DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bradford Financial Services Corp
Latest filing Feb 17, 2026
First filing on the tape Oct 3, 2019 · 15 filings
SEC status approved since Nov 6, 2019
RAUM
$262M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$251M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$262M as of Feb 17, 2026
Feb 13, 2020$140M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 17, 2026
Feb 13, 20201 then
Employees (5.A)1 as of Feb 17, 2026
Feb 13, 20201 then
Private funds: no history
RAUM +11% over the last fiscal year+15% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $318,174derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$251M96%
- Corporations and businesses$11.2M4.3%
- Individual clients
- 549reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 823reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Haralambos Ignatios KitsosCertified Financial Planner | Tarpon Springs, Fl | Mar 3, 1997 | 34 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ignatios Haralambos Kitsos · Owner, Ccocontrolsince 06/1994 · owns 75% or more
Related persons
Schedule D 7.A
- Securities America Advisors, Inc.investment advisernRAUM $40B
- Securities America, Inc.broker-dealern
Offices
Schedule D 1.F, the 25 largest
- North Andover, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 842 to 823Feb 4, 2025 to Feb 17, 2026
- Corporate clients · unset to 28.0Feb 4, 2025 to Feb 17, 2026
- Individual clients · 565 to 549Feb 4, 2025 to Feb 17, 2026
- Discretionary RAUM · $235M to $262MFeb 4, 2025 to Feb 17, 2026
- Individual RAUM · $236M to $251MFeb 4, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $1.1M to $183,532Feb 4, 2025 to Feb 17, 2026
- RAUM · $236M to $262MFeb 4, 2025 to Feb 17, 2026
- Succession · true to falseFeb 4, 2025 to Feb 17, 2026
- Accounts · 878 to 842Jan 31, 2024 to Feb 4, 2025
- Business name · BRADFORD FINANCIAL SERVICES, INC. to BRADFORD FINANCIAL SERVICES CORPJan 31, 2024 to Feb 4, 2025
- Corporate clients · 29.0 to unsetJan 31, 2024 to Feb 4, 2025
- Individual clients · 558 to 565Jan 31, 2024 to Feb 4, 2025
- Financial planning clients · 11-25 to 1-10Jan 31, 2024 to Feb 4, 2025
- HQ city · unset to Jan 31, 2024 to Feb 4, 2025
- HQ state · unset to Jan 31, 2024 to Feb 4, 2025
- Legal name · BRADFORD FINANCIAL SERVICES, INC. to BRADFORD FINANCIAL SERVICES CORPJan 31, 2024 to Feb 4, 2025
- Discretionary RAUM · $149M to $235MJan 31, 2024 to Feb 4, 2025
- Individual RAUM · $189M to $236MJan 31, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $46.4M to $1.1MJan 31, 2024 to Feb 4, 2025
- RAUM · $196M to $236MJan 31, 2024 to Feb 4, 2025
- Succession · false to trueJan 31, 2024 to Feb 4, 2025
- Accounts · 473 to 878Mar 29, 2023 to Jan 31, 2024
- Corporate clients · 20 to 29Mar 29, 2023 to Jan 31, 2024
- Individual clients · 453 to 558Mar 29, 2023 to Jan 31, 2024
- Discretionary RAUM · $120M to $149MMar 29, 2023 to Jan 31, 2024
- Individual RAUM · $168M to $189MMar 29, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $52.7M to $46.4MMar 29, 2023 to Jan 31, 2024
- RAUM · $172M to $196MMar 29, 2023 to Jan 31, 2024
- Accounts · 492 to 473Feb 17, 2023 to Mar 29, 2023
- Individual clients · 472 to 453Feb 17, 2023 to Mar 29, 2023
- Discretionary RAUM · $123M to $120MFeb 17, 2023 to Mar 29, 2023
- Individual RAUM · $173M to $168MFeb 17, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $54.5M to $52.7MFeb 17, 2023 to Mar 29, 2023
- RAUM · $178M to $172MFeb 17, 2023 to Mar 29, 2023
- HQ city · NORTH ANDOVER to unsetAug 6, 2022 to Feb 17, 2023
- HQ state · MA to unsetAug 6, 2022 to Feb 17, 2023
- Other offices · 0 to 1Aug 6, 2022 to Feb 17, 2023
- Corporate clients · unset to 20.0Mar 16, 2022 to Aug 6, 2022
- Individual clients · 492 to 472Mar 16, 2022 to Aug 6, 2022
- Commission compensation · true to falseMar 16, 2022 to Aug 6, 2022
Signals
2 dated events
- Bradford Financial Services Corp reported succeeding to the business of Bradford Financial Services, Inc. (Form ADV Item 4)Feb 4, 2025 · Succession (Item 4) · fact
- Bradford Financial Services, Inc. filed its initial SEC registration (Form ADV)Oct 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 978-685-8529reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 978-685-9995reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BRADFORDFINANCIALSERVICES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 978-809-2338reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026