DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Silverleafe Capital Partners, LLC
Latest filing Mar 10, 2026
First filing on the tape Apr 2, 2012 · 25 filings
SEC status approved since Oct 20, 2004
RAUM
$449M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$449M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$74.9M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$449M as of Mar 10, 2026
Apr 2, 2012$104M then
HNW client RAUM$422M as of Mar 10, 2026
Mar 20, 2018$217M then
State-registered IARs (5.B.3)6 as of Mar 10, 2026
Mar 26, 20134 then
Employees (5.A)7 as of Mar 10, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +3.1% over the last fiscal year+13% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $74.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $657,728derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$422M94%
- Individuals$27.4M6.1%
- Individual clients
- 92reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 683reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John B RussellChartered Financial Analyst | Germantown, Tn | Oct 22, 2010 | 24 y | 1 |
| James Mason CousinsCertified Financial Planner | Germantown, Tn | Oct 6, 2011 | 21 y | 3 |
| Broc Phillip KreitzCertified Financial Planner | Germantown, Tn | Nov 6, 2023 | 27 y | 2 |
| Margaret Terrell Patterson | Germantown, Tn | Jan 1, 2025 | 11 y | 0 |
| Richard Worthington Eskrigge | Germantown, Tn | Jan 1, 2025 | 10 y | 1 |
| Blaine Mitchell Tierney | Germantown, Tn | Jun 19, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Blaine Mitchell Tierney from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 19, 2025 · Wirehouse to independent RIA
- Richard Worthington Eskrigge from Buckingham Strategic Wealth, LLCJan 1, 2025 · RIA to RIA
- Broc Phillip Kreitz from Strategic Advisers LLCNov 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- James Mason Cousins from United Capital Financial AdvisorsOct 6, 2011 · Other
- John B Russell from Union Planters Investment Advisors, Inc.Oct 22, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mason James Cousins · Chief Compliance Officercontrolsince 03/2015 · owns 5% to 10%
- Phillip Broc Kreitz · Senior Investment Advisorcontrolsince 06/2017 · owns 5% to 10%
- Daniel William Patterson · Foundercontrolsince 09/2004 · owns less than 5%
- B John Russell · Managing Partnercontrolsince 01/2021 · owns 10% to 25%
- Daniel William Patterson · Ownercontrolsince 01/2023 · owns 75% or more of Patterson Family Investment Company LLC
Entity owners
- Patterson Family Investment Company LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Germantown, Tn · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 650 to 683Jun 4, 2025 to Mar 10, 2026
- Employees · 6 to 7Jun 4, 2025 to Mar 10, 2026
- Discretionary RAUM · $403M to $416MJun 4, 2025 to Mar 10, 2026
- HNW RAUM · $409M to $422MJun 4, 2025 to Mar 10, 2026
- Individual RAUM · $26.7M to $27.4MJun 4, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $32.9M to $32.8MJun 4, 2025 to Mar 10, 2026
- RAUM · $436M to $449MJun 4, 2025 to Mar 10, 2026
- Financial planning clients · 51-100 to 51-100May 19, 2025 to Jun 4, 2025
- Accounts · 626 to 650Sep 17, 2024 to Mar 25, 2025
- HNW clients · 74 to 87Sep 17, 2024 to Mar 25, 2025
- Individual clients · 105 to 92Sep 17, 2024 to Mar 25, 2025
- Employees · 4 to 6Sep 17, 2024 to Mar 25, 2025
- State-registered IARs · 4 to 6Sep 17, 2024 to Mar 25, 2025
- Discretionary RAUM · $374M to $403MSep 17, 2024 to Mar 25, 2025
- HNW RAUM · $367M to $409MSep 17, 2024 to Mar 25, 2025
- Individual RAUM · $36.4M to $26.7MSep 17, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $29.8M to $32.9MSep 17, 2024 to Mar 25, 2025
- RAUM · $403M to $436MSep 17, 2024 to Mar 25, 2025
- Accounts · 580 to 626Sep 19, 2023 to Mar 20, 2024
- HNW clients · 68 to 74Sep 19, 2023 to Mar 20, 2024
- Individual clients · 101 to 105Sep 19, 2023 to Mar 20, 2024
- Discretionary RAUM · $277M to $374MSep 19, 2023 to Mar 20, 2024
- HNW RAUM · $278M to $367MSep 19, 2023 to Mar 20, 2024
- Individual RAUM · $33.3M to $36.4MSep 19, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $34.4M to $29.8MSep 19, 2023 to Mar 20, 2024
- RAUM · $311M to $403MSep 19, 2023 to Mar 20, 2024
- Employees · 5 to 4Feb 16, 2023 to Sep 19, 2023
- HQ city · MEMPHIS to GERMANTOWNFeb 16, 2023 to Sep 19, 2023
- Accounts · 514 to 580Mar 7, 2022 to Feb 16, 2023
- HNW clients · 70 to 68Mar 7, 2022 to Feb 16, 2023
- Individual clients · 95 to 101Mar 7, 2022 to Feb 16, 2023
- Discretionary RAUM · $309M to $277MMar 7, 2022 to Feb 16, 2023
- HNW RAUM · $317M to $278MMar 7, 2022 to Feb 16, 2023
- Individual RAUM · $31.6M to $33.3MMar 7, 2022 to Feb 16, 2023
- Non-discretionary RAUM · $39.5M to $34.4MMar 7, 2022 to Feb 16, 2023
- RAUM · $349M to $311MMar 7, 2022 to Feb 16, 2023
- Accounts · 500 to 514Mar 2, 2021 to Mar 7, 2022
- Advisory activities · 3 to 2Mar 2, 2021 to Mar 7, 2022
- HNW clients · 55 to 70Mar 2, 2021 to Mar 7, 2022
- Individual clients · 97 to 95Mar 2, 2021 to Mar 7, 2022
Signals
2 dated events
- B John Russell (Director Of Investments) appeared on Schedule A of Silverleafe Capital Partners, LlcMar 5, 2019 · Control person joined · fact
- Phillip Broc Kreitz (Senior Investment Advisor) appeared on Schedule A of Silverleafe Capital Partners, LlcMar 5, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Silverleafe Capital Partners, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 901-259-3346reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 901-259-3345reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-313-2685reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/silverleafe-capital-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- silverleafecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 901-259-3345reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- silverleafecapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- silverleafecapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026