DFX Intelligence
RIA Intelligence
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SEC-registered adviser
P•••• C••••••
Legal name P•••• C•••••• L••
Latest filing Jun 25, 2026
First filing on the tape Mar 30, 2012 · 38 filings
SEC status approved since Sep 19, 2005
RAUM
$43B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
196
56 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
4
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$43B as of Jun 25, 2026
Jun 20, 2012$5.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Jun 20, 20120 then
Employees (5.A)196 as of Jun 25, 2026
Jun 26, 201385 then
Private funds4 as of Jun 25, 2026
Jun 20, 201217 then
RAUM +72% over the last fiscal year+15% a year over threeIARs 0 to 0offices 4 to 6
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $42B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$42B99%
- Investment companies$298M0.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $42B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
41 reported on Schedule D 7.B.(1)
All funds of P•••• C••••••
Owners and control persons
Schedule A and B, latest filing
- A•••• S•••• · Finance Directorcontrolsince 12/2019 · owns less than 5%
- B••••• A••••••••• T••••• · Chief Investment Officercontrolsince 12/2019 · owns less than 5%
- C•••• B••••• K•• T•••••••• · Chief Legal And Compliance Officercontrolsince 11/2007 · owns less than 5%
- E••••• I•••• D•••• W••••••••• · Global Head Of Distributioncontrolsince 12/2019 · owns less than 5%
- E••••• N•••••••• J•••• · Partnercontrolsince 08/2010 · owns 5% to 10%
- F•••••• N•••••••• F•••••• · Chief Operating Officercontrolsince 12/2019 · owns less than 5%
- R••••••••• G••••• M••• · Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- R•••••• B•••••••• C••••••• · Partnercontrolsince 08/2010 · owns 5% to 10%
Entity owners
- P•••• C•••••• P••••••• L•••••• · Memberdirect · owns 50% to 75%
- P•••• C•••••• H••••••• P•• · Shareholderindirect · owns 50% to 75% of P•••• C•••••• P••••••• L••••••
Related persons
Schedule D 7.A
- P•••••••• P••••••• L••investment adviserbanknRAUM $641M
- P•••• C•••••• •••••••• C•••••••••investment advisernRAUM $656M
- P•••• C•••••• ••••••• S••investment adviserbankn
- P•••• C•••••• ••••••••• A•investment advisern
Advisers that list P•••• C•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Zurich, Switzerland4 employees
- Darien, CT3 employees
- A••••Retta, GA1 employees
- Madrid, Spain1 employees
- Paris, France
What changed
consecutive filings, newest first
- Accounts · 37 to 34Jun 26, 2025 to Jun 25, 2026
- Advisory employees · 58 to 56Jun 26, 2025 to Jun 25, 2026
- BD registered reps · 4 to 3Jun 26, 2025 to Jun 25, 2026
- Pooled vehicle clients · 26 to 25Jun 26, 2025 to Jun 25, 2026
- Assets in custody · $29B to $42BJun 26, 2025 to Jun 25, 2026
- Employees · 199 to 196Jun 26, 2025 to Jun 25, 2026
- Discretionary RAUM · $29B to $43BJun 26, 2025 to Jun 25, 2026
- Pooled vehicle RAUM · $28B to $42BJun 26, 2025 to Jun 25, 2026
- RAUM · $29B to $43BJun 26, 2025 to Jun 25, 2026
- Accounts · 40 to 37Jun 28, 2024 to Jun 26, 2025
- Advisory employees · 59 to 58Jun 28, 2024 to Jun 26, 2025
- Pooled vehicle clients · 28 to 26Jun 28, 2024 to Jun 26, 2025
- Assets in custody · $29B to $29BJun 28, 2024 to Jun 26, 2025
- Employees · 193 to 199Jun 28, 2024 to Jun 26, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 26, 2025
- HQ state · unset to Jun 28, 2024 to Jun 26, 2025
- Other offices · 5 to 6Jun 28, 2024 to Jun 26, 2025
- Private funds · 24 to 4Jun 28, 2024 to Jun 26, 2025
- Discretionary RAUM · $29B to $29BJun 28, 2024 to Jun 26, 2025
- Pooled vehicle RAUM · $28B to $28BJun 28, 2024 to Jun 26, 2025
- RAUM · $29B to $29BJun 28, 2024 to Jun 26, 2025
- Advisory employees · 55 to 59Mar 22, 2024 to Jun 28, 2024
- BD registered reps · 3 to 4Mar 22, 2024 to Jun 28, 2024
- Assets in custody · $25B to $29BMar 22, 2024 to Jun 28, 2024
- Employees · 192 to 193Mar 22, 2024 to Jun 28, 2024
- Other offices · 4 to 5Mar 22, 2024 to Jun 28, 2024
- Discretionary RAUM · $25B to $29BMar 22, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $24B to $28BMar 22, 2024 to Jun 28, 2024
- RAUM · $25B to $29BMar 22, 2024 to Jun 28, 2024
- Private funds · 23 to 24Jun 30, 2023 to Mar 22, 2024
- Advisory employees · 64 to 55Jun 21, 2022 to Jun 27, 2023
- Pooled vehicle clients · 29 to 28Jun 21, 2022 to Jun 27, 2023
- Assets in custody · $30B to $25BJun 21, 2022 to Jun 27, 2023
- Employees · 194 to 192Jun 21, 2022 to Jun 27, 2023
- Other offices · 3 to 4Jun 21, 2022 to Jun 27, 2023
- Discretionary RAUM · $30B to $25BJun 21, 2022 to Jun 27, 2023
- Pooled vehicle RAUM · $29B to $24BJun 21, 2022 to Jun 27, 2023
- RAUM · $30B to $25BJun 21, 2022 to Jun 27, 2023
- Accounts · 25 to 40Feb 16, 2022 to Jun 15, 2022
- Advisory employees · 55 to 64Feb 16, 2022 to Jun 15, 2022
Signals
10 dated events
- P•••• C•••••• reported RAUM $43.3B, up 49% from $29.1B (2025-06-26 to 2026-06-25)Jun 25, 2026 · RAUM change · derived
- James N••••••• Evans (Partner) appeared on Schedule A of P•••• C••••••Jun 30, 2023 · Control person joined · fact
- Charlton Benjamin Rogoff (Partner) appeared on Schedule A of P•••• C••••••Jun 30, 2023 · Control person joined · fact
- Bradbury John Mansell (Director) no longer on Schedule A of P•••• C•••••• (listed 2022-06-21, absent 2023-06-27)Jun 27, 2023 · Control person left · inference
- P•••• C•••••• reported RAUM $28.6B, up 70% from $16.8B (2020-08-04 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- Samir Ayub (Finance Director) appeared on Schedule A of P•••• C••••••Mar 2, 2020 · Control person joined · fact
- Iain Evans (Global Head Of Distribution) appeared on Schedule A of P•••• C••••••Mar 2, 2020 · Control person joined · fact
- Thomas Alexander Black (Chief Investment Officer) appeared on Schedule A of P•••• C••••••Mar 2, 2020 · Control person joined · fact
- N••••••• F••••• (Chief Operating Officer) appeared on Schedule A of P•••• C••••••Mar 2, 2020 · Control person joined · fact
- P•••• C•••••• reported RAUM $17.1B, up 43% from $11.9B (2017-09-15 to 2018-06-28)Jun 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 011 44 20 72272700reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026