DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Samsung Asset Management Company, Ltd.
Latest filing Apr 20, 2026
First filing on the tape Feb 8, 2012 · 31 filings
SEC status approved since Feb 29, 2012
RAUM
$301B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
460
365 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$301B as of Apr 20, 2026
Jun 29, 2012$97B then
HNW client RAUM$0 as of Apr 20, 2026
Mar 31, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 20, 2026
Jun 28, 20130 then
Employees (5.A)460 as of Apr 20, 2026
Jun 28, 2013247 then
Private funds1 as of Apr 20, 2026
Mar 31, 20161 then
RAUM +23% over the last fiscal year+8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $184MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$169B56%
- Insurance companies$120B40%
- Corporations and businesses$4.2B1.4%
- Sovereign wealth funds$3.3B1.1%
- State and municipal entities$2.1B0.7%
- Banks and thrifts$1.7B0.6%
- Pension and profit-sharing plans$601M0.2%
- Other investment advisers$54.4M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 1,631reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.56 institutional_share=0.42 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Samsung Global Private Equity Manager Fund 1 L.P. | Private Equity Fund | $185M | 3 | Mar 31, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Yongmin Kim · Directorcontrolsince 12/2023 · owns less than 5%
- Sung Ki Koo · Directorcontrolsince 03/2020 · owns less than 5%
- Seong Lin Na · Directorcontrolsince 03/2023 · owns less than 5%
- Seongmook Shin · Clo/Ccocontrolsince 06/2014 · owns less than 5%
- Kyu Sung Sohn · Directorcontrolsince 03/2019 · owns less than 5%
- Bongkyun Suh · Director/Ceocontrolsince 12/2021 · owns less than 5%
Entity owners
- Samsung Life Insurance Co., Ltd. · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Samsung Active Asset Management Co., Ltd.investment advisery
- Samsung Asset Management (Hong Kong) Limitedinvestment adviseryRAUM $775M
- Samsung Asset Management (London) Ltd.investment advisery
- Samsung Asset Management (New York), Inc.investment adviseryRAUM $8.2B
- Samsung Co-Investment 2021 Gp, Ltd.pooled vehicle sponsory
- Samsung Fire & Marine Insurance Co. Ltd.real estaten
- Samsung Global Sme Private Equity Manager Fund Co., Ltd.pooled vehicle sponsory
- Samsung Hedge Asset Management Co., Ltd.investment advisery
- Samsung Life Insurance Co. Ltdreal estatey
- Samsung Private Equity Fund 2022 Gp, Ltd.pooled vehicle sponsory
- Samsung Private Equity Manager 1 Co., Ltd.pooled vehicle sponsory
- Samsung Securities (America), Inc.broker-dealern
- Samsung Securities Co. Ltdbroker-dealern
Advisers that list Samsung Asset Management Company, Ltd. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,502 to 1,631Jun 13, 2025 to Mar 27, 2026
- Advisory employees · 339 to 365Jun 13, 2025 to Mar 27, 2026
- Pooled vehicle clients · 920 to 1,030Jun 13, 2025 to Mar 27, 2026
- Employees · 445 to 460Jun 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $244B to $301BJun 13, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $14.3M to $46.9MJun 13, 2025 to Mar 27, 2026
- Pension RAUM · $459M to $601MJun 13, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $123B to $169BJun 13, 2025 to Mar 27, 2026
- RAUM · $244B to $301BJun 13, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 24, 2025 to Jun 13, 2025
- Accounts · 1,386 to 1,502Mar 6, 2024 to Mar 24, 2025
- Advisory employees · 322 to 339Mar 6, 2024 to Mar 24, 2025
- Corporate clients · 5 to 4Mar 6, 2024 to Mar 24, 2025
- Pension plan clients · 2 to 1Mar 6, 2024 to Mar 24, 2025
- Pooled vehicle clients · 835 to 920Mar 6, 2024 to Mar 24, 2025
- Employees · 440 to 445Mar 6, 2024 to Mar 24, 2025
- HQ state · unset to Mar 6, 2024 to Mar 24, 2025
- Discretionary RAUM · $248B to $244BMar 6, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $8.3M to $14.3MMar 6, 2024 to Mar 24, 2025
