DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blackstone Distressed Securities Advisors L.P.

Former SEC-registered adviserNew York, New YorkCRD 134013SEC 801-64038IAPD
Latest filing Mar 30, 2012
First filing on the tape Mar 30, 2012 · 1 filings
RAUM
$5.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$10.5M gross assets
History
1 filings and snapshots on the tape
RAUM: $5.3M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: 3
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.3M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$5.3M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Blackstone Capital Fund Ltd.Private Equity Fund$5.3M172Mar 30, 2012
      Blackstone Distressed Debt Holdings (Cayman) Ltd.Private Equity Fund$4.2M77Mar 30, 2012
      Blackstone Distressed Securities Fund L.P.Private Equity Fund$1.1M95Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Janel Marisa Beeney · Chief Compliance Officercontrol
        since 03/2011 · owns less than 5%
      • D John Dionne · Chief Investment Officercontrol
        since 01/2005 · owns less than 5%
      • Jay Bennett Goodman · Senior Managing Directorcontrol
        since 03/2008 · owns less than 5%
      • Evans Hamilton James · President Of The Blackstone Group L.P.control
        since 01/2005 · owns less than 5%
      • Irving Douglas Ostrover · Senior Managing Directorcontrol
        since 03/2008 · owns less than 5%
      • Allen Stephen Schwarzman · Chairman & Ceo Of The Blackstone Group L.P.control
        since 01/2005 · owns less than 5%
      • Albert J Smith · Senior Managing Directorcontrol
        since 03/2008 · owns less than 5%
      • Gary John Finley · Chief Legal Officer Of The Blackstone Group L.P.
        since 09/2010 · owns less than 5%
      • Anthony Laurence Tosi · Chief Financial Officer Of The Blackstone Group L.P.
        since 09/2008 · owns less than 5%
      Entity owners
      • Blackstone Dd Advisors L.L.C. · General Partner
        direct · owns 25% to 50%
      • Blackstone Holdings I L.P. · Limited Partner
        direct · owns 50% to 75%
      • Blackstone Holdings I / II Gp Inc. · General Partner
        indirect · owns F of Blackstone Holdings I L.P.
      • Blackstone Holdings I L.P. · Managing Member
        indirect · owns 75% or more of Blackstone Dd Advisors L.L.C.
      • The Blackstone Group L.P. · Shareholder
        indirect · owns 75% or more of Blackstone Holdings I/II Gp Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Blackstone Distressed Securities Advisors L.P. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026