DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bluestone Wealth Management LLC
Latest filing Jan 29, 2026
First filing on the tape Feb 13, 2012 · 17 filings
SEC status approved since Dec 4, 2007
RAUM
$273M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$273M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$136M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$273M as of Jan 29, 2026
Feb 13, 2012$134M then
HNW client RAUM$272M as of Jan 29, 2026
Mar 1, 2018$184M then
State-registered IARs (5.B.3)2 as of Jan 29, 2026
Feb 13, 20120 then
Employees (5.A)2 as of Jan 29, 2026
Mar 12, 20132 then
Private funds: no history
RAUM +5.8% over the last fiscal year+9.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $136MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.1MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $103M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$272M100%
- Individuals$692,1680.3%
- Individual clients
- 7reported
- HNW clients
- 30reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 118reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 18 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Elizabeth Johnson CatlinCertified Financial Planner | Keene, Nh | Jan 12, 2006 | 21 y | 0 |
| Christine Clinton-Catlin | Keene, Nh | Jan 12, 2006 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Johnson Elizabeth Catlin · Member & Chief Compliance Officercontrolsince 06/2005 · owns 50% to 75%
- Christine Clinton-Catlin · Membercontrolsince 06/2005 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Keene, Nh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jan 29, 2026HNW RAUM per HNW client of $9,074,960 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.5 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 122 to 118Jan 23, 2025 to Jan 29, 2026
- Individual clients · 5 to 7Jan 23, 2025 to Jan 29, 2026
- Assets in custody · $214M to $103MJan 23, 2025 to Jan 29, 2026
- Discretionary RAUM · $258M to $273MJan 23, 2025 to Jan 29, 2026
- HNW RAUM · $246M to $272MJan 23, 2025 to Jan 29, 2026
- Individual RAUM · $2.0M to $692,168Jan 23, 2025 to Jan 29, 2026
- RAUM · $258M to $273MJan 23, 2025 to Jan 29, 2026
- Accounts · 78 to 122Jan 17, 2024 to Jan 23, 2025
- Individual clients · unset to 5.0Jan 17, 2024 to Jan 23, 2025
- Assets in custody · $199M to $214MJan 17, 2024 to Jan 23, 2025
- Financial planning clients · 0 to 0Jan 17, 2024 to Jan 23, 2025
- Discretionary RAUM · $229M to $258MJan 17, 2024 to Jan 23, 2025
- HNW RAUM · $220M to $246MJan 17, 2024 to Jan 23, 2025
- Individual RAUM · unset to 1963250.0Jan 17, 2024 to Jan 23, 2025
- RAUM · $229M to $258MJan 17, 2024 to Jan 23, 2025
- Accounts · 115 to 78Feb 2, 2023 to Jan 17, 2024
- HNW clients · 33 to 30Feb 2, 2023 to Jan 17, 2024
- Assets in custody · $84.6M to $199MFeb 2, 2023 to Jan 17, 2024
- Discretionary RAUM · $209M to $229MFeb 2, 2023 to Jan 17, 2024
- HNW RAUM · $202M to $220MFeb 2, 2023 to Jan 17, 2024
- Individual RAUM · 39316.0 to unsetFeb 2, 2023 to Jan 17, 2024
- RAUM · $209M to $229MFeb 2, 2023 to Jan 17, 2024
- Accounts · 110 to 115Jan 26, 2022 to Feb 2, 2023
- Advisory activities · 2 to 3Jan 26, 2022 to Feb 2, 2023
- HNW clients · 29 to 33Jan 26, 2022 to Feb 2, 2023
- Assets in custody · $111M to $84.6MJan 26, 2022 to Feb 2, 2023
- Discretionary RAUM · $246M to $209MJan 26, 2022 to Feb 2, 2023
- HNW RAUM · $235M to $202MJan 26, 2022 to Feb 2, 2023
- Individual RAUM · unset to 39316.0Jan 26, 2022 to Feb 2, 2023
- RAUM · $246M to $209MJan 26, 2022 to Feb 2, 2023
- Accounts · 98 to 110Jan 29, 2021 to Jan 26, 2022
- HNW clients · 25 to 29Jan 29, 2021 to Jan 26, 2022
- Assets in custody · $104M to $111MJan 29, 2021 to Jan 26, 2022
- Discretionary RAUM · $201M to $246MJan 29, 2021 to Jan 26, 2022
- HNW RAUM · $198M to $235MJan 29, 2021 to Jan 26, 2022
- Individual RAUM · 33363.0 to unsetJan 29, 2021 to Jan 26, 2022
- RAUM · $201M to $246MJan 29, 2021 to Jan 26, 2022
- Accounts · 80 to 98May 29, 2020 to Jan 29, 2021
- HNW clients · 42 to 25May 29, 2020 to Jan 29, 2021
- Individual clients · 10.0 to unsetMay 29, 2020 to Jan 29, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-499-4737reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- BLUESTONENH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 603-499-4737reportedpublic record, Form ADV, Jan 29, 2026
- Team page
- bluestonenh.com/advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $136Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026