DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Curbstone Financial Management Corp.
Legal name Curbstone Financial Management Corporation
Latest filing Jun 22, 2026
First filing on the tape Mar 22, 2012 · 21 filings
SEC status approved since Dec 4, 2006
RAUM
$412M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$383M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$68.6M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$412M as of Jun 22, 2026
Apr 11, 2012$183M then
HNW client RAUM$352M as of Jun 22, 2026
Jun 28, 2018$215M then
State-registered IARs (5.B.3)6 as of Jun 22, 2026
Jun 13, 20136 then
Employees (5.A)10 as of Jun 22, 2026
Jun 13, 20138 then
Private funds: no history
RAUM +22% over the last fiscal year+4.2% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $68.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $630,536derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $37.4M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$352M85%
- Individuals$31.6M7.7%
- Charitable organizations$27.8M6.8%
- Corporations and businesses$364,3710.1%
- Pension and profit-sharing plans$284,0790.1%
- Individual clients
- 118reported
- HNW clients
- 149reported
- Pension plan clients
- 2reported
- Charitable clients
- 7reported
- Accounts
- 653reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.4M for 30 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Winston Main | Manchester, Nh | Dec 19, 1997 | 37 y | 0 |
| Melvin Jonathan SeveranceCertified Financial Planner | Manchester, Nh | Dec 19, 1997 | 42 y | 0 |
| Thomas Mott Lewry | Manchester, Nh | Dec 12, 2001 | 44 y | 0 |
| Pamela Gay Diamantis | Manchester, Nh | Aug 30, 2006 | 26 y | 0 |
| Carolyn E PomfretChartered Financial Analyst | Manchester, Nh | Nov 19, 2008 | 30 y | 1 |
| Charles P. MathewsChartered Financial Analyst | Manchester, Nh | May 20, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Elizabeth Salas Evans to Cayena Capital Management, LLCJun 28, 2019 · RIA to a state-registered adviser
- Kenneth Paul Gelinas to Gelinas & Company, Cpa, PllcOct 28, 2009 · Other
Joined, latest
- Elizabeth Salas Evans from Strategic Advisers LLCMar 1, 2018 · Other
- Carolyn E Pomfret from Harvest Capital Management IncNov 19, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Mott IV Lewry · President, Chief Compliance Officer, Financial Operations Principalcontrolsince 02/1983 · owns 75% or more
- Pamela Gay Diamantis · Principalsince 07/2006 · owns less than 5%
- Melvin Jonathan III Severance · Principalsince 09/2005 · owns less than 5%
- B Jon Sparkman · Secretary / Legal Counselsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Pamela Diamantispooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manchester, Nh · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 606 to 653Jun 13, 2025 to Jun 22, 2026
- Charity clients · 8 to 7Jun 13, 2025 to Jun 22, 2026
- Corporate clients · unset to 1.0Jun 13, 2025 to Jun 22, 2026
- HNW clients · 127 to 149Jun 13, 2025 to Jun 22, 2026
- Individual clients · 129 to 118Jun 13, 2025 to Jun 22, 2026
- Assets in custody · $48.0M to $37.4MJun 13, 2025 to Jun 22, 2026
- Discretionary RAUM · $385M to $412MJun 13, 2025 to Jun 22, 2026
- HNW RAUM · $299M to $352MJun 13, 2025 to Jun 22, 2026
- Individual RAUM · $38.5M to $31.6MJun 13, 2025 to Jun 22, 2026
- Pension RAUM · $3.2M to $284,079Jun 13, 2025 to Jun 22, 2026
- RAUM · $385M to $412MJun 13, 2025 to Jun 22, 2026
- Accounts · 598 to 606Jun 18, 2024 to Jun 13, 2025
- HNW clients · 128 to 127Jun 18, 2024 to Jun 13, 2025
- Individual clients · 125 to 129Jun 18, 2024 to Jun 13, 2025
- Pension plan clients · 4 to 2Jun 18, 2024 to Jun 13, 2025
- Assets in custody · $43.3M to $48.0MJun 18, 2024 to Jun 13, 2025
- Employees · 9 to 10Jun 18, 2024 to Jun 13, 2025
- Financial planning clients · unset to Jun 18, 2024 to Jun 13, 2025
- Discretionary RAUM · $372M to $385MJun 18, 2024 to Jun 13, 2025
- HNW RAUM · $299M to $299MJun 18, 2024 to Jun 13, 2025
- Individual RAUM · $35.9M to $38.5MJun 18, 2024 to Jun 13, 2025
- Pension RAUM · $8.0M to $3.2MJun 18, 2024 to Jun 13, 2025
- RAUM · $372M to $385MJun 18, 2024 to Jun 13, 2025
- Accounts · 570 to 598Jun 28, 2023 to Jun 18, 2024
- Charity clients · 7 to 8Jun 28, 2023 to Jun 18, 2024
- HNW clients · 120 to 128Jun 28, 2023 to Jun 18, 2024
- Individual clients · 122 to 125Jun 28, 2023 to Jun 18, 2024
- Assets in custody · $41.1M to $43.3MJun 28, 2023 to Jun 18, 2024
- Discretionary RAUM · $337M to $372MJun 28, 2023 to Jun 18, 2024
- HNW RAUM · $265M to $299MJun 28, 2023 to Jun 18, 2024
- Individual RAUM · $35.2M to $35.9MJun 28, 2023 to Jun 18, 2024
- Pension RAUM · $10.2M to $8.0MJun 28, 2023 to Jun 18, 2024
- RAUM · $337M to $372MJun 28, 2023 to Jun 18, 2024
- Accounts · 585 to 570Dec 12, 2022 to Jun 28, 2023
- Charity clients · 8 to 7Dec 12, 2022 to Jun 28, 2023
- HNW clients · 121 to 120Dec 12, 2022 to Jun 28, 2023
- Individual clients · 125 to 122Dec 12, 2022 to Jun 28, 2023
- Assets in custody · $41.8M to $41.1MDec 12, 2022 to Jun 28, 2023
- Discretionary RAUM · $382M to $337MDec 12, 2022 to Jun 28, 2023
- HNW RAUM · $292M to $265MDec 12, 2022 to Jun 28, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@curbstonefinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 603-624-8462reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- CURBSTONEFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-624-8462reportedpublic record, Form ADV, Jun 22, 2026
- Contact form
- curbstonefinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- curbstonefinancial.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026