DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• W••••••• G••••• I•••
Latest filing Mar 5, 2026
First filing on the tape Mar 29, 2012 · 34 filings
SEC status approved since Jan 14, 2005
RAUM
$640M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$633M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$640M as of Mar 5, 2026
Mar 29, 2012$103M then
HNW client RAUM$583M as of Mar 5, 2026
Feb 23, 2018$195M then
State-registered IARs (5.B.3)4 as of Mar 5, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 5, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +11% over the last fiscal year+12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $567,146derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $317M, 174 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$583M91%
- Individuals$50.4M7.9%
- Charitable organizations$4.1M0.6%
- Other investment advisers$2.7M0.4%
- Individual clients
- 117reported
- HNW clients
- 144reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 1,128reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $317M for 174 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• G••••••• R••••••• | Plano, Tx | Jan 14, 2005 | 31 y | 1 |
| C••••••••• T••••••• T••••••Certified Financial Planner | Plano, Tx | Jan 18, 2013 | 31 y | 1 |
| M•••••• E••••• F••••••••• | Plano, Tx | Jun 9, 2017 | 26 y | 3 |
| J•••• M•••• T••••• | Plano, Tx | Feb 2, 2019 | 43 y | 1 |
| A••••• H•••••Certified Financial Planner | Plano, Tx | Jun 22, 2023 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••• W••••• O••••••• to S•••• Q•••• A•••••••• L••Aug 20, 2013 · Other
Joined, latest
- A••••• H••••• from B••••• P••••• A•••••••• L••Jun 22, 2023 · RIA to RIA
- J•••• M•••• T••••• from C••••••••• A••••••• C•••••••••Feb 2, 2019 · Other
- M•••••• E••••• F••••••••• from A••••••• S••••••••• G••••• I•••Jun 9, 2017 · Other
- C••••••••• T••••••• T•••••• from I•••••••• A•••• M••••••••• I•••Jan 18, 2013 · Other
- M••• G••••••• R••••••• from I•••••••• A•••• M••••••••• I•••Jan 14, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• M•••• G••••••• · President / Chief Compliance Officercontrolsince 10/2004 · owns 75% or more
- F••••••••• M••••••• E••••• · Shareholdersince 02/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plano, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 958 to 1,128Feb 21, 2025 to Mar 5, 2026
- HNW clients · 134 to 144Feb 21, 2025 to Mar 5, 2026
- Individual clients · 133 to 117Feb 21, 2025 to Mar 5, 2026
- Assets in custody · $280M to $317MFeb 21, 2025 to Mar 5, 2026
- Discretionary RAUM · $565M to $634MFeb 21, 2025 to Mar 5, 2026
- HNW RAUM · $503M to $583MFeb 21, 2025 to Mar 5, 2026
- Individual RAUM · $61.2M to $50.4MFeb 21, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $11.3M to $6.2MFeb 21, 2025 to Mar 5, 2026
- RAUM · $576M to $640MFeb 21, 2025 to Mar 5, 2026
- Accounts · 930 to 958Apr 1, 2024 to Feb 21, 2025
- HNW clients · 127 to 134Apr 1, 2024 to Feb 21, 2025
- Individual clients · 129 to 133Apr 1, 2024 to Feb 21, 2025
- Assets in custody · $270M to $280MApr 1, 2024 to Feb 21, 2025
- Financial planning clients · 251-500 to 101-250Apr 1, 2024 to Feb 21, 2025
- Discretionary RAUM · $533M to $565MApr 1, 2024 to Feb 21, 2025
- HNW RAUM · $470M to $503MApr 1, 2024 to Feb 21, 2025
- Individual RAUM · $49.4M to $61.2MApr 1, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $0 to $11.3MApr 1, 2024 to Feb 21, 2025
- RAUM · $533M to $576MApr 1, 2024 to Feb 21, 2025
- Employees · 7 to 8Mar 8, 2024 to Apr 1, 2024
- Accounts · 940 to 930Mar 6, 2023 to Mar 8, 2024
- Charity clients · 4 to 3Mar 6, 2023 to Mar 8, 2024
- Corporate clients · 4 to 0Mar 6, 2023 to Mar 8, 2024
- HNW clients · 116 to 127Mar 6, 2023 to Mar 8, 2024
- Individual clients · 138 to 129Mar 6, 2023 to Mar 8, 2024
- Assets in custody · $241M to $270MMar 6, 2023 to Mar 8, 2024
- Financial planning clients · 101-250 to 251-500Mar 6, 2023 to Mar 8, 2024
- Discretionary RAUM · $451M to $533MMar 6, 2023 to Mar 8, 2024
- HNW RAUM · $383M to $470MMar 6, 2023 to Mar 8, 2024
- Individual RAUM · $52.6M to $49.4MMar 6, 2023 to Mar 8, 2024
- RAUM · $451M to $533MMar 6, 2023 to Mar 8, 2024
- Accounts · 243 to 940Mar 7, 2022 to Mar 6, 2023
- Charity clients · 3 to 4Mar 7, 2022 to Mar 6, 2023
- Corporate clients · 2 to 4Mar 7, 2022 to Mar 6, 2023
- HNW clients · 119 to 116Mar 7, 2022 to Mar 6, 2023
- Individual clients · 119 to 138Mar 7, 2022 to Mar 6, 2023
- Assets in custody · $281M to $241MMar 7, 2022 to Mar 6, 2023
- Discretionary RAUM · $506M to $451MMar 7, 2022 to Mar 6, 2023
- HNW RAUM · $441M to $383MMar 7, 2022 to Mar 6, 2023
- Individual RAUM · $47.5M to $52.6MMar 7, 2022 to Mar 6, 2023
Signals
3 dated events
- T•• W••••••• G••••• I••• reported RAUM $505.9M, up 26% from $400.7M (2021-11-12 to 2022-03-07)Mar 7, 2022 · RAUM change · derived
- Leigh Janell Robinson (Shareholder) no longer on Schedule A of T•• W••••••• G••••• I••• (listed 2021-01-12, absent 2021-02-23)Feb 23, 2021 · Control person left · inference
- T•• W••••••• G••••• I••• reported RAUM $354.8M, up 56% from $227.3M (2019-05-16 to 2020-01-28)Jan 28, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 469-241-0122reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 469-241-0122reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- watchmangroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- watchmangroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026