DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Altamont Wealth Management, Inc.
Latest filing Aug 7, 2026
First filing on the tape Sep 29, 2017 · 14 filings
SEC status approved since Oct 30, 2017
RAUM
$183M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
70%
$127M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$183M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$183M as of Aug 7, 2026
Mar 31, 2018$171M then
HNW client RAUM$121M as of Aug 7, 2026
Mar 31, 2018$125M then
State-registered IARs (5.B.3)1 as of Aug 7, 2026
Mar 31, 20181 then
Employees (5.A)3 as of Aug 7, 2026
Mar 31, 20182 then
Private funds: no history
RAUM +5.6% over the last fiscal year+5.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $183MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $11.7M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M66%
- Charitable organizations$55.6M30%
- Individuals$6.2M3.4%
- Individual clients
- 7reported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 126reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.7M for 21 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.7 fund_share=0.0 institutional_share=0.3 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Elizabeth Cole MihalkaChartered Financial Analyst | Livermore, Ca | Dec 3, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Cole Elizabeth Mihalka · President/Chief Compliance Officercontrolsince 12/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 7, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 104 to 126Mar 20, 2025 to Mar 18, 2026
- Charity clients · 3 to 5Mar 20, 2025 to Mar 18, 2026
- HNW clients · 32 to 25Mar 20, 2025 to Mar 18, 2026
- Individual clients · 4 to 7Mar 20, 2025 to Mar 18, 2026
- Assets in custody · $5.3M to $11.7MMar 20, 2025 to Mar 18, 2026
- Employees · 2 to 3Mar 20, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 1-10Mar 20, 2025 to Mar 18, 2026
- HNW RAUM · $120M to $121MMar 20, 2025 to Mar 18, 2026
- Individual RAUM · $6.6M to $6.2MMar 20, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $173M to $183MMar 20, 2025 to Mar 18, 2026
- RAUM · $173M to $183MMar 20, 2025 to Mar 18, 2026
- Accounts · 110 to 104Mar 5, 2024 to Mar 20, 2025
- Charity clients · 2 to 3Mar 5, 2024 to Mar 20, 2025
- HNW clients · 28 to 32Mar 5, 2024 to Mar 20, 2025
- Individual clients · 2 to 4Mar 5, 2024 to Mar 20, 2025
- Assets in custody · $8.2M to $5.3MMar 5, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 0Mar 5, 2024 to Mar 20, 2025
- HNW RAUM · $123M to $120MMar 5, 2024 to Mar 20, 2025
- Individual RAUM · $358,566 to $6.6MMar 5, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $167M to $173MMar 5, 2024 to Mar 20, 2025
- RAUM · $167M to $173MMar 5, 2024 to Mar 20, 2025
- Accounts · 105 to 110Mar 17, 2023 to Mar 5, 2024
- Charity clients · 4 to 2Mar 17, 2023 to Mar 5, 2024
- HNW clients · 24 to 28Mar 17, 2023 to Mar 5, 2024
- Individual clients · unset to 2.0Mar 17, 2023 to Mar 5, 2024
- Assets in custody · $4.4M to $8.2MMar 17, 2023 to Mar 5, 2024
- HNW RAUM · $114M to $123MMar 17, 2023 to Mar 5, 2024
- Individual RAUM · unset to 358566.0Mar 17, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $155M to $167MMar 17, 2023 to Mar 5, 2024
- RAUM · $155M to $167MMar 17, 2023 to Mar 5, 2024
- Accounts · 151 to 105Mar 25, 2022 to Mar 17, 2023
- Charity clients · 3 to 4Mar 25, 2022 to Mar 17, 2023
- Assets in custody · $18.5M to $4.4MMar 25, 2022 to Mar 17, 2023
- HNW RAUM · $136M to $114MMar 25, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $183M to $155MMar 25, 2022 to Mar 17, 2023
- RAUM · $183M to $155MMar 25, 2022 to Mar 17, 2023
- Accounts · 84 to 151Mar 29, 2021 to Mar 25, 2022
- HNW clients · 21 to 24Mar 29, 2021 to Mar 25, 2022
- Assets in custody · $7.0M to $18.5MMar 29, 2021 to Mar 25, 2022
- HNW RAUM · $128M to $136MMar 29, 2021 to Mar 25, 2022
Signals
1 dated events
- Altamont Wealth Management, Inc. filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (925) 606-8181reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $183Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026