DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Omnicap Group LLC
Latest filing Apr 30, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Dec 3, 2004
RAUM
$6.5B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$1.6B
derived; firm RAUM over IAPD count
Employees
15
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$6.5B as of Apr 30, 2026
Mar 30, 2012$559M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Apr 30, 2026
Mar 30, 20120 then
Employees (5.A)15 as of Apr 30, 2026
Feb 26, 201312 then
Private funds: no history
RAUM +2.0% over the last fiscal year+29% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $1.6BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$6.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 297reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Edward Herschel Mcroberts | El Segundo, Ca | Apr 12, 2005 | 25 y | 1 |
| Jeffrey Stanley Smith | El Segundo, Ca | Dec 8, 2017 | 25 y | 1 |
| Angel A Meraz | El Segundo, Ca | Apr 1, 2019 | 13 y | 0 |
| Daniel Christopher Daly | Cranford, Nj | Jun 7, 2023 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Matthew Allen Hope to Wells Fargo Investment Institute, Inc.Apr 12, 2021 · Other
- Marcia Quiroz to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 15, 2010 · Other
Joined, latest
- Jeffrey Stanley Smith from Blx Group LLCDec 8, 2017 · Other
- Edward Herschel Mcroberts from Blx Group LLCApr 12, 2005 · Other
- Marcia Quiroz from Blx Group LLCFeb 9, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Herschel Edward Mcroberts · Managing Directorcontrolsince 03/2005 · owns 25% to 50%
- Stanley Jeffrey Smith · Managing Member/Presidentcontrolsince 11/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| El Segundo, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 320 to 297Mar 5, 2025 to Mar 16, 2026
- Discretionary RAUM · $5.9B to $6.2BMar 5, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $484M to $273MMar 5, 2025 to Mar 16, 2026
- RAUM · $6.4B to $6.5BMar 5, 2025 to Mar 16, 2026
- Accounts · 263 to 320Feb 26, 2024 to Mar 5, 2025
- Employees · 14 to 15Feb 26, 2024 to Mar 5, 2025
- Financial planning clients · unset to Feb 26, 2024 to Mar 5, 2025
- Discretionary RAUM · $3.9B to $5.9BFeb 26, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $82.8M to $484MFeb 26, 2024 to Mar 5, 2025
- RAUM · $3.9B to $6.4BFeb 26, 2024 to Mar 5, 2025
- Accounts · 245 to 263Feb 23, 2023 to Feb 26, 2024
- Advisory employees · 3 to 4Feb 23, 2023 to Feb 26, 2024
- Employees · 10 to 14Feb 23, 2023 to Feb 26, 2024
- State-registered IARs · 3 to 4Feb 23, 2023 to Feb 26, 2024
- Other offices · 1 to 2Feb 23, 2023 to Feb 26, 2024
- Discretionary RAUM · $3.0B to $3.9BFeb 23, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $58.5M to $82.8MFeb 23, 2023 to Feb 26, 2024
- RAUM · $3.1B to $3.9BFeb 23, 2023 to Feb 26, 2024
- Accounts · 186 to 245Mar 23, 2022 to Feb 23, 2023
- Employees · 11 to 10Mar 23, 2022 to Feb 23, 2023
- Discretionary RAUM · $1.6B to $3.0BMar 23, 2022 to Feb 23, 2023
- Non-discretionary RAUM · $45.7M to $58.5MMar 23, 2022 to Feb 23, 2023
- RAUM · $1.6B to $3.1BMar 23, 2022 to Feb 23, 2023
- Accounts · 143 to 186Mar 30, 2021 to Mar 22, 2022
- State-registered IARs · 4 to 3Mar 30, 2021 to Mar 22, 2022
- Discretionary RAUM · $1.5B to $1.6BMar 30, 2021 to Mar 22, 2022
- Non-discretionary RAUM · $394M to $45.7MMar 30, 2021 to Mar 22, 2022
- RAUM · $1.9B to $1.6BMar 30, 2021 to Mar 22, 2022
- Accounts · 140 to 143Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.7B to $1.5BMar 27, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $127M to $394MMar 27, 2020 to Mar 30, 2021
- RAUM · $1.8B to $1.9BMar 27, 2020 to Mar 30, 2021
- Accounts · 155 to 140Mar 20, 2019 to Mar 26, 2020
- State-registered IARs · 3 to 4Mar 20, 2019 to Mar 26, 2020
- Other offices · 2 to 1Mar 20, 2019 to Mar 26, 2020
- Discretionary RAUM · $1.4B to $1.7BMar 20, 2019 to Mar 26, 2020
- Non-discretionary RAUM · $417M to $127MMar 20, 2019 to Mar 26, 2020
- RAUM · $1.8B to $1.8BMar 20, 2019 to Mar 26, 2020
- Accounts · 46 to 155Mar 8, 2018 to Mar 20, 2019
- Advisory employees · 4 to 3Mar 8, 2018 to Mar 20, 2019
Signals
5 dated events
- Omnicap Group Llc reported RAUM $6.4B, up 62% from $3.9B (2024-02-26 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- Omnicap Group Llc reported RAUM $3.9B, up 28% from $3.1B (2023-02-23 to 2024-02-26)Feb 26, 2024 · RAUM change · derived
- Omnicap Group Llc reported RAUM $3.1B, up 89% from $1.6B (2022-03-23 to 2023-02-23)Feb 23, 2023 · RAUM change · derived
- Omnicap Group Llc reported RAUM $1.8B, up 87% from $966.4M (2018-03-08 to 2019-03-20)Mar 20, 2019 · RAUM change · derived
- Omnicap Group Llc reported RAUM $966.4M, up 175% from $351.8M (2017-03-30 to 2018-03-08)Mar 8, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Omnicap Group LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- OMNICAP.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-318-3091reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.6Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026