DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Samsung Asset Management (New York), Inc.

Asset manager (funds and pooled vehicles)New York, New YorkCRD 133827SEC 801-64024websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Mar 23, 2012 · 28 filings
SEC status approved since Apr 4, 2005
RAUM
$8.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$8.2B as of Mar 25, 2026
Mar 23, 2012$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 23, 20120 then
Employees (5.A)13 as of Mar 25, 2026
Apr 1, 20139 then
Private funds: no history
RAUM +20% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$327MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$7.6B93%
  • Investment companies$391M4.8%
  • Insurance companies$168M2.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
25reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Nmn Jin A Lee · President And Chief Investment Officercontrol
        since 01/2023 · owns less than 5%
      • Nmn Chaehack Suh · Chief Financial Officercontrol
        since 11/2023 · owns less than 5%
      • Haejung Jennifer Shin · Chief Compliance Officer
        since 10/2017 · owns less than 5%
      Entity owners
      • Samsung Asset Management Company, Ltd. · Owner
        direct · owns 75% or more
      • Samsung Life Insurance Co., Ltd. · Owner
        indirect · owns 75% or more of Samsung Asset Management Company, Ltd.
      Related persons
      Schedule D 7.A
      Advisers that list Samsung Asset Management (New York), Inc. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 25
        Mar 25, 2025 to Mar 25, 2026
      • Discretionary RAUM · $6.8B to $8.2B
        Mar 25, 2025 to Mar 25, 2026
      • RAUM · $6.8B to $8.2B
        Mar 25, 2025 to Mar 25, 2026
      • Accounts · 17 to 19
        Mar 7, 2024 to Mar 25, 2025
      • Advisory employees · 8 to 11
        Mar 7, 2024 to Mar 25, 2025
      • Employees · 10 to 13
        Mar 7, 2024 to Mar 25, 2025
      • Financial planning clients · unset to
        Mar 7, 2024 to Mar 25, 2025
      • Discretionary RAUM · $6.2B to $6.8B
        Mar 7, 2024 to Mar 25, 2025
      • RAUM · $6.2B to $6.8B
        Mar 7, 2024 to Mar 25, 2025
      • Employees · 9 to 10
        Nov 13, 2023 to Mar 7, 2024
      • Accounts · 13 to 17
        Nov 13, 2023 to Mar 7, 2024
      • Advisory employees · 6 to 8
        Nov 13, 2023 to Mar 7, 2024
      • Advisory activities · 3 to 4
        Nov 13, 2023 to Mar 7, 2024
      • Discretionary RAUM · $5.5B to $6.2B
        Nov 13, 2023 to Mar 7, 2024
      • RAUM · $5.5B to $6.2B
        Nov 13, 2023 to Mar 7, 2024
      • Accounts · 11 to 13
        Jan 3, 2023 to Mar 23, 2023
      • Discretionary RAUM · $7.2B to $5.5B
        Jan 3, 2023 to Mar 23, 2023
      • RAUM · $7.2B to $5.5B
        Jan 3, 2023 to Mar 23, 2023
      • Discretionary RAUM · $5.8B to $7.2B
        Oct 29, 2021 to Mar 29, 2022
      • RAUM · $5.8B to $7.2B
        Oct 29, 2021 to Mar 29, 2022
      • Accounts · 10 to 11
        Mar 26, 2020 to Mar 29, 2021
      • Discretionary RAUM · $4.1B to $5.8B
        Mar 26, 2020 to Mar 29, 2021
      • RAUM · $4.1B to $5.8B
        Mar 26, 2020 to Mar 29, 2021
      • Accounts · 5 to 10
        Feb 28, 2019 to Mar 26, 2020
      • Advisory activities · 2 to 3
        Feb 28, 2019 to Mar 26, 2020
      • Employees · 8 to 9
        Feb 28, 2019 to Mar 26, 2020
      • Discretionary RAUM · $3.5B to $4.1B
        Feb 28, 2019 to Mar 26, 2020
      • RAUM · $3.5B to $4.1B
        Feb 28, 2019 to Mar 26, 2020
      • Advisory activities · 1 to 2
        Jan 8, 2019 to Feb 28, 2019
      • Discretionary RAUM · $193M to $3.5B
        Jan 8, 2019 to Feb 28, 2019
      • Non-discretionary RAUM · $3.0B to $0
        Jan 8, 2019 to Feb 28, 2019
      • RAUM · $3.2B to $3.5B
        Jan 8, 2019 to Feb 28, 2019
      • Other offices · 1 to 0
        Dec 22, 2017 to Mar 27, 2018
      • Discretionary RAUM · $193M to $193M
        Dec 22, 2017 to Mar 27, 2018
      • Non-discretionary RAUM · $3.1B to $3.0B
        Dec 22, 2017 to Mar 27, 2018
      • RAUM · $3.3B to $3.2B
        Dec 22, 2017 to Mar 27, 2018
      • Employees · 7 to 8
        Nov 17, 2017 to Dec 22, 2017
      • Accounts · 4 to 5
        Apr 4, 2017 to Nov 17, 2017
      • Other offices · unset to 1.0
        Apr 4, 2017 to Nov 17, 2017
      • Discretionary RAUM · $189M to $193M
        Apr 4, 2017 to Nov 17, 2017
      Signals
      8 dated events
      • Nmn Chaehack Suh (Chief Financial Officer) appeared on Schedule A of Samsung Asset Management (New York), Inc.
        Nov 13, 2023 · Control person joined · fact
      • Jin Suk Bae (Chief Financial Officer) no longer on Schedule A of Samsung Asset Management (New York), Inc. (listed 2023-03-23, absent 2023-11-13)
        Nov 13, 2023 · Control person left · inference
      • Nmn Jin A Lee (President And Chief Investment Officer) appeared on Schedule A of Samsung Asset Management (New York), Inc.
        Jan 3, 2023 · Control person joined · fact
      • Jae Young Jang (President And Chief Investment Officer) no longer on Schedule A of Samsung Asset Management (New York), Inc. (listed 2022-03-29, absent 2023-01-03)
        Jan 3, 2023 · Control person left · inference
      • Jin Suk Bae (Chief Financial Officer) appeared on Schedule A of Samsung Asset Management (New York), Inc.
        Oct 29, 2021 · Control person joined · fact
      • Samsung Asset Management (New York), Inc. reported RAUM $5.8B, up 43% from $4.1B (2020-03-26 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • Jae Young Jang (President And Chief Investment Officer) appeared on Schedule A of Samsung Asset Management (New York), Inc.
        Jan 8, 2019 · Control person joined · fact
      • Teahwa Kim (President And Chief Investment Officer) no longer on Schedule A of Samsung Asset Management (New York), Inc. (listed 2018-03-27, absent 2019-01-08)
        Jan 8, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/samnyreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-421-6800reportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026