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M•• C•••••• M•••••••••

Independent wealth managerSEC-registered

Independent wealth manager, reporting $167M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$167M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+6.7%
Form ADV, consecutive annual filings
Private clients
100% of RAUM, $167M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 135127 · SEC 801-121700 · 9 filingsShow
CRD 135127SEC 801-121700Legal name M••• W•••••• M••••••First filing on the tape Jun 7, 2021, latest Mar 10, 2026SEC status approved since Jul 6, 2021IAPD
RAUM
$167M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$167M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$167M as of Mar 10, 2026
Mar 8, 2022$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 10, 2026
Mar 8, 20221 then
Employees (5.A)1 as of Mar 10, 2026
Mar 8, 20221 then
Private funds: no history
RAUM +6.7% over the last fiscal year+9.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$167MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$839,191derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$100M, 113 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$167M100%
  • Charitable organizations$318,0000.2%
Individual clients
143reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
199reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$100M for 113 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••• W••••••• M•••••• · Owner, Ccocontrol
        since 07/1999 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 211 to 199
        Mar 5, 2025 to Mar 10, 2026
      • Individual clients · 150 to 143
        Mar 5, 2025 to Mar 10, 2026
      • Discretionary RAUM · $157M to $167M
        Mar 5, 2025 to Mar 10, 2026
      • Individual RAUM · $156M to $167M
        Mar 5, 2025 to Mar 10, 2026
      • RAUM · $157M to $167M
        Mar 5, 2025 to Mar 10, 2026
      • Individual clients · 157 to 150
        Mar 4, 2024 to Mar 5, 2025
      • Financial planning clients · 0 to 0
        Mar 4, 2024 to Mar 5, 2025
      • HQ city · unset to
        Mar 4, 2024 to Mar 5, 2025
      • HQ state · unset to
        Mar 4, 2024 to Mar 5, 2025
      • Discretionary RAUM · $145M to $157M
        Mar 4, 2024 to Mar 5, 2025
      • Individual RAUM · $144M to $156M
        Mar 4, 2024 to Mar 5, 2025
      • RAUM · $145M to $157M
        Mar 4, 2024 to Mar 5, 2025
      • Accounts · 202 to 211
        Mar 3, 2023 to Mar 4, 2024
      • Individual clients · 156 to 157
        Mar 3, 2023 to Mar 4, 2024
      • Discretionary RAUM · $128M to $145M
        Mar 3, 2023 to Mar 4, 2024
      • Individual RAUM · $128M to $144M
        Mar 3, 2023 to Mar 4, 2024
      • RAUM · $128M to $145M
        Mar 3, 2023 to Mar 4, 2024
      • Accounts · 207 to 202
        Jul 26, 2022 to Mar 3, 2023
      • Business name · M•• C•••••• M••••••••• L•• to M•• C•••••• M•••••••••
        Jul 26, 2022 to Mar 3, 2023
      • Individual clients · 161 to 156
        Jul 26, 2022 to Mar 3, 2023
      • Discretionary RAUM · $142M to $128M
        Jul 26, 2022 to Mar 3, 2023
      • Individual RAUM · $142M to $128M
        Jul 26, 2022 to Mar 3, 2023
      • RAUM · $142M to $128M
        Jul 26, 2022 to Mar 3, 2023
      • Organization form · Limited Liability Company to Sole Proprietorship
        Jun 9, 2022 to Jul 26, 2022
      • Succession · false to true
        Jun 9, 2022 to Jul 26, 2022
      • Succession · true to false
        Jul 26, 2022 to Jul 26, 2022
      • Accounts · 222 to 207
        Jun 7, 2021 to Mar 8, 2022
      • Individual clients · 155 to 161
        Jun 7, 2021 to Mar 8, 2022
      • Assets in custody · unset to 100000000.0
        Jun 7, 2021 to Mar 8, 2022
      • Custody of client assets · false to true
        Jun 7, 2021 to Mar 8, 2022
      • Discretionary RAUM · $151M to $142M
        Jun 7, 2021 to Mar 8, 2022
      • Individual RAUM · $151M to $142M
        Jun 7, 2021 to Mar 8, 2022
      • RAUM · $151M to $142M
        Jun 7, 2021 to Mar 8, 2022
      Signals
      2 dated events
      • ••• Locked
        Jul 26, 2022 · Succession (Item 4) · fact
      • ••• Locked
        Jun 7, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026