DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Campbell & Company Investment Adviser LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since May 6, 2005
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
68
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$4.3B as of Mar 31, 2026
Mar 30, 2012$667M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)68 as of Mar 31, 2026
Mar 28, 2013155 then
Private funds6 as of Mar 31, 2026
Mar 30, 20125 then
RAUM +25% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $395MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $670M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.9B59%
- Pooled investment vehicles$1.3B41%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $670M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Dwayne Kevin Cole · Chief Executive Officer & Chief Investment Officercontrolsince 06/2017 · owns 10% to 25%
- Page Thomas Lloyd · General Counsel And Chief Compliance Officercontrolsince 12/2018 · owns 10% to 25%
- Robert John Radle · Chief Operating Officercontrolsince 01/2022 · owns 10% to 25%
Entity owners
- Campbell & Company, LP · Member, Campbell & Company Investment Adviser LLCdirect · owns 75% or more
- Campbell & Company, LLC · General Partnerindirect · owns F of Campbell & Company, LP
- Synapsis, LLC · Limited Partnerindirect · owns 75% or more of Campbell & Company, LP
Related persons
Schedule D 7.A
- Campbell & Company Delaware, LLCpooled vehicle sponsorn
- Campbell & Company, LPbankpooled vehicle sponsory
- Campbell Financial Services, LLCbroker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 11Mar 27, 2025 to Mar 31, 2026
- Advisory employees · 27 to 28Mar 27, 2025 to Mar 31, 2026
- BD registered reps · 13 to 14Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $739M to $670MMar 27, 2025 to Mar 31, 2026
- Employees · 65 to 68Mar 27, 2025 to Mar 31, 2026
- Private funds · 8 to 6Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $4.3BMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.3BMar 27, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.3BMar 27, 2025 to Mar 31, 2026
- Advisory employees · 28 to 27Dec 6, 2024 to Mar 27, 2025
- Assets in custody · $598M to $739MDec 6, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Dec 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.5B to $3.5BDec 6, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.2B to $1.4BDec 6, 2024 to Mar 27, 2025
- RAUM · $2.5B to $3.5BDec 6, 2024 to Mar 27, 2025
- Accounts · 9 to 10Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 25 to 28Mar 28, 2023 to Mar 28, 2024
- BD registered reps · 12 to 13Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 8Mar 28, 2023 to Mar 28, 2024
- Assets in custody · $471M to $598MMar 28, 2023 to Mar 28, 2024
- Employees · 62 to 65Mar 28, 2023 to Mar 28, 2024
- Private funds · 7 to 8Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.5BMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.0B to $1.2BMar 28, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.5BMar 28, 2023 to Mar 28, 2024
- Advisory employees · 23 to 25Jan 6, 2023 to Mar 28, 2023
- Assets in custody · $439M to $471MJan 6, 2023 to Mar 28, 2023
- Employees · 58 to 62Jan 6, 2023 to Mar 28, 2023
- Discretionary RAUM · $996M to $2.0BJan 6, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $835M to $1.0BJan 6, 2023 to Mar 28, 2023
- RAUM · $996M to $2.0BJan 6, 2023 to Mar 28, 2023
- Accounts · 11 to 9Jan 24, 2022 to Mar 31, 2022
- BD registered reps · 14 to 12Jan 24, 2022 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Jan 24, 2022 to Mar 31, 2022
- Assets in custody · $98.6M to $439MJan 24, 2022 to Mar 31, 2022
- Employees · 61 to 58Jan 24, 2022 to Mar 31, 2022
- Private funds · 6 to 7Jan 24, 2022 to Mar 31, 2022
- Discretionary RAUM · $513M to $996MJan 24, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $356M to $835MJan 24, 2022 to Mar 31, 2022
- RAUM · $513M to $996MJan 24, 2022 to Mar 31, 2022
Signals
15 dated events
- Campbell & Company Investment Adviser Llc reported RAUM $4.3B, up 25% from $3.5B (2025-03-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Campbell & Company Investment Adviser Llc reported RAUM $3.5B, up 38% from $2.5B (2024-12-06 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Keith Donald Campbell (Trustee) no longer on Schedule A of Campbell & Company Investment Adviser Llc (listed 2024-03-28, absent 2024-12-06)Dec 6, 2024 · Control person left · inference
- Campbell & Company Investment Adviser Llc reported RAUM $2.5B, up 26% from $2.0B (2023-03-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Campbell & Company Investment Adviser Llc reported RAUM $2.0B, up 100% from $995.7M (2023-01-06 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Campbell & Company Investment Adviser Llc reported RAUM $995.7M, up 94% from $512.8M (2022-01-24 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Robert John Radle (Chief Operating Officer) appeared on Schedule A of Campbell & Company Investment Adviser LlcJan 24, 2022 · Control person joined · fact
- William Geoffrey Andrews (Chief Executive Officer) no longer on Schedule A of Campbell & Company Investment Adviser Llc (listed 2021-03-30, absent 2022-01-24)Jan 24, 2022 · Control person left · inference
- Allen Gabriel Morris (Chief Operating Officer) no longer on Schedule A of Campbell & Company Investment Adviser Llc (listed 2021-03-30, absent 2022-01-24)Jan 24, 2022 · Control person left · inference
- Campbell & Company Investment Adviser Llc reported RAUM $512.8M, up 32% from $387.2M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Campbell & Company Investment Adviser Llc reported RAUM $387.2M, up 35% from $286.3M (2020-01-22 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Seth Michael Harris (President) no longer on Schedule A of Campbell & Company Investment Adviser Llc (listed 2019-08-14, absent 2020-01-10)Jan 10, 2020 · Control person left · inference
- Allen Gabriel Morris (Chief Operating Officer) appeared on Schedule A of Campbell & Company Investment Adviser LlcAug 14, 2019 · Control person joined · fact
- Lynn Heidi Kaiser (Co-General Counsel And Chief Compliance Officer) no longer on Schedule A of Campbell & Company Investment Adviser Llc (listed 2018-09-04, absent 2019-01-04)Jan 4, 2019 · Control person left · inference
- Keith Donald Campbell (Trustee) appeared on Schedule A of Campbell & Company Investment Adviser LlcJan 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Campbell & Company Investment Adviser LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CAMPBELL-AND-COMPANYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- CAMPBELL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-413-2600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026