DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nfc Investments, LLC
Latest filing Feb 6, 2026
First filing on the tape Jan 23, 2012 · 22 filings
SEC status approved since Oct 7, 2004
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
24%
$520M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.1B as of Feb 6, 2026
Jan 23, 2012$368M then
HNW client RAUM$520M as of Feb 6, 2026
Jan 18, 2018$362M then
State-registered IARs (5.B.3)0 as of Feb 6, 2026
Jan 23, 20120 then
Employees (5.A)9 as of Feb 6, 2026
Jan 15, 20136 then
Private funds6 as of Feb 6, 2026
Jan 23, 20123 then
RAUM +5.0% over the last fiscal year+6.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $13.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $304M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$895M42%
- High-net-worth individuals$520M24%
- Corporations and businesses$396M19%
- Pooled investment vehicles$305M14%
- Charitable organizations$12.7M0.6%
- Pension and profit-sharing plans$8.2M0.4%
- Individual clients
- n/areported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 164reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $304M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.24 fund_share=0.14 institutional_share=0.43 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Van ThompsonChartered Financial Analyst | Memphis, Tn | Jan 17, 2006 | 26 y | 1 |
| Charles Kyle Slatery | Memphis, Tn | Jan 1, 2026 | 40 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Charles Kyle Slatery from Newsouth Capital Management IncJan 1, 2026 · Other
- William Van Thompson from Newsouth Capital Management IncJan 17, 2006 · Other
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Nfc Partners, LLC | Hedge Fund | $150M | 45 | Jan 23, 2012 |
| Nfc Insurance Partners, LLC | Hedge Fund | $131M | 40 | Jan 23, 2012 |
| Wbl Partners, LLC | Private Equity Fund | $44.0M | 10 | Jan 23, 2012 |
| Eu Holdings, LLCno longer reported | Other Private Fund | $40.0M | 3 | Jan 27, 2017 |
| Nfc Arizona Renewables, LLC | Private Equity Fund | $34.0M | 45 | Mar 10, 2022 |
| Nfc Green Ventures, LLCno longer reported | Private Equity Fund | $19.0M | 25 | Jan 18, 2018 |
| Knox Holdings, LLC | Private Equity Fund | $6.1M | 15 | Mar 10, 2022 |
| Deleo Holdings, LLC | Other Private Fund | $0 | 15 | Jan 27, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Tyler Daniel Butts · Vice President; Chief Membercontrolsince 06/2019 · owns less than 5%
- Bernhardt Emmel Golden · Vice President; Membercontrolsince 01/2010 · owns less than 5%
- Kyle Charles Slatery · Chief Executive Officer; Membercontrolsince 06/2004 · owns 50% to 75%
- Van William Thompson · President; Chiefcontrolsince 01/2006 · owns 10% to 25%
- Bagwell Susan Haslam · Membersince 07/2014 · owns 5% to 10%
- Edward William Haslam · Membersince 06/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 153 to 164Jan 9, 2025 to Feb 6, 2026
- HNW clients · 115 to 126Jan 9, 2025 to Feb 6, 2026
- Pension plan clients · 5.0 to unsetJan 9, 2025 to Feb 6, 2026
- Assets in custody · $298M to $304MJan 9, 2025 to Feb 6, 2026
- Discretionary RAUM · $2.0B to $2.1BJan 9, 2025 to Feb 6, 2026
- HNW RAUM · $493M to $520MJan 9, 2025 to Feb 6, 2026
- Pension RAUM · $14.0M to $8.2MJan 9, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $300M to $305MJan 9, 2025 to Feb 6, 2026
- RAUM · $2.0B to $2.1BJan 9, 2025 to Feb 6, 2026
- Accounts · 151 to 153Aug 12, 2024 to Jan 9, 2025
- Corporate clients · 12 to 13Aug 12, 2024 to Jan 9, 2025
- HNW clients · 113 to 115Aug 12, 2024 to Jan 9, 2025
- Assets in custody · $256M to $298MAug 12, 2024 to Jan 9, 2025
- Financial planning clients · 0 to 0Aug 12, 2024 to Jan 9, 2025
- Discretionary RAUM · $1.9B to $2.0BAug 12, 2024 to Jan 9, 2025
- HNW RAUM · $448M to $493MAug 12, 2024 to Jan 9, 2025
- Pension RAUM · $6.4M to $14.0MAug 12, 2024 to Jan 9, 2025
- Pooled vehicle RAUM · $257M to $300MAug 12, 2024 to Jan 9, 2025
- RAUM · $1.9B to $2.0BAug 12, 2024 to Jan 9, 2025
- Accounts · 152 to 151Jan 27, 2023 to Jan 19, 2024
- HNW clients · 116 to 113Jan 27, 2023 to Jan 19, 2024
- Pension plan clients · 6 to 5Jan 27, 2023 to Jan 19, 2024
- Assets in custody · $224M to $256MJan 27, 2023 to Jan 19, 2024
- Discretionary RAUM · $1.8B to $1.9BJan 27, 2023 to Jan 19, 2024
- HNW RAUM · $509M to $448MJan 27, 2023 to Jan 19, 2024
- Pension RAUM · $6.2M to $6.4MJan 27, 2023 to Jan 19, 2024
- Pooled vehicle RAUM · $225M to $257MJan 27, 2023 to Jan 19, 2024
- RAUM · $1.8B to $1.9BJan 27, 2023 to Jan 19, 2024
- Accounts · 143 to 152Mar 10, 2022 to Jan 27, 2023
- Corporate clients · 15 to 12Mar 10, 2022 to Jan 27, 2023
- HNW clients · 108 to 116Mar 10, 2022 to Jan 27, 2023
- Assets in custody · $233M to $224MMar 10, 2022 to Jan 27, 2023
- Employees · 8 to 9Mar 10, 2022 to Jan 27, 2023
- Discretionary RAUM · $1.8B to $1.8BMar 10, 2022 to Jan 27, 2023
- HNW RAUM · $563M to $509MMar 10, 2022 to Jan 27, 2023
- Pension RAUM · $12.9M to $6.2MMar 10, 2022 to Jan 27, 2023
- Pooled vehicle RAUM · $233M to $225MMar 10, 2022 to Jan 27, 2023
- RAUM · $1.8B to $1.8BMar 10, 2022 to Jan 27, 2023
- Accounts · 146 to 143Mar 18, 2021 to Mar 10, 2022
- Advisory employees · 4 to 5Mar 18, 2021 to Mar 10, 2022
Signals
1 dated events
- Tyler Daniel Butts (Vice President; Member) appeared on Schedule A of Nfc Investments, LlcJul 24, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- NFC Investments, LLC · Independent Sponsorsshared crd · capital_provider
- NFC Investments, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 901-767-1301reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 901-767-5576reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- NFCINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 901-767-5576reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026