DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Apollo Capital Management, L.P.
Latest filing Aug 26, 2026
First filing on the tape Mar 30, 2012 · 176 filings
SEC status approved since Mar 13, 2007
RAUM
$718B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,564
912 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
711
reported on Schedule D
History
176 filings and snapshots on the tape
RAUM$718B as of Aug 26, 2026
Mar 30, 2012$25B then
HNW client RAUM$0 as of Aug 26, 2026
Mar 30, 2019$0 then
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 30, 20120 then
Employees (5.A)3,564 as of Aug 26, 2026
Mar 28, 2013634 then
Private funds711 as of Aug 26, 2026
Mar 30, 201260 then
RAUM +23% over the last fiscal year+19% a year over threeIARs 0 to 0offices 32 to 28
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $895MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $28B, 169 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$417B58%
- Pooled investment vehicles$285B40%
- Investment companies$9.9B1.4%
- Other investment advisers$2.0B0.3%
- Pension and profit-sharing plans$1.5B0.2%
- Sovereign wealth funds$523M0.1%
- Banks and thrifts$255M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 803reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28B for 169 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.41 institutional_share=0.58 related_bd=true related_bank=true bd_reps=571.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Leveragesource, L.P.no longer reported | Hedge Fund | $15B | 5 | May 2, 2012 |
| Apollo Investment Fund Ix, L.P. | Private Equity Fund | $14B | 230 | Mar 30, 2017 |
| A-A Offshore (Aaa), L.P. | Other Private Fund | $9.5B | 32 | Oct 12, 2022 |
| Apollo Overseas Partners (Delaware 892) Ix, L.P. | Private Equity Fund | $8.7B | 41 | Mar 30, 2017 |
| Apollo Investment Fund X, L.P. | Private Equity Fund | $8.2B | 201 | Oct 12, 2022 |
| Leveragesource Holdings, L.P., Series IIIno longer reported | Hedge Fund | $6.8B | 2 | May 2, 2012 |
| Apollo Athene Strategic Partnership, L.P. | Other Private Fund | $6.2B | 1 | Mar 30, 2019 |
| Apollo Strategic Origination Partners, L.P.no longer reported | Private Equity Fund | $5.9B | 3 | Mar 31, 2021 |
| Apollo Strategic Origination Partners (Av), L.P.no longer reported | Private Equity Fund | $5.9B | 4 | Mar 31, 2021 |
| Apollo Overseas Partners Ix, L.P. | Private Equity Fund | $5.6B | 144 | Mar 30, 2017 |
| Apollo Overseas Partners (Delaware 892) X, L.P. | Private Equity Fund | $5.5B | 19 | Oct 12, 2022 |
| Apollo Offshore Credit Strategies Fund Ltd. | Private Equity Fund | $4.4B | 232 | Mar 28, 2013 |
| Pk Air 1 LP | Securitized Asset Fund | $4.2B | 1 | Mar 30, 2020 |
| Leveragesource Holdings, L.P., Series Vno longer reported | Hedge Fund | $4.1B | 4 | May 2, 2012 |
| Apollo Overseas Partners X, L.P. | Private Equity Fund | $3.8B | 116 | Oct 12, 2022 |
| Apollo Credit Strategies Master Fund Ltd. | Hedge Fund | $3.6B | 4 | May 2, 2012 |
| Midcap Finco Designated Activity Company | Other Private Fund | $3.5B | 95 | Mar 30, 2016 |
| Apollo/Athene Dedicated Investment Program II, L.P. | Other Private Fund | $3.4B | 40 | Oct 12, 2022 |
| Apollo Spn Investments I, L.P. | Other Private Fund | $3.4B | 1 | Mar 28, 2013 |
| Apollo Investment Fund Viii, L.P. | Private Equity Fund | $3.3B | 207 | Mar 31, 2014 |
| Apollo S3 Holdings, L.P. | Other Private Fund | $3.3B | 4 | Mar 31, 2023 |
| Financial Credit Investment III Spv-B (Cayman), L.P.no longer reported | Hedge Fund | $3.1B | 11 | Mar 30, 2018 |
| Apollo Total Return Fund (Offshore) Ltd. | Hedge Fund | $3.0B | 246 | Mar 31, 2014 |
| Financial Credit Investment III, L.P. | Hedge Fund | $3.0B | 63 | Mar 30, 2016 |
| Apollo Overseas Partners (Delaware) Ix, L.P. | Private Equity Fund | $3.0B | 43 | Mar 30, 2017 |
| Apollo S3 Equity & Hybrid Solutions Fund, L.P. | Other Private Fund | $2.9B | 10 | Mar 28, 2024 |
| Leveragesource Holdings, L.P., Series Xino longer reported | Hedge Fund | $2.8B | 1 | May 2, 2012 |
| Apollo Palmetto Strategic Partnership, L.P. | Other Private Fund | $2.7B | 1 | Mar 30, 2012 |
| Ap Tundra Holdings LLC | Securitized Asset Fund | $2.7B | 73 | Mar 31, 2022 |
| Apollo/Athene Dedicated Investment Program (E), L.P. | Other Private Fund | $2.4B | 5 | Mar 31, 2021 |
| Apollo Hybrid Value Fund II, L.P. | Private Equity Fund | $2.4B | 48 | Mar 31, 2021 |
| Freedom Parent Holdings LP | Other Private Fund | $2.4B | 13 | Oct 12, 2022 |
| Apollo Overseas Partners (Delaware 892) Viii, L.P. | Private Equity Fund | $2.3B | 34 | Mar 31, 2014 |
| Athora Lux Invest Nl - Middle Market Direct Lending | Hedge Fund | $2.3B | 2 | Jul 2, 2021 |
