DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Jan 9, 2026
First filing on the tape Apr 30, 2012 · 19 filings
SEC status approved since Sep 15, 2005
RAUM
$2.8B
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.8B as of Jan 9, 2026
Apr 20, 2017$450M then
HNW client RAUM$0 as of Jan 9, 2026
Jan 5, 2024$0 then
State-registered IARs (5.B.3)0 as of Jan 9, 2026
Apr 30, 20120 then
Employees (5.A)4 as of Jan 9, 2026
Mar 19, 20134 then
Private funds: no history
RAUM +33% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $306MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 40%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 9reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• S•••••• W•••••• · Head Bond Tradercontrolsince 04/2018 · owns less than 5%
- K•••• R••••••• D•••• · Managing Directorcontrolsince 08/2019 · owns less than 5%
- M••••••••• M•••••• C•••••• · Head Asset Management Modelscontrolsince 06/2004 · owns 5% to 10%
- R•••• R•••••• J••••• · Cco, Chief Compliance Officercontrolsince 05/2005 · owns 5% to 10%
Entity owners
- R••• A••• I••• · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Jan 9, 2026discretionary share of RAUM moved from 17.0% to 40.0% between the annual amendments of 2025-04-08 and 2026-01-09peers: institutional managers, $1B to $5B (121)
What changed
consecutive filings, newest first
- Accounts · 7 to 9Aug 13, 2025 to Jan 9, 2026
- Advisory employees · 3 to 4Aug 13, 2025 to Jan 9, 2026
- Pension plan clients · 4 to 9Aug 13, 2025 to Jan 9, 2026
- Employees · 3 to 4Aug 13, 2025 to Jan 9, 2026
- Discretionary RAUM · $351M to $1.1BAug 13, 2025 to Jan 9, 2026
- Non-discretionary RAUM · $1.7B to $1.7BAug 13, 2025 to Jan 9, 2026
- Pension RAUM · $2.1B to $2.8BAug 13, 2025 to Jan 9, 2026
- RAUM · $2.1B to $2.8BAug 13, 2025 to Jan 9, 2026
- Advisory activities · 4 to 3Apr 8, 2025 to Aug 13, 2025
- Financial planning clients · 0 to 0Apr 8, 2025 to Aug 13, 2025
- Accounts · 5 to 7Jan 5, 2024 to Jan 17, 2025
- HQ city · unset to Jan 5, 2024 to Jan 17, 2025
- HQ state · unset to Jan 5, 2024 to Jan 17, 2025
- Discretionary RAUM · $120M to $351MJan 5, 2024 to Jan 17, 2025
- Non-discretionary RAUM · $1.8B to $1.7BJan 5, 2024 to Jan 17, 2025
- Pension RAUM · $1.9B to $2.1BJan 5, 2024 to Jan 17, 2025
- RAUM · $1.9B to $2.1BJan 5, 2024 to Jan 17, 2025
- Accounts · 6 to 5Mar 27, 2023 to Jan 5, 2024
- Charity clients · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- Corporate clients · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- HNW clients · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- Individual clients · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- Pooled vehicle clients · 1 to 0Mar 27, 2023 to Jan 5, 2024
- Discretionary RAUM · $123M to $120MMar 27, 2023 to Jan 5, 2024
- HNW RAUM · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- Individual RAUM · unset to 0.0Mar 27, 2023 to Jan 5, 2024
- Non-discretionary RAUM · $2.3B to $1.8BMar 27, 2023 to Jan 5, 2024
- Pension RAUM · $2.0B to $1.9BMar 27, 2023 to Jan 5, 2024
- Pooled vehicle RAUM · $514M to $0Mar 27, 2023 to Jan 5, 2024
- RAUM · $2.5B to $1.9BMar 27, 2023 to Jan 5, 2024
- Accounts · 4 to 6Oct 20, 2022 to Mar 27, 2023
- Advisory employees · 4 to 3Oct 20, 2022 to Mar 27, 2023
- Advisory activities · 3 to 4Oct 20, 2022 to Mar 27, 2023
- Pooled vehicle clients · unset to 1.0Oct 20, 2022 to Mar 27, 2023
- Employees · 5 to 3Oct 20, 2022 to Mar 27, 2023
- Discretionary RAUM · $69.3M to $123MOct 20, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $459M to $2.3BOct 20, 2022 to Mar 27, 2023
- Pension RAUM · $528M to $2.0BOct 20, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · unset to 513500000.0Oct 20, 2022 to Mar 27, 2023
- RAUM · $528M to $2.5BOct 20, 2022 to Mar 27, 2023
Signals
6 dated events
- R••• A•• A•••••••• L•• reported RAUM $2.8B, up 33% from $2.1B (2025-08-13 to 2026-01-09)Jan 9, 2026 · RAUM change · derived
- R••• A•• A•••••••• L•• reported RAUM $2.5B, up 369% from $527.9M (2022-10-20 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- R••• A•• A•••••••• L•• reported RAUM $745.7M, up 26% from $590.0M (2020-01-24 to 2020-10-01)Oct 1, 2020 · RAUM change · derived
- Caridad Martha Monteagudo (Head Asset Management Models) appeared on Schedule A of R••• A•• A•••••••• L••Oct 1, 2020 · Control person joined · fact
- David Russell Kamp (Managing Director) appeared on Schedule A of R••• A•• A•••••••• L••Oct 1, 2020 · Control person joined · fact
- William Steven Devito (Head Bond Trader) appeared on Schedule A of R••• A•• A•••••••• L••Oct 1, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- kampconsultingblog.com/#reportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-656-2014reportedpublic record, Form ADV, Jan 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026