DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• A•••••••• I•••
Latest filing Feb 5, 2026
First filing on the tape Nov 26, 2024 · 3 filings
SEC status approved since Dec 26, 2024
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$125M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$125M as of Feb 5, 2026
Jan 17, 2025$104M then
HNW client RAUM$102M as of Feb 5, 2026
Jan 17, 2025$84.9M then
State-registered IARs (5.B.3)2 as of Feb 5, 2026
Jan 17, 20252 then
Employees (5.A)2 as of Feb 5, 2026
Jan 17, 20253 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $62.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $399,189derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $125MreportedItem 5.I
- Custody
- $64.9M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$102M81%
- Individuals$23.8M19%
- Individual clients
- 43reported
- HNW clients
- 38reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 314reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $64.9M for 54 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• M••• M•••••Certified Financial Planner | Atlanta, Ga | May 18, 2017 | 21 y | 2 |
| A•••• T••••• M•••••Certified Financial Planner | Atlanta, Ga | Sep 3, 2019 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• M••• M••••• from C•••••••• F•••••••• G•••• A•••••••May 18, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• A••••• T••••• · Vice Presidentcontrolsince 06/2019 · owns 10% to 25%
- M•••••• C••••••••• M••• · President, Chief Compliance Officercontrolsince 11/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 299 to 314Jan 17, 2025 to Feb 5, 2026
- HNW clients · 37 to 38Jan 17, 2025 to Feb 5, 2026
- Individual clients · 42 to 43Jan 17, 2025 to Feb 5, 2026
- Assets in custody · $54.5M to $64.9MJan 17, 2025 to Feb 5, 2026
- Employees · 3 to 2Jan 17, 2025 to Feb 5, 2026
- Discretionary RAUM · $104M to $125MJan 17, 2025 to Feb 5, 2026
- HNW RAUM · $84.9M to $102MJan 17, 2025 to Feb 5, 2026
- Individual RAUM · $19.1M to $23.8MJan 17, 2025 to Feb 5, 2026
- Non-discretionary RAUM · $0 to $281,740Jan 17, 2025 to Feb 5, 2026
- RAUM · $104M to $125MJan 17, 2025 to Feb 5, 2026
- Accounts · 294 to 299Nov 26, 2024 to Jan 17, 2025
- HNW clients · 38 to 37Nov 26, 2024 to Jan 17, 2025
- Assets in custody · $52.9M to $54.5MNov 26, 2024 to Jan 17, 2025
- Employees · 2 to 3Nov 26, 2024 to Jan 17, 2025
- Financial planning clients · 51-100 to 51-100Nov 26, 2024 to Jan 17, 2025
- Discretionary RAUM · $102M to $104MNov 26, 2024 to Jan 17, 2025
- HNW RAUM · $80.1M to $84.9MNov 26, 2024 to Jan 17, 2025
- Individual RAUM · $21.9M to $19.1MNov 26, 2024 to Jan 17, 2025
- RAUM · $102M to $104MNov 26, 2024 to Jan 17, 2025
Signals
1 dated events
- B••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Nov 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- t•••••••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-580-9560reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-983-1153reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B•••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-580-9560reportedpublic record, Form ADV, Feb 5, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026