DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Stone Tower Debt Advisors LLC
Legal name Apollo St Debt Advisors LLC
Latest filing Nov 27, 2012
First filing on the tape Mar 29, 2012 · 5 filings
RAUM
$11B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
600
230 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
22
$10B gross assets
History
5 filings and snapshots on the tape
RAUM$11B as of Nov 27, 2012
Mar 29, 2012$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 600
Private funds22 as of Nov 27, 2012
Mar 29, 201222 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 27, 2012; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $398MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Stone Tower Clo Vi Ltd. | Securitized Asset Fund | $938M | 27 | Mar 29, 2012 |
| Whitehawk Cdo Funding, Ltd. | Securitized Asset Fund | $758M | 11 | Mar 29, 2012 |
| Stone Tower Clo V Ltd. | Securitized Asset Fund | $741M | 27 | Mar 29, 2012 |
| Stone Tower Clo IV Ltd. | Securitized Asset Fund | $697M | 40 | Mar 29, 2012 |
| Longshore Cdo Funding 2007-3, Ltd. | Securitized Asset Fund | $686M | 0 | Mar 29, 2012 |
| Broderick Cdo 2 Ltd. | Securitized Asset Fund | $686M | 0 | Mar 29, 2012 |
| Cornerstone Clo Ltd. | Securitized Asset Fund | $626M | 23 | Mar 29, 2012 |
| Vfnc Trust | Securitized Asset Fund | $610M | 110 | Mar 29, 2012 |
| Rampart Clo 2006-1, Ltd. | Securitized Asset Fund | $579M | 5 | Mar 29, 2012 |
| Witherspoon Cdo Funding, Ltd. | Securitized Asset Fund | $556M | 0 | Mar 29, 2012 |
| Stone Tower Clo Vii Ltd. | Securitized Asset Fund | $555M | 40 | Mar 29, 2012 |
| Stone Tower Clo III Ltd. | Securitized Asset Fund | $529M | 15 | Mar 29, 2012 |
| Broderick Cdo 3 Ltd. | Securitized Asset Fund | $496M | 0 | Mar 29, 2012 |
| Aff Financing Limited | Securitized Asset Fund | $487M | 22 | Mar 29, 2012 |
| Rampart Clo 2007 Ltd. | Securitized Asset Fund | $474M | 5 | Mar 29, 2012 |
| Granite Ventures III Ltd. | Securitized Asset Fund | $207M | 23 | Mar 29, 2012 |
| Stone Tower Cdo Ltd. | Securitized Asset Fund | $166M | 20 | Mar 29, 2012 |
| Granite Ventures II Ltd. | Securitized Asset Fund | $156M | 21 | Mar 29, 2012 |
| Stone Tower Cdo II Ltd. | Securitized Asset Fund | $90.0M | 14 | Mar 29, 2012 |
| Stone Tower Clo Viii Ltd. | Securitized Asset Fund | $78.9M | 0 | Mar 29, 2012 |
| Stone Tower Clo II Ltd. | Securitized Asset Fund | $21.8M | 20 | Mar 29, 2012 |
| Stone Tower Cdo III Ltd. | Securitized Asset Fund | $13.0M | 18 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Leon Black · Vice Presidentcontrolsince 04/2012 · owns less than 5%
- Edward Eugene Donnelly · Vice Presidentcontrolsince 04/2012 · owns less than 5%
- John Barry Giarraputo · Vice President And Chief Financial Officercontrolsince 04/2012 · owns less than 5%
- Jordan Joshua Harris · Vice Presidentcontrolsince 04/2012 · owns less than 5%
- Jeffrey Michael Levitt · Membercontrolsince 08/2005 · owns less than 5%
- Francis Xavier John Phinney · Vice President And Chief Operating Officercontrolsince 04/2012 · owns less than 5%
- Jeffrey Marc Rowan · Vice Presidentcontrolsince 04/2012 · owns less than 5%
- Joseph John Suydam · Vice President And Chief Compliance Officercontrolsince 04/2012 · owns less than 5%
- Charles James Zelter · Presidentcontrolsince 04/2012 · owns less than 5%
- David Leon Black · General Partnercontrolsince 08/2007 · owns F of Black Family Partners, L.P.
- David Leon Black · Shareholdercontrolsince 08/2007 · owns 25% to 50% of Brh Holdings Gp, Ltd.
- Jordan Joshua Harris · General Partnercontrolsince 08/2007 · owns F of Mjh Partners, L.P.
- Jordan Joshua Harris · Shareholdercontrolsince 08/2007 · owns 25% to 50% of Brh Holdings Gp, Ltd.
- Jeffrey Marc Rowan · Shareholdercontrolsince 08/2007 · owns 25% to 50% of Brh Holdings Gp, Ltd.
