DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• C•••• A•••••••
Legal name S••••• C•••• A•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jan 25, 2012 · 29 filings
SEC status approved since Aug 11, 2009
RAUM
$651M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.2%
$33.8M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$217M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$651M as of Mar 25, 2026
Feb 3, 2012$417M then
HNW client RAUM$32.4M as of Mar 25, 2026
Mar 9, 2018$89.4M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Feb 3, 20120 then
Employees (5.A)7 as of Mar 25, 2026
Feb 28, 20135 then
Private funds: no history
RAUM -18% over the last fiscal year-4.8% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $217MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $19.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 66%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$425M65%
- Banks and thrifts$78.6M12%
- Corporations and businesses$61.2M9.4%
- High-net-worth individuals$32.4M5.0%
- Other investment advisers$28.0M4.3%
- Pooled investment vehicles$17.7M2.7%
- Charitable organizations$6.6M1.0%
- Individuals$1.4M0.2%
- Individual clients
- 6reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.05 fund_share=0.07 institutional_share=0.66 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J••• D•••••Chartered Financial Analyst | Minneapolis, Mn | May 6, 2013 | 21 y | 0 |
| A••• N••••• B•••••Chartered Financial Analyst | Minneapolis, Mn | May 6, 2013 | 31 y | 0 |
| J••• D•••• C•••••••Chartered Financial Analyst | Minneapolis, Mn | Mar 14, 2020 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••• N••••• · Managing Partner, Portfolio Manager/Analystcontrolsince 06/2005 · owns 25% to 50%
- D•••••• J•••••• J••• · Managing Partner, Portfolio Manager/Analystcontrolsince 06/2005 · owns 25% to 50%
- R•••• A•••••• E••••• · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- C•••••••• J•••• D•••• · Partner, Co-Portfolio Manager/Analystsince 04/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 8 to 7Mar 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $790M to $651MMar 21, 2025 to Mar 25, 2026
- HNW RAUM · $33.7M to $32.4MMar 21, 2025 to Mar 25, 2026
- Individual RAUM · $1.5M to $1.4MMar 21, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $19.4M to $17.7MMar 21, 2025 to Mar 25, 2026
- RAUM · $790M to $651MMar 21, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $763M to $790MMar 28, 2024 to Mar 21, 2025
- HNW RAUM · $27.4M to $33.7MMar 28, 2024 to Mar 21, 2025
- Individual RAUM · $1.1M to $1.5MMar 28, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $15.8M to $19.4MMar 28, 2024 to Mar 21, 2025
- RAUM · $763M to $790MMar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $754M to $763MMar 27, 2023 to Mar 28, 2024
- HNW RAUM · $25.2M to $27.4MMar 27, 2023 to Mar 28, 2024
- Individual RAUM · $1.1M to $1.1MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $13.4M to $15.8MMar 27, 2023 to Mar 28, 2024
- RAUM · $754M to $763MMar 27, 2023 to Mar 28, 2024
- Accounts · 30 to 34Mar 29, 2022 to Mar 27, 2023
- Advisory employees · 3 to 4Mar 29, 2022 to Mar 27, 2023
- HNW clients · 11 to 12Mar 29, 2022 to Mar 27, 2023
- Individual clients · unset to 6.0Mar 29, 2022 to Mar 27, 2023
- Employees · 7 to 8Mar 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.0B to $754MMar 29, 2022 to Mar 27, 2023
- HNW RAUM · $40.7M to $25.2MMar 29, 2022 to Mar 27, 2023
- Individual RAUM · $199,274 to $1.1MMar 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $18.1M to $13.4MMar 29, 2022 to Mar 27, 2023
- RAUM · $1.0B to $754MMar 29, 2022 to Mar 27, 2023
- Accounts · 19 to 30May 28, 2021 to Mar 29, 2022
- HNW clients · 6 to 11May 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $810M to $1.0BMay 28, 2021 to Mar 29, 2022
- HNW RAUM · $36.8M to $40.7MMay 28, 2021 to Mar 29, 2022
- Individual RAUM · unset to 199274.0May 28, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $18.2M to $18.1MMay 28, 2021 to Mar 29, 2022
- RAUM · $810M to $1.0BMay 28, 2021 to Mar 29, 2022
- Employees · 6 to 7Feb 17, 2021 to May 28, 2021
- Employees · 7 to 6Jun 16, 2020 to Feb 17, 2021
- Discretionary RAUM · $664M to $810MJun 16, 2020 to Feb 17, 2021
- HNW RAUM · $26.0M to $36.8MJun 16, 2020 to Feb 17, 2021
- Pooled vehicle RAUM · $13.3M to $18.2MJun 16, 2020 to Feb 17, 2021
- RAUM · $664M to $810MJun 16, 2020 to Feb 17, 2021
Signals
6 dated events
- S••••• C•••• A••••••• reported RAUM $753.7M, down 27% from $1.0B (2022-03-29 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- S••••• C•••• A••••••• reported RAUM $1.0B, up 28% from $809.9M (2021-05-28 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Edward Andrew Rank (Chief Compliance Officer) appeared on Schedule A of S••••• C•••• A•••••••May 28, 2021 · Control person joined · fact
- Keith Jason Mitchell (Chief Compliance Officer) no longer on Schedule A of S••••• C•••• A••••••• (listed 2020-06-16, absent 2021-02-17)Feb 17, 2021 · Control person left · inference
- S••••• C•••• A••••••• reported RAUM $663.7M, up 33% from $500.1M (2019-05-01 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- S••••• C•••• A••••••• reported RAUM $500.1M, down 38% from $808.3M (2018-03-09 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summit-creek-advisors/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••C••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-746-8990reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $217Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026