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SEC-registered adviser
L••• • D••••• I••••••••• C••••••
Legal name L••• • D•••••••••
Latest filing Feb 11, 2026
First filing on the tape Mar 27, 2012 · 27 filings
SEC status approved since Mar 23, 2006
RAUM
$780M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$741M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$390M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$780M as of Feb 11, 2026
Mar 27, 2012$151M then
HNW client RAUM$741M as of Feb 11, 2026
Mar 14, 2018$375M then
State-registered IARs (5.B.3)0 as of Feb 11, 2026
Mar 8, 20130 then
Employees (5.A)2 as of Feb 11, 2026
Mar 8, 20132 then
Private funds: no history
RAUM +13% over the last fiscal year+8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $390MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$741M95%
- Charitable organizations$39.0M5.0%
- Individual clients
- n/areported
- HNW clients
- 376reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 382reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• C•••••• L•••Chartered Financial Analyst | Syracuse, Ny | Aug 2, 2021 | 34 y | 0 |
| P•••••• D•••••Chartered Financial Analyst | Syracuse, Ny | Aug 4, 2021 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• P•••••• · Presidentcontrolsince 08/2004 · owns 50% to 75%
- L•••• W••••••• C•••••• · Chief Executive Officer/Chief Compliance Officercontrolsince 08/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
- B•••••• A•••••••insurancen
- M•••••••• C•••••••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Syracuse, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 358 to 382Mar 27, 2025 to Feb 11, 2026
- HNW clients · 352 to 376Mar 27, 2025 to Feb 11, 2026
- Discretionary RAUM · $691M to $780MMar 27, 2025 to Feb 11, 2026
- HNW RAUM · $655M to $741MMar 27, 2025 to Feb 11, 2026
- RAUM · $691M to $780MMar 27, 2025 to Feb 11, 2026
- Accounts · 357 to 358Mar 11, 2024 to Mar 27, 2025
- Charity clients · 5 to 6Mar 11, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 11, 2024 to Mar 27, 2025
- Discretionary RAUM · $654M to $691MMar 11, 2024 to Mar 27, 2025
- HNW RAUM · $620M to $655MMar 11, 2024 to Mar 27, 2025
- RAUM · $654M to $691MMar 11, 2024 to Mar 27, 2025
- Accounts · 351 to 357Feb 21, 2023 to Mar 11, 2024
- Charity clients · 4 to 5Feb 21, 2023 to Mar 11, 2024
- HNW clients · 345 to 352Feb 21, 2023 to Mar 11, 2024
- Pension plan clients · 2.0 to unsetFeb 21, 2023 to Mar 11, 2024
- Discretionary RAUM · $606M to $654MFeb 21, 2023 to Mar 11, 2024
- HNW RAUM · $574M to $620MFeb 21, 2023 to Mar 11, 2024
- Pension RAUM · 2397200.0 to unsetFeb 21, 2023 to Mar 11, 2024
- RAUM · $606M to $654MFeb 21, 2023 to Mar 11, 2024
- Accounts · 354 to 351Feb 9, 2022 to Feb 21, 2023
- HNW clients · 348 to 345Feb 9, 2022 to Feb 21, 2023
- Discretionary RAUM · $657M to $606MFeb 9, 2022 to Feb 21, 2023
- HNW RAUM · $623M to $574MFeb 9, 2022 to Feb 21, 2023
- Pension RAUM · $2.6M to $2.4MFeb 9, 2022 to Feb 21, 2023
- RAUM · $657M to $606MFeb 9, 2022 to Feb 21, 2023
- Accounts · 351 to 354Feb 11, 2021 to Feb 9, 2022
- Advisory activities · 1 to 2Feb 11, 2021 to Feb 9, 2022
- Charity clients · unset to 4.0Feb 11, 2021 to Feb 9, 2022
- HNW clients · unset to 348.0Feb 11, 2021 to Feb 9, 2022
- Individual clients · 345.0 to unsetFeb 11, 2021 to Feb 9, 2022
- Pension plan clients · unset to 2.0Feb 11, 2021 to Feb 9, 2022
- Discretionary RAUM · $525M to $657MFeb 11, 2021 to Feb 9, 2022
- HNW RAUM · unset to 623029903.0Feb 11, 2021 to Feb 9, 2022
- Individual RAUM · 494845309.0 to unsetFeb 11, 2021 to Feb 9, 2022
- Pension RAUM · $2.2M to $2.6MFeb 11, 2021 to Feb 9, 2022
- RAUM · $525M to $657MFeb 11, 2021 to Feb 9, 2022
- Accounts · 348 to 351Oct 21, 2020 to Feb 11, 2021
- Individual clients · 342 to 345Oct 21, 2020 to Feb 11, 2021
- Discretionary RAUM · $529M to $525MOct 21, 2020 to Feb 11, 2021
- Individual RAUM · $509M to $495MOct 21, 2020 to Feb 11, 2021
Signals
2 dated events
- L••• • D••••• I••••••••• C•••••• reported RAUM $656.5M, up 25% from $525.1M (2021-02-11 to 2022-02-09)Feb 9, 2022 · RAUM change · derived
- L••• • D••••• I••••••••• C•••••• reported RAUM $528.8M, up 28% from $412.6M (2019-08-21 to 2020-02-13)Feb 13, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 315-428-8585reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- L•••ANDD•••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 315-428-8585reportedpublic record, Form ADV, Feb 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $390Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026