacksonfinancial.orgreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-752-2354reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-881-3434reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- JACKSONFINANCIAL.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-752-2354reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $498Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026