DFX Intelligence
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SEC-registered adviser
M••••••• C•••••• A•••••••• I•••
Latest filing Mar 2, 2026
First filing on the tape Mar 23, 2012 · 33 filings
SEC status approved since Dec 6, 2007
RAUM
$491M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$488M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$491M as of Mar 2, 2026
Mar 23, 2012$90.8M then
HNW client RAUM$457M as of Mar 2, 2026
Mar 22, 2018$186M then
State-registered IARs (5.B.3)3 as of Mar 2, 2026
Mar 23, 20120 then
Employees (5.A)7 as of Mar 2, 2026
Mar 13, 20133 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 3 to 3offices 4 to 3
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $639,849derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $200M, 117 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$457M93%
- Individuals$30.9M6.3%
- Pension and profit-sharing plans$3.2M0.7%
- Individual clients
- 83reported
- HNW clients
- 107reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 767reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $200M for 117 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• G••••• C•••••••• | Greenwich, Ct | Feb 7, 2008 | 39 y | 1 |
| M•••••• J••• D•••• | Winston-Salem, Nc | Jan 18, 2017 | 37 y | 0 |
| J••••• M•••••• W•••Chartered Financial Analyst | Chester, Md | Aug 6, 2024 | 11 y | 1 |
| C••••• J••• C•••••• | Chester, Md | Jun 10, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• M•••••• W••• from D••••••••• F••• A••••••• L•Aug 6, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• M••••••• J••• · Owner, Chief Compliance Officercontrolsince 10/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chester, Md · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 712 to 767Jan 7, 2026 to Mar 2, 2026
- HNW clients · 96 to 107Jan 7, 2026 to Mar 2, 2026
- Individual clients · 79 to 83Jan 7, 2026 to Mar 2, 2026
- Assets in custody · $174M to $200MJan 7, 2026 to Mar 2, 2026
- Other offices · 4 to 3Jan 7, 2026 to Mar 2, 2026
- Discretionary RAUM · $410M to $486MJan 7, 2026 to Mar 2, 2026
- HNW RAUM · $397M to $457MJan 7, 2026 to Mar 2, 2026
- Individual RAUM · $28.2M to $30.9MJan 7, 2026 to Mar 2, 2026
- Non-discretionary RAUM · $18.4M to $4.9MJan 7, 2026 to Mar 2, 2026
- Pension RAUM · $3.0M to $3.2MJan 7, 2026 to Mar 2, 2026
- RAUM · $429M to $491MJan 7, 2026 to Mar 2, 2026
- Accounts · 573 to 712Mar 22, 2024 to Mar 19, 2025
- Advisory employees · 2 to 3Mar 22, 2024 to Mar 19, 2025
- HNW clients · 79 to 96Mar 22, 2024 to Mar 19, 2025
- Individual clients · 67 to 79Mar 22, 2024 to Mar 19, 2025
- Assets in custody · $139M to $174MMar 22, 2024 to Mar 19, 2025
- Employees · 6 to 7Mar 22, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Mar 22, 2024 to Mar 19, 2025
- State-registered IARs · 2 to 3Mar 22, 2024 to Mar 19, 2025
- Other offices · 2 to 4Mar 22, 2024 to Mar 19, 2025
- Discretionary RAUM · $320M to $410MMar 22, 2024 to Mar 19, 2025
- HNW RAUM · $318M to $397MMar 22, 2024 to Mar 19, 2025
- Individual RAUM · $22.5M to $28.2MMar 22, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $22.2M to $18.4MMar 22, 2024 to Mar 19, 2025
- Pension RAUM · $1.8M to $3.0MMar 22, 2024 to Mar 19, 2025
- RAUM · $342M to $429MMar 22, 2024 to Mar 19, 2025
- Accounts · 509 to 573Mar 20, 2023 to Mar 22, 2024
- HNW clients · 73 to 79Mar 20, 2023 to Mar 22, 2024
- Individual clients · 66 to 67Mar 20, 2023 to Mar 22, 2024
- Assets in custody · $98.0M to $139MMar 20, 2023 to Mar 22, 2024
- Other offices · 1 to 2Mar 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $274M to $320MMar 20, 2023 to Mar 22, 2024
- HNW RAUM · $279M to $318MMar 20, 2023 to Mar 22, 2024
- Individual RAUM · $20.9M to $22.5MMar 20, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $26.9M to $22.2MMar 20, 2023 to Mar 22, 2024
- Pension RAUM · $1.4M to $1.8MMar 20, 2023 to Mar 22, 2024
- RAUM · $301M to $342MMar 20, 2023 to Mar 22, 2024
- Accounts · 476 to 509Mar 22, 2022 to Mar 20, 2023
- HNW clients · 70 to 73Mar 22, 2022 to Mar 20, 2023
- Individual clients · 58 to 66Mar 22, 2022 to Mar 20, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 410-604-2741reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/M•••••••-CAPITAL-ADVISORS-INC.reportedpublic record, Form ADV, Sep 21, 2026
- Website
- M•••••••CAP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 410-604-2741reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026