DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••• I••••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 29, 2012 · 8 filings
SEC status approved since Oct 31, 2024
RAUM
$122M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$122M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$122M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$122M as of Mar 31, 2026
Feb 29, 2012$48.2M then
HNW client RAUM$22.3M as of Mar 31, 2026
Mar 31, 2025$93.9M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 29, 20120 then
Employees (5.A)1 as of Mar 31, 2026
Mar 31, 20251 then
Private funds: no history
RAUM +9.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $743,341derivedHNW RAUM over HNW clients
- Average account
- $391,602derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $51.4M, 115 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$99.8M82%
- High-net-worth individuals$22.3M18%
- Corporations and businesses$113,7460.1%
- Individual clients
- 75reported
- HNW clients
- 30reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 312reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.4M for 115 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• J••••• M••••• | West Linn, Or | Feb 27, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• R•••• J••••• · Owner, President & Ccocontrolsince 12/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 84.0% to 18.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 294 to 312Jun 27, 2025 to Mar 31, 2026
- Corporate clients · 0 to 3Jun 27, 2025 to Mar 31, 2026
- HNW clients · 31 to 30Jun 27, 2025 to Mar 31, 2026
- Individual clients · 69 to 75Jun 27, 2025 to Mar 31, 2026
- Assets in custody · $32.2M to $51.4MJun 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $111M to $122MJun 27, 2025 to Mar 31, 2026
- HNW RAUM · $93.9M to $22.3MJun 27, 2025 to Mar 31, 2026
- Individual RAUM · $17.4M to $99.8MJun 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $432,645 to $0Jun 27, 2025 to Mar 31, 2026
- RAUM · $111M to $122MJun 27, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 27, 2025
- Accounts · 332 to 294Oct 7, 2024 to Mar 31, 2025
- HNW clients · 33 to 31Oct 7, 2024 to Mar 31, 2025
- Assets in custody · $23.3M to $32.2MOct 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $113M to $111MOct 7, 2024 to Mar 31, 2025
- HNW RAUM · $95.7M to $93.9MOct 7, 2024 to Mar 31, 2025
- Individual RAUM · $18.2M to $17.4MOct 7, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $427,184 to $432,645Oct 7, 2024 to Mar 31, 2025
- RAUM · $114M to $111MOct 7, 2024 to Mar 31, 2025
- HQ city · LAKE OSWEGO to WEST LINNMay 16, 2012 to Oct 3, 2024
- Other offices · unset to 0.0May 16, 2012 to Oct 3, 2024
- Accounts · 282 to 332May 16, 2012 to Oct 3, 2024
- Advisory employees · unset to 1.0May 16, 2012 to Oct 3, 2024
- Advisory activities · 1 to 3May 16, 2012 to Oct 3, 2024
- Charity clients · unset to 0.0May 16, 2012 to Oct 3, 2024
- Corporate clients · unset to 0.0May 16, 2012 to Oct 3, 2024
- HNW clients · unset to 33.0May 16, 2012 to Oct 3, 2024
- Individual clients · unset to 69.0May 16, 2012 to Oct 3, 2024
- Pension plan clients · unset to 0.0May 16, 2012 to Oct 3, 2024
- Pooled vehicle clients · unset to 0.0May 16, 2012 to Oct 3, 2024
- Assets in custody · unset to 23280379.0May 16, 2012 to Oct 3, 2024
- Custody of client assets · false to trueMay 16, 2012 to Oct 3, 2024
- Employees · unset to 1.0May 16, 2012 to Oct 3, 2024
- Financial planning clients · 0 to 1-10May 16, 2012 to Oct 3, 2024
- Discretionary RAUM · $44.8M to $113MMay 16, 2012 to Oct 3, 2024
- HNW RAUM · unset to 95661863.0May 16, 2012 to Oct 3, 2024
- Individual RAUM · unset to 18207015.0May 16, 2012 to Oct 3, 2024
- Non-discretionary RAUM · $3.4M to $427,184May 16, 2012 to Oct 3, 2024
- Pension RAUM · unset to 0.0May 16, 2012 to Oct 3, 2024
- Pooled vehicle RAUM · unset to 0.0May 16, 2012 to Oct 3, 2024
Signals
3 dated events
- Joseph Ryan Murphy (Owner, President & Cco) appeared on Schedule A of P•••••• C•••• I••••••••• A•••••••• L••Oct 3, 2024 · Control person joined · fact
- Joseph John Murphy (Owner/Chief Compliance Officer) no longer on Schedule A of P•••••• C•••• I••••••••• A•••••••• L•• (listed 2012-05-16, absent 2024-10-03)Oct 3, 2024 · Control person left · inference
- P•••••• C•••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P••••••C••••IA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-968-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026