- Jeffrey Marc Rowan · Managing Membercontrolsince 08/2007 · owns F of Mjr Foundation, LLC
Entity owners
- St Management Holdings LLC · Managing Memberdirect · owns 75% or more
- Amh Holdings, L.P. · Limited Partnerindirect · owns 75% or more of Apollo Management Holdings, L.P.
- Apo Corp. · Limited Partnerindirect · owns 25% to 50% of Apollo Management Holdings, L.P.
- Apo Corp. · Sole Memberindirect · owns F of Apollo Management Holdings Gp, LLC
- Apollo Capital Management Gp, LLC · General Partnerindirect · owns F of Apollo Capital Management, L.P.
- Apollo Capital Management, L.P. · Managing Memberindirect · owns 75% or more of St Management Holdings LLC
- Apollo Global Management, LLC · Sole Shareholderindirect · owns 75% or more of Apo Corp. · public reporting company
- Apollo Management Holdings Gp, LLC · General Partnerindirect · owns F of Apollo Management Holdings, L.P.
- Apollo Management Holdings, L.P. · Sole Member - Managerindirect · owns F of Apollo Capital Management, L.P.
- Black Family Partners, L.P. · Limited Partnerindirect · owns 25% to 50% of Brh Holdings, L.P.
- Brh Holdings Gp, Ltd. · General Partnerindirect · owns F of Brh Holdings, L.P.
- Brh Holdings Gp, Ltd. · General Partnerindirect · owns F of Ap Professional Holdings, L.P.
- Ap Professional Holdings, L.P. · Limited Partnerindirect · owns 50% to 75% of Apollo Management Holdings, L.P.
- Brh Holdings, L.P. · Limited Partnerindirect · owns 75% or more of Ap Professional Holdings, L.P.
- Mjh Partners, L.P. · Limited Partnerindirect · owns 25% to 50% of Brh Holdings, L.P.
- Mjr Foundation, LLC · Limited Partnerindirect · owns 25% to 50% of Brh Holdings, L.P.
Related persons
Schedule D 7.A
- Acrefi Management, LLCinvestment advisern
- Agre Asia Pacific Legacy Management, LLCinvestment advisern
- Agre Asia Pacific Management, LLCinvestment advisern
- Agre Cmbs Management II LLCinvestment advisern
- Agre Cmbs Management LLCinvestment advisern
- Agre Europe Legacy Management, LLCinvestment advisern
- Agre Europe Management, LLCinvestment advisern
- Agre Na Legacy Management, LLCinvestment advisern
- Agre Na Management, LLCinvestment advisern
- Agre-Cre Debt Manager, LLCinvestment advisern
- Agre-E Legacy Management, LLCinvestment advisern
- Agre-E2 Legacy Management, LLCinvestment advisern
- Aion Capital Management Limitedinvestment advisern
- Ap Alternative Assets, L.P.investment advisern
- Apollo Advisors, L.P.pooled vehicle sponsorn
- Apollo Asia Management, L.P.investment advisern
- Apollo Capital Management, L.P.investment adviseryRAUM $718B
- Apollo Centre Street Management, LLCinvestment advisern
- Apollo Commodities Management, L.P.investment advisernRAUM $2.8B
- Apollo Credit Liquidity Management, L.P.investment advisern
- Apollo Credit Management (Clo), LLCinvestment advisern
- Apollo Credit Management (Senior Loans), LLCinvestment advisern
- Apollo Credit Opportunity Management, LLCinvestment advisern
- Apollo Epf Management II, L.P.investment advisern
- Apollo Epf Management, L.P.investment advisern
- Apollo Europe Management, L.P.investment advisern
- Apollo European Credit Management, L.P.investment advisern
- Apollo European Strategic Management, L.P.investment advisern
- Apollo Global Real Estate Management, L.P.investment advisernRAUM $24B
- Apollo Global Securities, LLCbroker-dealern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · unset to 230.0Sep 12, 2012 to Nov 27, 2012
- BD registered reps · 0 to 63Sep 12, 2012 to Nov 27, 2012
- Employees · unset to 600.0Sep 12, 2012 to Nov 27, 2012
- State-registered IARs · unset to 0.0Sep 12, 2012 to Nov 27, 2012
- Related broker-dealer · false to trueSep 12, 2012 to Nov 27, 2012
- Legal name · STONE TOWER DEBT ADVISORS LLC to APOLLO ST DEBT ADVISORS LLCAug 17, 2012 to Sep 12, 2012
- Accounts · 22 to 27Mar 29, 2012 to May 2, 2012
- Discretionary RAUM · $10B to $9.6BMar 29, 2012 to May 2, 2012
- Non-discretionary RAUM · $0 to $1.1BMar 29, 2012 to May 2, 2012
- RAUM · $10B to $11BMar 29, 2012 to May 2, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026