DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• C•••••• M••••••••• L•••
Latest filing Feb 20, 2026
First filing on the tape Feb 6, 2012 · 4 filings
SEC status approved since Aug 11, 2025
RAUM
$105M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$104M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$105M as of Feb 20, 2026
Feb 6, 2012$41.7M then
HNW client RAUM$98.7M as of Feb 20, 2026
Aug 20, 2025$96.3M then
State-registered IARs (5.B.3)1 as of Feb 20, 2026
Feb 6, 20120 then
Employees (5.A)1 as of Feb 20, 2026
Aug 20, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $983,009derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.7M94%
- Individuals$4.8M4.6%
- Corporations and businesses$1.5M1.5%
- Charitable organizations$119,1650.1%
- Individual clients
- 18reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 107reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• R••••• P••••• | Seattle, Wa | Sep 30, 2005 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• B••••• R••••• · Managing Membercontrolsince 06/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 108 to 107Aug 20, 2025 to Feb 20, 2026
- Individual clients · 21 to 18Aug 20, 2025 to Feb 20, 2026
- Discretionary RAUM · $104M to $105MAug 20, 2025 to Feb 20, 2026
- HNW RAUM · $96.3M to $98.7MAug 20, 2025 to Feb 20, 2026
- Individual RAUM · $5.5M to $4.8MAug 20, 2025 to Feb 20, 2026
- RAUM · $104M to $105MAug 20, 2025 to Feb 20, 2026
- Accounts · 124 to 108Feb 13, 2012 to Aug 20, 2025
- Advisory employees · unset to 1.0Feb 13, 2012 to Aug 20, 2025
- Advisory activities · 1 to 2Feb 13, 2012 to Aug 20, 2025
- HNW clients · unset to 30.0Feb 13, 2012 to Aug 20, 2025
- Individual clients · unset to 21.0Feb 13, 2012 to Aug 20, 2025
- Employees · unset to 1.0Feb 13, 2012 to Aug 20, 2025
- Financial planning clients · 0 to 0Feb 13, 2012 to Aug 20, 2025
- HQ city · unset to SEATTLEFeb 13, 2012 to Aug 20, 2025
- HQ state · unset to WAFeb 13, 2012 to Aug 20, 2025
- State-registered IARs · 0 to 1Feb 13, 2012 to Aug 20, 2025
- Other offices · unset to 0.0Feb 13, 2012 to Aug 20, 2025
- Discretionary RAUM · $38.3M to $104MFeb 13, 2012 to Aug 20, 2025
- HNW RAUM · unset to 96292929.0Feb 13, 2012 to Aug 20, 2025
- Individual RAUM · unset to 5459344.0Feb 13, 2012 to Aug 20, 2025
- Non-discretionary RAUM · $3.5M to $0Feb 13, 2012 to Aug 20, 2025
- RAUM · $41.7M to $104MFeb 13, 2012 to Aug 20, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 206-545-0600reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- petriecapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 206-545-0600reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026