DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Blackstone Management Partners III LLC

Former SEC-registered adviserNew York, New YorkCRD 109103SEC 801-54696IAPD
Latest filing May 1, 2013
First filing on the tape Nov 11, 2011 · 9 filings
RAUM
$188M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
194
163 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$181M gross assets
History
9 filings and snapshots on the tape
RAUM$188M as of Mar 28, 2013
Mar 30, 2012$197M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2013
Mar 30, 20120 then
Employees (5.A): 194
Private funds2 as of Mar 28, 2013
Mar 30, 20122 then
RAUM -4.4% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 1, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$62.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Blackstone Capital Partners III Merchant Banking Fund L.P.Private Equity Fund$154M122Mar 30, 2012
      Blackstone Offshore Capital Partners III L.P.Private Equity Fund$27.4M122Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Evans Hamilton James · President Of The Blackstone Group L.P.control
        since 10/2002 · owns less than 5%
      • Allen Stephen Schwarzman · Chairman & Ceo Of The Blackstone Group L.P.control
        since 05/1997 · owns less than 5%
      • Patrick Joseph Baratta · Global Head Of Private Equity
        since 01/2013 · owns less than 5%
      • Gary John Finley · Chief Legal Officer
        since 05/2013 · owns less than 5%
      • R Omar Rehman · Chief Compliance Officer
        since 05/2013 · owns less than 5%
      • Vikrant Sawhney · Chief Operating Officer
        since 01/2013 · owns less than 5%
      • Anthony Laurence Tosi · Chief Financial Officer Of The Blackstone Group L.P.
        since 09/2008 · owns less than 5%
      Entity owners
      • Blackstone Intermediary Holdco L.L.C. · Sole Member
        direct · owns 75% or more
      • Blackstone Advisory Partners L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Intermediary Holdco L.L.C.
      • Blackstone Advisory Services L.L.C. · General Partner
        indirect · owns F of Blackstone Advisory Partners L.P.
      • Blackstone Group Holdings L.L.C. · General Partner
        indirect · owns F of Blackstone Group Holdings L.P.
      • Blackstone Group Holdings L.P. · Limited Partner
        indirect · owns 75% or more of Blackstone Advisory Partners L.P.
      • Blackstone Holdings I / II Gp Inc. · General Partner
        indirect · owns F of Blackstone Holdings I L.P.
      • Blackstone Holdings I L.P. · Limited Partner
        indirect · owns 75% or more of Blackstone Group Holdings L.P.
      • Blackstone Holdings I L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Group Holdings L.L.C.
      • Blackstone Holdings I L.P. · Sole Member
        indirect · owns 75% or more of Blackstone Advisory Services L.L.C.
      • The Blackstone Group L.P. · Shareholder
        indirect · owns 75% or more of Blackstone Holdings I/II Gp Inc. · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Blackstone Management Partners III LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 3
        Jan 3, 2013 to Mar 28, 2013
      • Advisory employees · 142 to 163
        Jan 3, 2013 to Mar 28, 2013
      • BD registered reps · 22 to 23
        Jan 3, 2013 to Mar 28, 2013
      • Employees · 171 to 194
        Jan 3, 2013 to Mar 28, 2013
      • Discretionary RAUM · $197M to $188M
        Jan 3, 2013 to Mar 28, 2013
      • RAUM · $197M to $188M
        Jan 3, 2013 to Mar 28, 2013
      • Advisory employees · unset to 142.0
        Mar 30, 2012 to Jan 2, 2013
      • BD registered reps · unset to 22.0
        Mar 30, 2012 to Jan 2, 2013
      • Employees · unset to 171.0
        Mar 30, 2012 to Jan 2, 2013
      • Insurance-licensed employees · unset to 0.0
        Nov 11, 2011 to Mar 30, 2012
      • Private funds · unset to 2
        Nov 11, 2011 to Mar 30, 2012
      • Discretionary RAUM · $1.4B to $197M
        Nov 11, 2011 to Mar 30, 2012
      • RAUM · $1.4B to $197M
        Nov 11, 2011 to Mar 30, 2012
      • Related bank · false to true
        Nov 11, 2011 to Mar 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026