DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• M••••• F•••• L•
Gross asset value
$3.3B
as of Dec 4, 2024; not a fund size
Peak GAV
$4.5B
highest filing
Owners
195
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
58%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
59%
Reported
22 filings
Jan 15, 2013 to Dec 4, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.3B as of Dec 4, 2024
Jan 15, 2013$303M then
Owners195 as of Dec 4, 2024
Jan 15, 20132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-278568reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Bofa Securities, Inc.New York, New York
- Citibank N.A.New York, New York
- Fidelity Clearing CanadaToronto, Canada
- Fidelity Prime FinancingBoston, Massachusetts
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Scotia Capital (USA) Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 58%reportedadviser and related persons