| Ap Viii Prime Security Services Holdings, L.P. | Private Equity Fund | $2.2B | 55 | Mar 30, 2017 |
| Apollo Overseas Partners (Lux) Ix, Scsp | Private Equity Fund | $2.2B | 63 | Mar 30, 2018 |
| Athora Lux Invest Loan Origination | Hedge Fund | $2.1B | 2 | Aug 28, 2019 |
| Mmjv LPno longer reported | Private Equity Fund | $2.1B | 1 | Jul 31, 2020 |
| Athora Europe Investments Dac | Hedge Fund | $1.9B | 2 | Feb 16, 2023 |
| Redding Ridge Holdings LP | Other Private Fund | $1.9B | 14 | Mar 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A Whitney Chatterjee · Chief Legal Officercontrolsince 05/2023 · owns less than 5%
- Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
- Kenan Yael Levy · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Charles James Zelter · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
Entity owners
- Apollo Capital Management Gp, LLC · General Partnerdirect · owns less than 5%
- Apollo Management Holdings, L.P. · Limited Partnerdirect · owns 75% or more
- Amh Holdings (Delaware), L.P. · Limited Partnerindirect · owns 75% or more of Apollo Management Holdings, L.P.
- Amh Holdings Gp, Ltd. · General Partnerindirect · owns F of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Memberindirect · owns 75% or more of Apollo Management Holdings Gp, LLC
- Apo Corp. · Limited Partnerindirect · owns 50% to 75% of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Shareholderindirect · owns 75% or more of Amh Holdings Gp, Ltd.
- Apollo Asset Management, Inc. · Limited Partnerindirect · owns 25% to 50% of Amh Holdings (Delaware), L.P. · public reporting company
- Apollo Asset Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apo Corp. · public reporting company
- Apollo Global Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
- Apollo Management Holdings Gp, LLC · General Partnerindirect · owns F of Apollo Management Holdings, L.P.
- Apollo Management Holdings, L.P. · Managing Memberindirect · owns 75% or more of Apollo Capital Management Gp, LLC
Related persons
Schedule D 7.A
- Apollo Capital Credit Adviser, LLCinvestment advisernRAUM $2.4B
- Apollo Credit Management, LLCinvestment adviserbanknRAUM $30B
- Apollo Global Securities, LLCbroker-dealern
- Apollo Investment Management, L.P.investment adviserbanknRAUM $3.3B
- Apollo Manager, LLCinvestment advisernRAUM $3.6B
- Apollo Real Estate Fund Adviser, LLCinvestment advisernRAUM $4.3B
- Apollo S3 Ric Management, L.P.investment adviserbanknRAUM $424M
- Aris Management, LLCinvestment advisernRAUM $2.1B
- Athene Securities, LLCbroker-dealern
- Griffin Capital Securities, LLCbroker-dealern
Advisers that list Apollo Capital Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Goregaon East, Maharashtra, Mumbai, India577 employees
- New York, NY431 employees
- London, United Kingdom360 employees
- El Segundo, CA221 employees
- Greenwich, CT108 employees
- Singapore, Singapore40 employees
- Hong Kong, Hong Kong29 employees
- Irvine, CA24 employees
- Miami, FL23 employees
- Phoenix, AZ22 employees
- Woodland Hills, CA21 employees
- Los Angeles, CA17 employees
- Tokyo, Japan17 employees
- Bkc, Bandra East, Maharashtra, Mumbai, India17 employees
- West Des Moines, IA10 employees
- Sydney, Australia9 employees
- Bethesda, MD9 employees
- Houston, TX9 employees
- Carlsbad, CA7 employees
- Amsterdam, Netherlands6 employees
- West Palm Beach, FL6 employees
- Gurugram, India5 employees
- Milan, Italy4 employees
- Orlando, FL3 employees
- Abu Dhabi, United Arab Emirates2 employees
What changed
consecutive filings, newest first
- Private funds · 700 to 711Jul 16, 2026 to Aug 26, 2026
- Private funds · 697 to 700May 28, 2026 to Jul 16, 2026
- Private funds · 690 to 697Apr 28, 2026 to May 28, 2026
- Private funds · 689 to 690Mar 31, 2026 to Apr 28, 2026
- Pooled vehicle clients · 611 to 687Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $20B to $28BFeb 26, 2026 to Mar 31, 2026
- Employees · 3,126 to 3,564Feb 26, 2026 to Mar 31, 2026
- Other offices · 32 to 28Feb 26, 2026 to Mar 31, 2026
- Private funds · 669 to 689Feb 26, 2026 to Mar 31, 2026
- Accounts · 706 to 803Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 842 to 912Feb 26, 2026 to Mar 31, 2026
- BD registered reps · 336 to 571Feb 26, 2026 to Mar 31, 2026
- Pension plan clients · 9 to 7Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $568B to $703BFeb 26, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $15B to $16BFeb 26, 2026 to Mar 31, 2026
- Pension RAUM · $1.0B to $1.5BFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $239B to $285BFeb 26, 2026 to Mar 31, 2026
- RAUM · $583B to $718BFeb 26, 2026 to Mar 31, 2026
