DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 14, 2012 · 26 filings
SEC status approved since Mar 20, 2012
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
14 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$4.1B as of Mar 26, 2026
Mar 28, 2013$333M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)25 as of Mar 26, 2026
Mar 28, 201310 then
Private funds3 as of Mar 26, 2026
Mar 28, 20135 then
RAUM -7.4% over the last fiscal year+1.2% a year over threeIARs 0 to 0offices 5 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $514MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.1B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B99%
- Corporations and businesses$41.2M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.1B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• M••••• F•••• L• | Hedge Fund | $3.3B | 195 | Jan 15, 2013 |
| S•••••• P••••••• L••no longer reported | Hedge Fund | $378M | 51 | Feb 14, 2012 |
| S•••••• T••••••••• P••••••• M••••• F•••• L• | Hedge Fund | $288M | 66 | Mar 30, 2016 |
| S•••••• P••••••• L•no longer reported | Hedge Fund | $222M | 72 | Feb 14, 2012 |
| S•••••• I••••• P••••••• L•no longer reported | Hedge Fund | $95.5M | 28 | Feb 14, 2012 |
| S•••••• C••••• R••••••• I••••••••• F•••• L••• | Hedge Fund | $62.5M | 24 | Mar 31, 2015 |
| S•••••• I••••• P••••••• L••no longer reported | Hedge Fund | $19.9M | 12 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• B••••• M•••••• · Co-Chief Investment Officercontrolsince 03/2008 · owns 10% to 25%
- K•••• R•••••• L•••• · Sr. Managing Directorcontrolsince 03/2016 · owns less than 5%
- M••••••••• G••••• · Chief Financial Officercontrolsince 04/1997 · owns less than 5%
- M••••••• R••••••• R•• · Founder & Co-Chief Investment Officercontrolsince 04/1997 · owns 75% or more
- T•••••••• H••••••• · Chief Compliance Officer & Counselcontrolsince 03/2016 · owns less than 5%
Related persons
Schedule D 7.A
- R••• S•••••• C••••• G•• L•••bankpooled vehicle sponsory
- R••• S•••••• M••••• F••• G•• L••bankpooled vehicle sponsorn
- S•••••• C•••••• I•••investment advisern
- S•••••• T••••••••• P••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA3 employees
- Miami, FL2 employees
- Big Sky, MT1 employees
- Miami, FL1 employees
- Montreal, Canada1 employees
What changed
consecutive filings, newest first
- Advisory employees · 15 to 14Oct 1, 2025 to Mar 26, 2026
- Assets in custody · $4.4B to $4.1BOct 1, 2025 to Mar 26, 2026
- Employees · 26 to 25Oct 1, 2025 to Mar 26, 2026
- Discretionary RAUM · $4.4B to $4.1BOct 1, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $4.4B to $4.1BOct 1, 2025 to Mar 26, 2026
- RAUM · $4.4B to $4.1BOct 1, 2025 to Mar 26, 2026
- Other offices · 5 to 4Mar 27, 2025 to Oct 1, 2025
- Advisory employees · 14 to 15Dec 4, 2024 to Mar 27, 2025
- Assets in custody · $3.7B to $4.4BDec 4, 2024 to Mar 27, 2025
- Employees · 25 to 26Dec 4, 2024 to Mar 27, 2025
- Financial planning clients · unset to Dec 4, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.7B to $4.4BDec 4, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.6B to $4.4BDec 4, 2024 to Mar 27, 2025
- RAUM · $3.7B to $4.4BDec 4, 2024 to Mar 27, 2025
- Other offices · 4 to 5Apr 3, 2024 to Dec 4, 2024
- Advisory employees · 13 to 14Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $4.0B to $3.7BMar 31, 2023 to Mar 29, 2024
- Employees · 26 to 25Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.0B to $3.7BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.9B to $3.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.0B to $3.7BMar 31, 2023 to Mar 29, 2024
- Advisory employees · 14 to 13Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $4.9B to $4.0BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.9B to $4.0BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.9B to $3.9BMar 31, 2022 to Mar 31, 2023
- RAUM · $4.9B to $4.0BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 13 to 14Jul 16, 2021 to Mar 31, 2022
- Assets in custody · $3.0B to $4.9BJul 16, 2021 to Mar 31, 2022
- Employees · 27 to 26Jul 16, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.0B to $4.9BJul 16, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.9B to $4.9BJul 16, 2021 to Mar 31, 2022
- RAUM · $3.0B to $4.9BJul 16, 2021 to Mar 31, 2022
- Other offices · 2 to 4Mar 30, 2021 to Jul 16, 2021
- Assets in custody · $2.1B to $3.0BMar 30, 2020 to Mar 30, 2021
- Employees · 22 to 27Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $2.1B to $3.0BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.9B to $2.9BMar 30, 2020 to Mar 30, 2021
- RAUM · $2.1B to $3.0BMar 30, 2020 to Mar 30, 2021
- Advisory employees · 12 to 13Feb 18, 2020 to Mar 30, 2020
- Assets in custody · $1.8B to $2.1BFeb 18, 2020 to Mar 30, 2020
Signals
3 dated events
- S•••••• M••••••••• L•• reported RAUM $4.9B, up 64% from $3.0B (2021-07-16 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••••• M••••••••• L•• reported RAUM $3.0B, up 46% from $2.1B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Alexander Prylucki (Chief Operating Officer) no longer on Schedule A of S•••••• M••••••••• L•• (listed 2019-05-01, absent 2020-02-18)Feb 18, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R•••-S••••••-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 21, 2026
- Website
- S••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-202-3250reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026