DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L•••• C•••••• G••••• L•
Latest filing Aug 25, 2026
First filing on the tape Apr 3, 2012 · 47 filings
SEC status approved since Nov 1, 2010
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$5.0B as of Aug 25, 2026
Apr 3, 2012$8.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Apr 3, 20120 then
Employees (5.A)39 as of Aug 25, 2026
Apr 1, 201344 then
Private funds18 as of Aug 25, 2026
Apr 3, 20129 then
RAUM -4.6% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $136MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.2B, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.9B98%
- Other investment advisers$54.1M1.1%
- Corporations and businesses$44.0M0.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.2B for 32 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• R••• C•••••• M••••• F•••• L• | Hedge Fund | $1.5B | 110 | Oct 11, 2017 |
| L•••• C•••••• P•••••••• L• | Hedge Fund | $806M | 145 | Apr 3, 2012 |
| T••••• O••••••• M••••• F•••• L• | Hedge Fund | $762M | 37 | Aug 29, 2014 |
| L•••• C•••••• P••••••• O••••••• M••••• F•••• L• | Hedge Fund | $503M | 109 | Apr 3, 2012 |
| L•••• W••••••••• L• | Hedge Fund | $483M | 2 | Apr 3, 2012 |
| Q••• C•••••• P••••••• O••••••• M••••• F•••• L• | Hedge Fund | $297M | 54 | Nov 28, 2016 |
| L•••• V•••••• P•••••••• L• | Private Equity Fund | $263M | 3 | Feb 26, 2016 |
| L•••• C•••••• P••••••• O••••••• L••••••••• S••• L•••no longer reported | Other Private Fund | $206M | 153 | Aug 22, 2016 |
| G•• E••••• S••• I•••no longer reported | Hedge Fund | $173M | 10 | Apr 3, 2012 |
| H•• H••••••••• L• | Private Equity Fund | $155M | 9 | Mar 28, 2024 |
| L•••• C•••••• P••••••• M••••• L••••••••• S••• L•• | Other Private Fund | $122M | 178 | Feb 28, 2019 |
| L•••• C•••••• P••••••• L••••••••• S••• L•• | Other Private Fund | $121M | 157 | Aug 22, 2016 |
| W•••••• P••••••• M••••• F•••• S•• • S••••• A• | Private Equity Fund | $119M | 33 | May 14, 2021 |
| Q••• C•••••• P••••••• O••••••• M••••• F•••• L• • C•••• B•no longer reported | Hedge Fund | $82.0M | 5 | Feb 28, 2019 |
| L•••• C•••••• P••••••• L•••• L•no longer reported | Hedge Fund | $77.3M | 3 | Mar 31, 2021 |
| L•• G•••••• L• | Private Equity Fund | $73.0M | 16 | Nov 18, 2019 |
| L•••• G••••••••• L• • S••••• I• | Hedge Fund | $60.8M | 2 | Nov 29, 2021 |
| L•• V•••••••• L• | Private Equity Fund | $54.3M | 18 | Nov 25, 2020 |
| L•••• C•••••••• L• | Hedge Fund | $25.7M | 2 | Nov 29, 2018 |
| L•••• C•••••• P••••••• L••• O••••••• M••••• F•••• L•no longer reported | Hedge Fund | $22.3M | 2 | Mar 31, 2021 |
| L•••• S•••••••• L••no longer reported | Hedge Fund | $14.4M | 1 | Apr 3, 2012 |
| 1••• S••••• C•••••• M••••• F•••• L• | Hedge Fund | $13.0M | 20 | Aug 29, 2024 |
| L•••• S••• L• | Securitized Asset Fund | $10.8M | 13 | Mar 30, 2020 |
| O• 1• M••••• F•••• L••• • L••no longer reported | Hedge Fund | $4.0M | 1 | Apr 3, 2012 |
| L•• P•••••• I••••••••• 1• L••no longer reported | Private Equity Fund | $4.0M | 28 | Apr 3, 2012 |
| G•• C•••••• M••••• F•••• L• | Hedge Fund | $3.0M | 2 | Mar 28, 2024 |
| L•••• S••••••• O••••••• M••••• F•••• L•no longer reported | Hedge Fund | $2.7M | 1 | Apr 3, 2012 |
| Q••• C•••••• P••••••• O••••••• M••••• F•••• L• • C•••• C•no longer reported | Hedge Fund | $2.5M | 1 | Feb 28, 2019 |
| L•• P•••••• I••••••••• 2• L••no longer reported | Private Equity Fund | $1,000 | 8 | Apr 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- J••••••••• M•••••• · Chief Financial Officercontrolsince 02/2023 · owns less than 5%
- L••••• C••••••••• A•••••••• · Ceo/Limited Partnercontrolsince 10/2002 · owns 75% or more
- M•••••• A•••• D••••••• · President And Chief Operating Officercontrolsince 01/2005 · owns less than 5%
- N•••••• N••••• · Chief Legal Officer And Chief Compliance Officercontrolsince 07/2006 · owns less than 5%
