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SEC-registered adviser

P•••• C•••••• •••••••• C•••••••••

Asset manager (funds and pooled vehicles)Tampa, FloridaCRD 155389SEC 801-71922websiteIAPD
Latest filing Jun 25, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Oct 19, 2010
RAUM
$656M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$656M as of Jun 25, 2026
Jun 25, 2012$159M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jun 25, 2026
Jun 25, 20120 then
Employees (5.A)12 as of Jun 25, 2026
Jun 27, 20135 then
Private funds1 as of Jun 25, 2026
Jun 26, 20251 then
RAUM -7.1% over the last fiscal year-11% a year over threeIARs 3 to 3offices 0 to 2
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
RAUM per advisor
$219MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$131MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-35%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$656M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$542M83%
  • Investment companies$114M17%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$656M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••• S•••• · Directorcontrol
        since 01/2020 · owns less than 5%
      • B••••• A••••••••• T••••• · Presidentcontrol
        since 05/2024 · owns less than 5%
      • C•••• B••••• K•• T•••••••• · Chief Compliance Officercontrol
        since 10/2010 · owns less than 5%
      • F•••••• N•••••••• F•••••• · Directorcontrol
        since 09/2022 · owns less than 5%
      • L•••• T•••••• A••• · Directorcontrol
        since 05/2024 · owns less than 5%
      Entity owners
      • P•••• C•••••• U• H••••••• L•••••• · Owner
        direct · owns 75% or more
      • P•••• C•••••• H••••••• P•• · Owner
        indirect · owns 75% or more of P•••• C•••••• Partners L••••••
      • P•••• C•••••• U• H••••••• L•••••• · Owner
        indirect · owns 75% or more of P•••• C•••••• H••••••• P••
      Related persons
      Schedule D 7.A
      Advisers that list P•••• C•••••• •••••••• C••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • BD registered reps · 4 to 3
        Oct 3, 2025 to Jun 25, 2026
      • Assets in custody · $506M to $656M
        Oct 3, 2025 to Jun 25, 2026
      • State-registered IARs · 4 to 3
        Oct 3, 2025 to Jun 25, 2026
      • Other offices · 1 to 2
        Oct 3, 2025 to Jun 25, 2026
      • Discretionary RAUM · $506M to $656M
        Oct 3, 2025 to Jun 25, 2026
      • Pooled vehicle RAUM · $417M to $542M
        Oct 3, 2025 to Jun 25, 2026
      • RAUM · $506M to $656M
        Oct 3, 2025 to Jun 25, 2026
      • HQ city · DARIEN to TAMPA
        Jun 26, 2025 to Oct 3, 2025
      • HQ state · CT to FL
        Jun 26, 2025 to Oct 3, 2025
      • Other offices · 2 to 1
        Jun 26, 2025 to Oct 3, 2025
      • Accounts · 2 to 5
        Jun 28, 2024 to Jun 26, 2025
      • Advisory employees · 3 to 6
        Jun 28, 2024 to Jun 26, 2025
      • Advisory activities · 1 to 2
        Jun 28, 2024 to Jun 26, 2025
      • Pooled vehicle clients · 2 to 4
        Jun 28, 2024 to Jun 26, 2025
      • Assets in custody · $706M to $506M
        Jun 28, 2024 to Jun 26, 2025
      • Employees · 9 to 12
        Jun 28, 2024 to Jun 26, 2025
      • Financial planning clients · unset to
        Jun 28, 2024 to Jun 26, 2025
      • Other offices · 0 to 2
        Jun 28, 2024 to Jun 26, 2025
      • Private funds · unset to 1
        Jun 28, 2024 to Jun 26, 2025
      • Discretionary RAUM · $457M to $506M
        Jun 28, 2024 to Jun 26, 2025
      • Pooled vehicle RAUM · $457M to $417M
        Jun 28, 2024 to Jun 26, 2025
      • RAUM · $457M to $506M
        Jun 28, 2024 to Jun 26, 2025
      • BD registered reps · 3 to 4
        May 31, 2024 to Jun 28, 2024
      • Employees · 10 to 9
        May 31, 2024 to Jun 28, 2024
      • State-registered IARs · 3 to 4
        May 31, 2024 to Jun 28, 2024
      • Discretionary RAUM · $706M to $457M
        May 31, 2024 to Jun 28, 2024
      • Pooled vehicle RAUM · $706M to $457M
        May 31, 2024 to Jun 28, 2024
      • RAUM · $706M to $457M
        May 31, 2024 to Jun 28, 2024
      • Assets in custody · $1.0B to $706M
        Jun 29, 2022 to Jun 27, 2023
      • Discretionary RAUM · $1.0B to $706M
        Jun 29, 2022 to Jun 27, 2023
      • Pooled vehicle RAUM · $1.0B to $706M
        Jun 29, 2022 to Jun 27, 2023
      • RAUM · $1.0B to $706M
        Jun 29, 2022 to Jun 27, 2023
      • BD registered reps · 2 to 3
        Jun 29, 2021 to Jun 28, 2022
      • Assets in custody · $924M to $1.0B
        Jun 29, 2021 to Jun 28, 2022
      • Employees · 6 to 10
        Jun 29, 2021 to Jun 28, 2022
      • State-registered IARs · 0 to 3
        Jun 29, 2021 to Jun 28, 2022
      • Discretionary RAUM · $924M to $1.0B
        Jun 29, 2021 to Jun 28, 2022
      • Pooled vehicle RAUM · $924M to $1.0B
        Jun 29, 2021 to Jun 28, 2022
      • RAUM · $924M to $1.0B
        Jun 29, 2021 to Jun 28, 2022
      • BD registered reps · 0 to 2
        Aug 4, 2020 to Jun 29, 2021
      Signals
      15 dated events
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $656.1M, up 30% from $505.6M (2025-10-03 to 2026-06-25)
        Jun 25, 2026 · RAUM change · derived
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $456.6M, down 35% from $706.4M (2024-05-31 to 2024-06-28)
        Jun 28, 2024 · RAUM change · derived
      • Anne Tracey Lago (Director) appeared on Schedule A of P•••• C•••••• •••••••• C•••••••••
        May 31, 2024 · Control person joined · fact
      • Philip Neil Taylor (Director) no longer on Schedule A of P•••• C•••••• •••••••• C••••••••• (listed 2023-06-27, absent 2024-05-31)
        May 31, 2024 · Control person left · inference
      • Thomas Alexander Black (President) appeared on Schedule A of P•••• C•••••• •••••••• C•••••••••
        May 31, 2024 · Control person joined · fact
      • Bradbury John Mansell (President) no longer on Schedule A of P•••• C•••••• •••••••• C••••••••• (listed 2022-06-29, absent 2023-06-27)
        Jun 27, 2023 · Control person left · inference
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $706.4M, down 29% from $1.0B (2022-06-29 to 2023-06-27)
        Jun 27, 2023 · RAUM change · derived
      • Francis Nicholas Farren (Director) appeared on Schedule A of P•••• C•••••• •••••••• C•••••••••
        Jun 27, 2023 · Control person joined · fact
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $923.7M, up 49% from $621.5M (2020-08-04 to 2021-06-29)
        Jun 29, 2021 · RAUM change · derived
      • Philip Neil Taylor (Director) appeared on Schedule A of P•••• C•••••• •••••••• C•••••••••
        Jun 25, 2020 · Control person joined · fact
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $621.5M, up 56% from $397.4M (2019-06-24 to 2020-06-25)
        Jun 25, 2020 · RAUM change · derived
      • Laura Hazzard (Vice President) no longer on Schedule A of P•••• C•••••• •••••••• C••••••••• (listed 2019-06-24, absent 2020-06-25)
        Jun 25, 2020 · Control person left · inference
      • Joe Simon Kelly (Treasurer) no longer on Schedule A of P•••• C•••••• •••••••• C••••••••• (listed 2019-06-24, absent 2020-06-25)
        Jun 25, 2020 · Control person left · inference
      • Samir Ayub (Director) appeared on Schedule A of P•••• C•••••• •••••••• C•••••••••
        Jun 25, 2020 · Control person joined · fact
      • P•••• C•••••• •••••••• C••••••••• reported RAUM $397.4M, down 37% from $633.5M (2018-06-28 to 2019-06-20)
        Jun 20, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      p•••••••••.c•.ukreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      011442072272700reportedpublic record, Form ADV, Jun 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026