DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• C••••••• A••••••• R••••• O•••••• F••• L••
Gross asset value
$514M
as of Dec 6, 2024; not a fund size
Peak GAV
$514M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
33%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
42 filings
Mar 30, 2012 to Dec 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$514M as of Dec 6, 2024
Mar 30, 2012$178M then
Owners33 as of Dec 6, 2024
Mar 30, 201219 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-93702reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Pnc Bank National AssociationBaltimore, Maryland · LEI AD6GFRVSDT01YPT1CS68
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH3
- UBS Ag, Stamford BranchStamford, Connecticut · LEI BFM8T61CT2L1QCEMIK50
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 33%reportedadviser and related persons