- Private funds · 659 to 669Nov 18, 2025 to Feb 26, 2026
- Private funds · 633 to 659Aug 27, 2025 to Nov 18, 2025
- Private funds · 632 to 633May 2, 2025 to Aug 27, 2025
- Financial planning clients · unset to Apr 30, 2025 to May 2, 2025
- Private funds · 611 to 632Apr 30, 2025 to May 2, 2025
- Accounts · 842 to 706Feb 26, 2025 to Apr 30, 2025
- Advisory employees · 774 to 842Feb 26, 2025 to Apr 30, 2025
- BD registered reps · 397 to 336Feb 26, 2025 to Apr 30, 2025
- Pension plan clients · 8 to 9Feb 26, 2025 to Apr 30, 2025
- Pooled vehicle clients · 727 to 611Feb 26, 2025 to Apr 30, 2025
- Assets in custody · $14B to $20BFeb 26, 2025 to Apr 30, 2025
- Employees · 2,909 to 3,126Feb 26, 2025 to Apr 30, 2025
- Private funds · 690 to 611Feb 26, 2025 to Apr 30, 2025
- Discretionary RAUM · $491B to $568BFeb 26, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $13B to $15BFeb 26, 2025 to Apr 30, 2025
- Pension RAUM · $977M to $1.0BFeb 26, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $226B to $239BFeb 26, 2025 to Apr 30, 2025
- RAUM · $504B to $583BFeb 26, 2025 to Apr 30, 2025
- Private funds · 689 to 690Jan 22, 2025 to Feb 26, 2025
- Private funds · 734 to 689Dec 18, 2024 to Jan 22, 2025
- Private funds · 730 to 734Sep 3, 2024 to Nov 26, 2024
- Private funds · 727 to 730Jul 3, 2024 to Aug 27, 2024
Signals
16 dated events
- Mark Anthony Civale (Chief Operating Officer Of Apollo Asset Management, Inc.) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2024-03-28, absent 2024-05-10)May 10, 2024 · Control person left · inference
- Joseph John Suydam (Chief Legal Officer) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2024-03-28, absent 2024-05-10)May 10, 2024 · Control person left · inference
- A Whitney Chatterjee (Chief Legal Officer) appeared on Schedule A of Apollo Capital Management, L.P.May 10, 2024 · Control person joined · fact
- Apollo Capital Management, L.P. reported 32 offices beyond its principal office, up from 26 (2023-02-16 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- Apollo Capital Management, L.P. reported RAUM $441.4B, up 35% from $326.9B (2022-12-22 to 2023-01-25)Jan 25, 2023 · RAUM change · derived
- Apollo Capital Management, L.P. reported 24 offices beyond its principal office, up from 12 (2022-03-02 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- Jordan Joshua Harris (Vice President) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2021-12-01, absent 2022-01-13)Jan 13, 2022 · Control person left · inference
- David Leon Black (Shareholder) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2021-03-31, absent 2021-06-09)Jun 9, 2021 · Control person left · inference
- Lynn Jessica Lomm (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2021-03-31, absent 2021-06-09)Jun 9, 2021 · Control person left · inference
- Kenan Yael Levy (Vice President And Chief Compliance Officer) appeared on Schedule A of Apollo Capital Management, L.P.Jun 9, 2021 · Control person joined · fact
- Apollo Capital Management, L.P. reported RAUM $290.2B, up 33% from $218.6B (2021-03-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Apollo Capital Management, L.P. reported RAUM $218.6B, up 26% from $174.0B (2020-03-25 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Lynn Jessica Lomm (Vice President And Chief Compliance Officer) appeared on Schedule A of Apollo Capital Management, L.P.Jan 8, 2020 · Control person joined · fact
- Zee Cindy Michel (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Capital Management, L.P. (listed 2019-12-10, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Martin Scott Kleinman (Co-President Of Apollo Global Management, Llc) appeared on Schedule A of Apollo Capital Management, L.P.Mar 30, 2019 · Control person joined · fact
- Mark Anthony Civale (Co-Chief Operating Officer Of Apollo Global Management, Llc) appeared on Schedule A of Apollo Capital Management, L.P.Mar 30, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Apollo Capital Management, L.P. · Independent Sponsorsshared crd · capital_provider
- Apollo Capital Management, L.P. · Private Equityshared crd · organization
- Apollo Capital Management, L.P. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/griffin-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apollo-global-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- apollo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-515-3200reportedpublic record, Form ADV, Aug 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Apollo Capital Management, L.P. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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