- S•••••• D••••••• C•••••• · Presidentcontrolsince 07/2021 · owns less than 5%
- L••••• C••••••••• A•••••••• · Managing Member/Ownercontrolsince 10/2002 · owns 75% or more of L•••• Management LLC
Entity owners
- L•••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- L•• H•••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 17 to 18Jun 5, 2026 to Aug 25, 2026
- Accounts · 36 to 37Jan 7, 2026 to Mar 31, 2026
- Advisory employees · 16 to 20Jan 7, 2026 to Mar 31, 2026
- Corporate clients · 1 to 2Jan 7, 2026 to Mar 31, 2026
- Employees · 30 to 39Jan 7, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.3B to $5.0BJan 7, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.2B to $4.9BJan 7, 2026 to Mar 31, 2026
- RAUM · $5.3B to $5.0BJan 7, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 28, 2025
- Accounts · 30 to 36Jan 29, 2025 to Mar 31, 2025
- Advisory employees · 14 to 16Jan 29, 2025 to Mar 31, 2025
- Corporate clients · unset to 1.0Jan 29, 2025 to Mar 31, 2025
- Pooled vehicle clients · 30 to 32Jan 29, 2025 to Mar 31, 2025
- Assets in custody · $5.2B to $5.2BJan 29, 2025 to Mar 31, 2025
- Private funds · 18 to 17Jan 29, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.2B to $5.3BJan 29, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $5.2B to $5.2BJan 29, 2025 to Mar 31, 2025
- RAUM · $5.2B to $5.3BJan 29, 2025 to Mar 31, 2025
- Private funds · 17 to 18May 7, 2024 to Aug 29, 2024
- Accounts · 26 to 30Jul 10, 2023 to Mar 28, 2024
- Advisory employees · 13 to 14Jul 10, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1Jul 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · 26 to 30Jul 10, 2023 to Mar 28, 2024
- Assets in custody · $7.4B to $5.2BJul 10, 2023 to Mar 28, 2024
- Employees · 29 to 30Jul 10, 2023 to Mar 28, 2024
- Private funds · 15 to 17Jul 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.4B to $5.2BJul 10, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.4B to $5.2BJul 10, 2023 to Mar 28, 2024
- RAUM · $7.4B to $5.2BJul 10, 2023 to Mar 28, 2024
- Accounts · 29 to 26Sep 15, 2022 to Mar 31, 2023
- Advisory employees · 17 to 13Sep 15, 2022 to Mar 31, 2023
- Advisory activities · 1 to 2Sep 15, 2022 to Mar 31, 2023
- Pooled vehicle clients · 29 to 26Sep 15, 2022 to Mar 31, 2023
- Assets in custody · $11B to $7.4BSep 15, 2022 to Mar 31, 2023
- Employees · 35 to 29Sep 15, 2022 to Mar 31, 2023
- Other offices · 1 to 0Sep 15, 2022 to Mar 31, 2023
- Private funds · 17 to 15Sep 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $11B to $7.4BSep 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $11B to $7.4BSep 15, 2022 to Mar 31, 2023
- RAUM · $11B to $7.4BSep 15, 2022 to Mar 31, 2023
Signals
6 dated events
- L•••• C•••••• G••••• L• reported RAUM $5.2B, down 30% from $7.4B (2023-07-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Michael Jenkelowitz (Chief Financial Officer) appeared on Schedule A of L•••• C•••••• G••••• L•Mar 28, 2024 · Control person joined · fact
- Garces Virgilio Alagon (Chief Financial Officer) no longer on Schedule A of L•••• C•••••• G••••• L• (listed 2023-07-10, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- L•••• C•••••• G••••• L• reported RAUM $7.4B, down 35% from $11.5B (2022-09-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Crocker Douglas Snyder (President) appeared on Schedule A of L•••• C•••••• G••••• L•Mar 31, 2022 · Control person joined · fact
- L•••• C•••••• G••••• L• reported RAUM $11.9B, up 93% from $6.1B (2020-11-25 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- L•••• C•••••• G••••• L• · Independent Sponsorsshared crd · capital_provider
- L•••• C•••••• G••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-763-8000reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026