- Pension RAUM · $356M to $459MMar 6, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $115B to $123BMar 6, 2024 to Mar 24, 2025
- RAUM · $248B to $244BMar 6, 2024 to Mar 24, 2025
- Accounts · 1,406 to 1,386May 2, 2023 to Mar 6, 2024
- Advisory employees · 308 to 322May 2, 2023 to Mar 6, 2024
- Corporate clients · 4 to 5May 2, 2023 to Mar 6, 2024
- Pension plan clients · 3 to 2May 2, 2023 to Mar 6, 2024
- Pooled vehicle clients · 808 to 835May 2, 2023 to Mar 6, 2024
- Employees · 437 to 440May 2, 2023 to Mar 6, 2024
- Discretionary RAUM · $233B to $248BMay 2, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $6.4M to $8.3MMay 2, 2023 to Mar 6, 2024
- Pension RAUM · $455M to $356MMay 2, 2023 to Mar 6, 2024
- Pooled vehicle RAUM · $98B to $115BMay 2, 2023 to Mar 6, 2024
- RAUM · $233B to $248BMay 2, 2023 to Mar 6, 2024
- Accounts · 1,324 to 1,406Mar 28, 2022 to Mar 22, 2023
- Advisory employees · 268 to 308Mar 28, 2022 to Mar 22, 2023
- Corporate clients · 6 to 4Mar 28, 2022 to Mar 22, 2023
- Pension plan clients · 4 to 3Mar 28, 2022 to Mar 22, 2023
- Pooled vehicle clients · 746 to 808Mar 28, 2022 to Mar 22, 2023
- Employees · 369 to 437Mar 28, 2022 to Mar 22, 2023
- Discretionary RAUM · $246B to $233BMar 28, 2022 to Mar 22, 2023
Signals
16 dated events
- Minjae Park (Director/Cfo) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2023-05-02, absent 2024-03-06)Mar 6, 2024 · Control person left · inference
- Yongmin Kim (Director) appeared on Schedule A of Samsung Asset Management Company, Ltd.Mar 6, 2024 · Control person joined · fact
- Ho Joong Kim (Director) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2023-03-22, absent 2023-05-02)May 2, 2023 · Control person left · inference
- Lin Seong Na (Director) appeared on Schedule A of Samsung Asset Management Company, Ltd.May 2, 2023 · Control person joined · fact
- Hhyeon Ju Ryu (Director) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2021-08-02, absent 2022-01-18)Jan 18, 2022 · Control person left · inference
- Jongkeug Shim (Director/Ceo) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2021-08-02, absent 2022-01-18)Jan 18, 2022 · Control person left · inference
- Bongkyun Suh (Director/Ceo) appeared on Schedule A of Samsung Asset Management Company, Ltd.Jan 18, 2022 · Control person joined · fact
- Minjae Park (Director/Cfo) appeared on Schedule A of Samsung Asset Management Company, Ltd.Jan 18, 2022 · Control person joined · fact
- Sung Ki Koo (Director) appeared on Schedule A of Samsung Asset Management Company, Ltd.Mar 31, 2021 · Control person joined · fact
- Wook Young Ahn (Director) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2020-04-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Jongkeug Shim (Director/Ceo) appeared on Schedule A of Samsung Asset Management Company, Ltd.Mar 30, 2020 · Control person joined · fact
- Youngmuk Jeon (Director, Ceo) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2019-04-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Yousang Kim (Cfo/Coo) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2018-05-03, absent 2019-04-01)Apr 1, 2019 · Control person left · inference
- Yoon Won Hwang (Director) no longer on Schedule A of Samsung Asset Management Company, Ltd. (listed 2018-05-03, absent 2019-04-01)Apr 1, 2019 · Control person left · inference
- Hhyeon Ju Ryu (Director) appeared on Schedule A of Samsung Asset Management Company, Ltd.Apr 1, 2019 · Control person joined · fact
- Kyu Sung Sohn (Director) appeared on Schedule A of Samsung Asset Management Company, Ltd.Apr 1, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Samsung Asset Management Company, Ltd. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- pf.kakao.com/_UxctLxbreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 82-2-3774-7554reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026