DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• F••••• F•••••••• A••••••• I••
Latest filing Jul 23, 2026
First filing on the tape Nov 25, 2019 · 37 filings
SEC status approved since Jan 2, 2020
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$285M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$95.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$285M as of Jul 23, 2026
Jan 8, 2021$121M then
HNW client RAUM$262M as of Jul 23, 2026
Jan 8, 2021$109M then
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Jan 8, 20210 then
Employees (5.A)4 as of Jul 23, 2026
Jan 8, 20215 then
Private funds: no history
RAUM +25% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $445,782derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$262M92%
- Individuals$23.2M8.2%
- Individual clients
- 216reported
- HNW clients
- 160reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 639reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• J••••• H•••••• | Beaverton, Or | Oct 26, 2015 | 11 y | 0 |
| N••••• A•••••• R•••••• | Beaverton, Or | Apr 20, 2018 | 11 y | 0 |
| C•••••• K••••• J••••Certified Financial Planner | Orlando, Fl | Nov 8, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• M••••••• K•••••• to G•••••• F••••••••• L••May 15, 2017 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- U••••• W••••••• B•• · President/Secretarycontrolsince 09/1998 · owns 75% or more
- H••••••• K•••• J••••• · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beaverton, Or · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 3 to 2Mar 18, 2026 to Apr 20, 2026
- Accounts · 593 to 639Nov 13, 2025 to Feb 5, 2026
- Advisory employees · 4 to 3Nov 13, 2025 to Feb 5, 2026
- HNW clients · 130 to 160Nov 13, 2025 to Feb 5, 2026
- Individual clients · 236 to 216Nov 13, 2025 to Feb 5, 2026
- Employees · 5 to 4Nov 13, 2025 to Feb 5, 2026
- Discretionary RAUM · $229M to $285MNov 13, 2025 to Feb 5, 2026
- HNW RAUM · $207M to $262MNov 13, 2025 to Feb 5, 2026
- Individual RAUM · $21.8M to $23.2MNov 13, 2025 to Feb 5, 2026
- RAUM · $229M to $285MNov 13, 2025 to Feb 5, 2026
- Financial planning clients · 251-500 to 251-500Apr 15, 2025 to May 28, 2025
- Accounts · 521 to 593Dec 11, 2024 to Jan 30, 2025
- Advisory activities · 4 to 3Dec 11, 2024 to Jan 30, 2025
- HNW clients · 108 to 130Dec 11, 2024 to Jan 30, 2025
- Individual clients · 208 to 236Dec 11, 2024 to Jan 30, 2025
- Financial planning clients · 101-250 to 251-500Dec 11, 2024 to Jan 30, 2025
- Discretionary RAUM · $172M to $229MDec 11, 2024 to Jan 30, 2025
- HNW RAUM · $154M to $207MDec 11, 2024 to Jan 30, 2025
- Individual RAUM · $18.6M to $21.8MDec 11, 2024 to Jan 30, 2025
- RAUM · $172M to $229MDec 11, 2024 to Jan 30, 2025
- Employees · 6 to 5May 15, 2024 to Sep 16, 2024
- Accounts · 419 to 521Aug 15, 2023 to Jan 25, 2024
- HNW clients · 219 to 108Aug 15, 2023 to Jan 25, 2024
- Individual clients · 200 to 208Aug 15, 2023 to Jan 25, 2024
- Financial planning clients · 251-500 to 101-250Aug 15, 2023 to Jan 25, 2024
- Discretionary RAUM · $129M to $172MAug 15, 2023 to Jan 25, 2024
- HNW RAUM · $115M to $154MAug 15, 2023 to Jan 25, 2024
- Individual RAUM · $13.1M to $18.6MAug 15, 2023 to Jan 25, 2024
- RAUM · $129M to $172MAug 15, 2023 to Jan 25, 2024
- HQ city · unset to BEAVERTONFeb 10, 2023 to Feb 27, 2023
- HQ state · unset to ORFeb 10, 2023 to Feb 27, 2023
- Accounts · 519 to 419Oct 14, 2022 to Jan 17, 2023
- Advisory activities · 3 to 4Oct 14, 2022 to Jan 17, 2023
- HNW clients · 298 to 219Oct 14, 2022 to Jan 17, 2023
- Individual clients · 221 to 200Oct 14, 2022 to Jan 17, 2023
- Financial planning clients · 101-250 to 251-500Oct 14, 2022 to Jan 17, 2023
- Discretionary RAUM · $144M to $129MOct 14, 2022 to Jan 17, 2023
- HNW RAUM · $131M to $115MOct 14, 2022 to Jan 17, 2023
- Individual RAUM · $13.8M to $13.1MOct 14, 2022 to Jan 17, 2023
- RAUM · $144M to $129MOct 14, 2022 to Jan 17, 2023
Signals
1 dated events
- P•••••••• F••••• F•••••••• A••••••• I•• filed its initial SEC registration (Form ADV)Nov 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 541-463-0899reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/physician-family-financial-advisors-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- physicianfamily.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 541-463-0899reportedpublic record, Form ADV, Jul 23, 2026
- Team page
- physicianfamily.com/peoplereportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026