DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atlas Brown
Legal name Atlas Brown, Inc.
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2012 · 20 filings
SEC status approved since Dec 8, 2004
RAUM
$605M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
92%
$555M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$86.5M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$605M as of Mar 27, 2026
Mar 27, 2012$514M then
HNW client RAUM$350M as of Mar 27, 2026
Mar 28, 2018$334M then
State-registered IARs (5.B.3)7 as of Mar 27, 2026
Mar 25, 20135 then
Employees (5.A)9 as of Mar 27, 2026
Mar 25, 201315 then
Private funds: no history
RAUM +6.6% over the last fiscal year+12% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $86.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.7MderivedHNW RAUM over HNW clients
- Average account
- $506,888derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $147M, 154 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$350M58%
- Individuals$205M34%
- Charitable organizations$50.2M8.3%
- Corporations and businesses$479,7180.1%
- Pension and profit-sharing plans$420.0%
- Individual clients
- 388reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,194reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $147M for 154 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Michael Corley | Louisville, Ky | Dec 11, 2008 | 26 y | 0 |
| Bradley Andrew Glotzbach | Louisville, Ky | Jun 24, 2010 | 31 y | 1 |
| Michael Scott Robinson | Louisville, Ky | May 19, 2014 | 31 y | 1 |
| David Brower Russell | Louisville, Ky | May 23, 2014 | 43 y | 1 |
| Samuel M Vonderheide | Louisville, Ky | Jul 30, 2015 | 14 y | 0 |
| Cherri Lyn Lamkin | Louisville, Ky | Aug 18, 2017 | 10 y | 0 |
| William Wayne Hancock, IIIChartered Financial Analyst | Louisville, Ky | Jan 1, 2025 | 35 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Gail Burke Tway to J.J.B. Hilliard, W.L. Lyons, LLCFeb 1, 2011 · Other
- Jason Tyler Middleton to LPL Financial LLCOct 6, 2009 · Other
Joined, latest
- William Wayne Hancock, III from J.J.B. Hilliard, W.L. Lyons, LLCJan 1, 2025 · Other
- David Brower Russell from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 23, 2014 · Other
- Michael Scott Robinson from J.J.B. Hilliard, W.L. Lyons, LLCMay 19, 2014 · Other
- Bradley Andrew Glotzbach from Natcity Investments, Inc.Jun 24, 2010 · Other
- Gail Burke Tway from J.J.B. Hilliard, W.L. Lyons, LLCOct 13, 2009 · Other
- Jason Tyler Middleton from Ameriprise Financial Services, LLCJul 20, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne William III Hancock · Chairmancontrolsince 03/2009 · owns 10% to 25%
- Lyn Cherri Lamkin · Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- Gibson Charles Middleton · Directorcontrolsince 01/2005 · owns 5% to 10%
- Scott Michael Robinson · President And Ceocontrolsince 01/2016 · owns less than 5%
- Collis Mary Hancock · Shareholdersince 11/2010 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,110 to 1,194Mar 28, 2025 to Mar 27, 2026
- Corporate clients · 5 to 6Mar 28, 2025 to Mar 27, 2026
- HNW clients · 53 to 52Mar 28, 2025 to Mar 27, 2026
- Individual clients · 385 to 388Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $170M to $147MMar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $556M to $585MMar 28, 2025 to Mar 27, 2026
- HNW RAUM · $326M to $350MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $193M to $205MMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $11.2M to $20.4MMar 28, 2025 to Mar 27, 2026
- Pension RAUM · unset to 42.0Mar 28, 2025 to Mar 27, 2026
- RAUM · $568M to $605MMar 28, 2025 to Mar 27, 2026
- Accounts · 1,120 to 1,110Mar 27, 2024 to Mar 28, 2025
- Charity clients · 6 to 5Mar 27, 2024 to Mar 28, 2025
- Corporate clients · 6 to 5Mar 27, 2024 to Mar 28, 2025
- HNW clients · 46 to 53Mar 27, 2024 to Mar 28, 2025
- Individual clients · 382 to 385Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $429M to $170MMar 27, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $442M to $556MMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $255M to $326MMar 27, 2024 to Mar 28, 2025
- Individual RAUM · $181M to $193MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $13.5M to $11.2MMar 27, 2024 to Mar 28, 2025
- Pension RAUM · 1015298.0 to unsetMar 27, 2024 to Mar 28, 2025
- RAUM · $455M to $568MMar 27, 2024 to Mar 28, 2025
- Accounts · 1,023 to 1,120Mar 27, 2023 to Mar 27, 2024
- Corporate clients · 7 to 6Mar 27, 2023 to Mar 27, 2024
- HNW clients · 17 to 46Mar 27, 2023 to Mar 27, 2024
- Individual clients · 358 to 382Mar 27, 2023 to Mar 27, 2024
- Assets in custody · $186M to $429MMar 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $418M to $442MMar 27, 2023 to Mar 27, 2024
- HNW RAUM · $260M to $255MMar 27, 2023 to Mar 27, 2024
- Individual RAUM · $154M to $181MMar 27, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $11.8M to $13.5MMar 27, 2023 to Mar 27, 2024
- Pension RAUM · $487,737 to $1.0MMar 27, 2023 to Mar 27, 2024
- RAUM · $430M to $455MMar 27, 2023 to Mar 27, 2024
- Accounts · 1,009 to 1,023Mar 24, 2022 to Mar 27, 2023
- Charity clients · unset to 6.0Mar 24, 2022 to Mar 27, 2023
- Corporate clients · 10 to 7Mar 24, 2022 to Mar 27, 2023
- HNW clients · 32 to 17Mar 24, 2022 to Mar 27, 2023
- Individual clients · 311 to 358Mar 24, 2022 to Mar 27, 2023
Signals
3 dated events
- Brower David Russell (Executive Vice President) no longer on Schedule A of Atlas Brown (listed 2021-03-26, absent 2022-03-24)Mar 24, 2022 · Control person left · inference
- Atlas Brown reported RAUM $289.8M, down 36% from $451.6M (2018-03-28 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- May William Street (Chairman) no longer on Schedule A of Atlas Brown (listed 2018-03-28, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- chesen@atlasbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- panderson@atlasbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- whancock@atlasbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-271-1914reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-271-2903reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-271-2908reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/6458936reportedpublic record, Form ADV, Sep 17, 2026
- Website
- ATLASBROWN.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 502-271-2900reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- ATLASBROWN.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026