DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Atlas Brown

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Brower RussellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAtlas Brown otherOtherMay 23, 2014May 23, 2014
Gail Burke TwayJ.J.B. Hilliard, W.L. Lyons, LLC otherAtlas Brown otherOtherJul 30, 2009Oct 13, 2009 (75 d)
Michael Scott RobinsonJ.J.B. Hilliard, W.L. Lyons, LLC otherAtlas Brown otherOtherJul 6, 2006May 19, 2014 (2874 d)
Jason Tyler MiddletonAmeriprise Financial Services, LLC national BDAtlas Brown otherOtherMay 16, 2006Jul 20, 2006 (65 d)
Bradley Andrew GlotzbachNatcity Investments, Inc. unclassifiedAtlas Brown otherOtherDec 31, 2005Jun 24, 2010 (1636 d)
William Wayne Hancock, IIIJ.J.B. Hilliard, W.L. Lyons, LLC otherAtlas Brown independent RIAOtherFeb 4, 2005Jan 1, 2025 (7271 d)
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6 moves match.