DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• A••••••• G••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 28, 2020 · 14 filings
SEC status approved since Apr 28, 2020
RAUM
$396M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$384M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$396M as of Mar 24, 2026
Mar 15, 2021$125M then
HNW client RAUM$369M as of Mar 24, 2026
Mar 15, 2021$113M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 15, 20212 then
Employees (5.A)2 as of Mar 24, 2026
Mar 15, 20214 then
Private funds: no history
RAUM +18% over the last fiscal year+29% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $53.8M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$369M93%
- Individuals$14.2M3.6%
- Corporations and businesses$11.8M3.0%
- Charitable organizations$635,8940.2%
- Individual clients
- 36reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 309reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.8M for 15 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• B••••• A•••••Chartered Financial Analyst | Palm Beach Gardens, Fl | May 5, 2010 | 16 y | 0 |
| M•••••• S•••• S••••••• | Palm Beach Gardens, Fl | Jan 1, 2025 | 25 y | 0 |
| R••••• D•••••• W••••••• | Palm Beach Gardens, Fl | Jul 21, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••••• B••••• · Chief Compliance Officer/Manager/Cio/Coocontrolsince 01/2018 · owns less than 5%
- S••••• M••••••• C••••• · Member And Managercontrolsince 01/2012 · owns 25% to 50%
- S•••••••• M••••••• S•••• · Membercontrolsince 07/2005 · owns 25% to 50%
- A•••••• J•••••• B••••• · Membercontrolsince 03/2020 · owns 75% or more of T•• B•••••• G••••• L••
Entity owners
- T•• B•••••• G••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- S••••• S•••••••• J•••• • G••••••• P•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 278 to 309May 20, 2025 to Mar 24, 2026
- HNW clients · 64 to 76May 20, 2025 to Mar 24, 2026
- Individual clients · 24 to 36May 20, 2025 to Mar 24, 2026
- Assets in custody · $42.7M to $53.8MMay 20, 2025 to Mar 24, 2026
- Discretionary RAUM · $336M to $396MMay 20, 2025 to Mar 24, 2026
- HNW RAUM · $316M to $369MMay 20, 2025 to Mar 24, 2026
- Individual RAUM · $11.0M to $14.2MMay 20, 2025 to Mar 24, 2026
- RAUM · $336M to $396MMay 20, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 5, 2025 to May 20, 2025
- Accounts · 200 to 278Mar 25, 2024 to Mar 5, 2025
- Advisory employees · 2 to 1Mar 25, 2024 to Mar 5, 2025
- HNW clients · 55 to 64Mar 25, 2024 to Mar 5, 2025
- Individual clients · 29 to 24Mar 25, 2024 to Mar 5, 2025
- Assets in custody · $30.9M to $42.7MMar 25, 2024 to Mar 5, 2025
- Employees · 4 to 2Mar 25, 2024 to Mar 5, 2025
- Discretionary RAUM · $210M to $336MMar 25, 2024 to Mar 5, 2025
- HNW RAUM · $195M to $316MMar 25, 2024 to Mar 5, 2025
- Individual RAUM · $9.4M to $11.0MMar 25, 2024 to Mar 5, 2025
- RAUM · $210M to $336MMar 25, 2024 to Mar 5, 2025
- Accounts · 178 to 200Jul 3, 2023 to Mar 25, 2024
- Advisory activities · 4 to 5Jul 3, 2023 to Mar 25, 2024
- HNW clients · 50 to 55Jul 3, 2023 to Mar 25, 2024
- Individual clients · 26 to 29Jul 3, 2023 to Mar 25, 2024
- Assets in custody · $30.6M to $30.9MJul 3, 2023 to Mar 25, 2024
- Employees · 3 to 4Jul 3, 2023 to Mar 25, 2024
- Financial planning clients · unset to 0Jul 3, 2023 to Mar 25, 2024
- Discretionary RAUM · $184M to $210MJul 3, 2023 to Mar 25, 2024
- HNW RAUM · $175M to $195MJul 3, 2023 to Mar 25, 2024
- Individual RAUM · $7.4M to $9.4MJul 3, 2023 to Mar 25, 2024
- RAUM · $184M to $210MJul 3, 2023 to Mar 25, 2024
- Accounts · 151 to 178Oct 31, 2022 to Mar 9, 2023
- HNW clients · 39 to 50Oct 31, 2022 to Mar 9, 2023
- Individual clients · 28 to 26Oct 31, 2022 to Mar 9, 2023
- Employees · 4 to 3Oct 31, 2022 to Mar 9, 2023
- Discretionary RAUM · $182M to $184MOct 31, 2022 to Mar 9, 2023
- HNW RAUM · $169M to $175MOct 31, 2022 to Mar 9, 2023
- Individual RAUM · $9.2M to $7.4MOct 31, 2022 to Mar 9, 2023
- RAUM · $182M to $184MOct 31, 2022 to Mar 9, 2023
- Accounts · 133 to 151Mar 15, 2021 to Feb 22, 2022
- HNW clients · 30 to 39Mar 15, 2021 to Feb 22, 2022
Signals
4 dated events
- P•••••••• A••••••• G••••• L•• reported RAUM $336.3M, up 60% from $210.1M (2024-03-25 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- D. William Jr. Ellrich (Member) no longer on Schedule A of P•••••••• A••••••• G••••• L•• (listed 2021-03-15, absent 2022-02-22)Feb 22, 2022 · Control person left · inference
- Holmes Karyl Neal (Managing Member) no longer on Schedule A of P•••••••• A••••••• G••••• L•• (listed 2020-06-17, absent 2020-07-28)Jul 28, 2020 · Control person left · inference
- P•••••••• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@p•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-296-0100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-626-3934reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/poinciana-advisors-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-296-0100reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026