DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
O• 1• M••••• F•••• L••• • L••
Gross asset value
$4.0M
as of Dec 3, 2018; not a fund size
Peak GAV
$324M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
84%
fund-of-funds interests
Non-US owners
11%
Reported
21 filings
Apr 3, 2012 to Dec 3, 2018
Reporting history
one row per Form ADV filing
Gross asset value$4.0M as of Dec 3, 2018
Apr 3, 2012$275M then
Owners1 as of Dec 3, 2018
Apr 3, 20121 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-152741reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Securities Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons