DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

G••••••• C•••••• M••••••••• L••

Institutional managerStamford, ConnecticutCRD 137825SEC 801-65137website IAPD

Latest filing Mar 30, 2026

First filing on the tape Mar 27, 2012 · 36 filings

SEC status approved since Feb 1, 2006

RAUM

$314M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

36 filings and snapshots on the tape

RAUM$314M as of Mar 30, 2026

Mar 27, 2012$420M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 28, 20130 then

Employees (5.A)6 as of Mar 30, 2026

Mar 28, 201318 then

Private funds1 as of Mar 30, 2026

Mar 27, 20121 then

RAUM +40% over the last fiscal year+14% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $62.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +40%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $66.0M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Charitable organizations$226M72%
Pooled investment vehicles$87.2M28%
State and municipal entities$205,0760.1%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 1reported
Accounts: 5reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $66.0M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G••••••• G••••• O••••••••• F••• ••••••••• L••no longer reported	Hedge Fund	$88.0M	47	Mar 27, 2012
G••••••• G••••• O••••••••• M••••• F••• L•••	Hedge Fund	$50.2M	27	Sep 12, 2012
G••••••• G••••• F•••• M••••• F••• L•••	Hedge Fund	$44.0M	7	Mar 29, 2017
G••••••• G••••• D••••••••• D••• F••• L•no longer reported	Hedge Fund	$3.4M	6	Mar 28, 2014
G••••••• G••••• O••••••••• M••••• F••• L••• • S••••• K•no longer reported	Hedge Fund	$0	0	Mar 28, 2014

Owners and control persons

Schedule A and B, latest filing

H••••• W•••••• J••••••• · Chairman And Chief Executive Officercontrol
since 01/2004 · owns less than 5%
M••••••••• A••••• N•• · Presidentcontrol
since 10/2012 · owns less than 5%
H••••• W•••••• J••••••• · Managing Membercontrol
since 01/2004 · owns 50% to 75% of G••••••• C•••••• A••••••••• L••
M••••••••• A••••• N•• · Managing Membercontrol
since 08/2009 · owns 25% to 50% of G••••••• C•••••• A••••••••• L••
A•••••• S•••••••• H•••••••• · Chief Compliance Officer
since 06/2022 · owns less than 5%

Entity owners

G••••••• C•••••• A••••••••• L•• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

G••••••• C•••••• G• L••
pooled vehicle sponsorn

Advisers that list G••••••• C•••••• M••••••••• L•• as a related person

130440 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $223,649,498 to $313,880,151 (+40.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +9.0% (93 comparable advisers, 91.0th percentile of changes)
peers: institutional managers, $100M to $500M (93) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 6 to 5
Mar 31, 2025 to Mar 30, 2026
Assets in custody · $55.0M to $66.0M
Mar 31, 2025 to Mar 30, 2026
Discretionary RAUM · $222M to $314M
Mar 31, 2025 to Mar 30, 2026
Non-discretionary RAUM · $1.9M to $205,076
Mar 31, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $55.0M to $87.2M
Mar 31, 2025 to Mar 30, 2026
RAUM · $224M to $314M
Mar 31, 2025 to Mar 30, 2026
Accounts · 8 to 6
Mar 29, 2024 to Mar 31, 2025
Charity clients · 2 to 1
Mar 29, 2024 to Mar 31, 2025
Pooled vehicle clients · 5 to 3
Mar 29, 2024 to Mar 31, 2025
Assets in custody · $50.2M to $55.0M
Mar 29, 2024 to Mar 31, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 31, 2025
Private funds · 2 to 1
Mar 29, 2024 to Mar 31, 2025
Discretionary RAUM · $243M to $222M
Mar 29, 2024 to Mar 31, 2025
Non-discretionary RAUM · $3.3M to $1.9M
Mar 29, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $89.4M to $55.0M
Mar 29, 2024 to Mar 31, 2025
RAUM · $246M to $224M
Mar 29, 2024 to Mar 31, 2025
Accounts · 9 to 8
Jul 11, 2023 to Mar 29, 2024
Advisory employees · 5 to 4
Jul 11, 2023 to Mar 29, 2024
Pooled vehicle clients · 6 to 5
Jul 11, 2023 to Mar 29, 2024
Assets in custody · $29.0M to $50.2M
Jul 11, 2023 to Mar 29, 2024
Employees · 7 to 6
Jul 11, 2023 to Mar 29, 2024
Discretionary RAUM · $210M to $243M
Jul 11, 2023 to Mar 29, 2024
Non-discretionary RAUM · $3.3M to $3.3M
Jul 11, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $87.5M to $89.4M
Jul 11, 2023 to Mar 29, 2024
RAUM · $213M to $246M
Jul 11, 2023 to Mar 29, 2024
Accounts · 10 to 9
Jul 18, 2022 to Mar 31, 2023
Employees · 9 to 7
Jul 18, 2022 to Mar 31, 2023
Discretionary RAUM · $306M to $210M
Jul 18, 2022 to Mar 31, 2023
Non-discretionary RAUM · $5.6M to $3.3M
Jul 18, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $117M to $87.5M
Jul 18, 2022 to Mar 31, 2023
RAUM · $311M to $213M
Jul 18, 2022 to Mar 31, 2023
Corporate clients · 1 to 0
Dec 1, 2021 to Mar 31, 2022
Assets in custody · $42.5M to $29.0M
Dec 1, 2021 to Mar 31, 2022
Discretionary RAUM · $449M to $306M
Dec 1, 2021 to Mar 31, 2022
Non-discretionary RAUM · $9.6M to $5.6M
Dec 1, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $163M to $117M
Dec 1, 2021 to Mar 31, 2022
RAUM · $458M to $311M
Dec 1, 2021 to Mar 31, 2022
Advisory employees · 8 to 5
Jul 15, 2020 to Mar 31, 2021
Assets in custody · $81.4M to $42.5M
Jul 15, 2020 to Mar 31, 2021
Employees · 14 to 9
Jul 15, 2020 to Mar 31, 2021

Signals

10 dated events

P Jonathan Prin (Portfolio Manager And Head Of Research) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2023-07-11, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Nmn David Steltzer (Chief Financial Officer) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2022-06-21, absent 2022-07-18)
Jul 18, 2022 · Control person left · inference
P Peter Galloway (Chief Compliance Officer) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2022-03-31, absent 2022-06-21)
Jun 21, 2022 · Control person left · inference
G••••••• C•••••• M••••••••• L•• reported RAUM $311.3M, down 32% from $458.4M (2021-12-01 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
G••••••• C•••••• M••••••••• L•• reported RAUM $458.4M, down 32% from $678.3M (2020-07-15 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Charles Jason Crelinsten (General Counsel And Chief Compliance Officer) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2020-03-27, absent 2020-07-15)
Jul 15, 2020 · Control person left · inference
P Peter Galloway (Chief Compliance Officer) appeared on Schedule A of G••••••• C•••••• M••••••••• L••
Jul 15, 2020 · Control person joined · fact
Spencer Michael Reeves (Managing Director - Head Of Marketing, Investor Relations & Business Development) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2019-05-21, absent 2019-07-17)
Jul 17, 2019 · Control person left · inference
Eduardo Diego Ferro (Co-Chief Investment Officer) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2019-04-24)
Apr 24, 2019 · Control person left · inference
P Jonathan Prin (Portfolio Manager And Head Of Research) appeared on Schedule A of G••••••• C•••••• M••••••••• L••
Mar 29, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/G•••••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 21, 2026
Website: G•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 1-212-808-1800reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026